1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9
10 Elizabeth A. Nevels, No. CV-24-02121-PHX-DGC
11 Plaintiff, ORDER 12 v. 13 Commissioner of Social Security Administration, 14 Defendant.
16 17 Plaintiff Elizabeth Nevels appealed from the final decision of the Commissioner of 18 the Social Security Administration which denied her claim for disability insurance benefits 19 and supplemental security income. Doc. 1. Defendant conceded that the decision is based 20 on reversible error, but the parties disagreed on the proper scope of remand. Docs. 11, 15. 21 The Court remanded for new findings at steps four and five of the disability evaluation 22 process, and the Clerk entered judgment accordingly. Docs. 17, 18.1 23 Defendant moves to alter or amend the judgment under Federal Rule of Civil 24 Procedure 59(e). Doc. 19. Plaintiff opposes the motion. Doc. 20. Defendant has filed no 25 reply and neither side requests oral argument. For reasons stated below, the Court will 26 deny the motion. 27
28 1 See also Nevels v. Comm’r of Soc. Sec. Admin., No. CV-24-02121-PHX-DGC, 2025 WL 2586138 (D. Ariz. Sept. 8, 2025) (remand order). 1 II. Rule 59(e) Standard. 2 The Ninth Circuit has repeatedly cautioned that relief under Rule 59(e) is an 3 “extraordinary remedy which should be used sparingly.” Allstate Ins. Co. v. Herron, 634 4 F.3d 1101, 1111 (9th Cir. 2011) (quoting McDowell v. Calderon, 197 F.3d 1253, 1255 n.1 5 (9th Cir. 1999)). A Rule 59(e) motion should not be granted unless “(1) the court 6 committed manifest errors of law or fact, (2) the court is presented with newly discovered 7 or previously unavailable evidence, (3) the decision was manifestly unjust, or (4) there is 8 an intervening change in the controlling law.” Rishor v. Ferguson, 822 F.3d 482, 491-92 9 (9th Cir. 2016) (citing Allstate, 634 F.3d at 1111). “This requirement is a high hurdle for 10 [the movant] to meet.” Weeks v. Bayer, 246 F.3d 1231, 1236 (9th Cir. 2001). 11 III. Discussion. 12 Defendant has established no basis for relief under Rule 59(e). Defendant presents 13 no new evidence and does not assert that there has been an intervening change in the law. 14 Nor is the Court convinced that it mistakenly remanded the case for new findings at steps 15 four and five only, rather than on all five steps of the evaluation process. See Young v. 16 Wolfe, No. CV 07- 03190 RSWL-AJWx, 2017 WL 2798497, at *5 (C.D. Cal. June 27, 17 2017) (“Clear error or manifest injustice occurs when the ‘reviewing court on the entire 18 record is left with the definite and firm conviction that a mistake has been committed.’”) 19 (quoting Smith v. Clark Cnty. Sch. Dist., 727 F.3d 950, 955 (9th Cir. 2013)). Defendant 20 also has failed to show extraordinary circumstances warranting relief under Rule 59(e). 21 Defendant makes three specific arguments in support of Rule 59(e) relief: (1) the 22 Court misapplied the law of the case doctrine, (2) the Court misinterpreted Brown v. 23 Kijakazi, 11 F.4th 1008 (9th Cir. 2021), and (3) the Court’s remand order is unworkable. 24 Doc. 19 at 2-8. Because none of these arguments has merit, the Court will deny the Rule 25 59(e) motion. 26 A. Law of the Case Doctrine. 27 According to Defendant, “the law of the case doctrine evinces a comparison of court 28 decisions” and it “makes no sense to apply it to a single agency decision that has been 1 vacated in a single court remand.” Id. at 2 (citing Stacy v. Colvin, 825 F.3d 563, 567 (9th 2 Cir. 2016) (“The law of the case doctrine generally prohibits a court from considering an 3 issue that has already been decided by that same court or a higher court in the same case.”)). 4 But the doctrine “is concerned primarily with efficiency,” Stacy, 825 F.3d at 567, and this 5 value is “equally promoted in social-security cases.” Fallon v. Dudek, 135 F.4th 831, 836 6 (9th Cir. 2025). In the social security context, the law of the case doctrine typically 7 prohibits an ALJ from revisiting a previous finding on the same issue in the same case. See 8 Stacy, 825 F.3d at 567 (“[T]here were two prior step 4 findings by ALJs that Stacy could 9 not perform his past work. Although these findings were never affirmed by the district 10 court on review, this is typically the type of determination that should not be reconsidered 11 under the law of the case doctrine.”). Because Plaintiff does not challenge the ALJ’s 12 findings at steps one through three, or the ALJ’s finding that Plaintiff has the RFC to 13 perform only sedentary work with restrictions, the Court did not clearly err in concluding 14 that these findings are law of the case and may not be reconsidered unless the evidence on 15 remand is substantially different. Doc. 17 at 3-5.2 16 B. Brown v. Kijakazi. 17 In Brown v. Kijakazi, the Ninth Circuit made clear that the scope of remand is 18 defined by the relief the plaintiff seeks in the underlying complaint. 11 F.4th at 1009-10 19 The Ninth Circuit explained that, “like any complaint in a civil action, a complaint filed by 20 a social security claimant asserting a claim under [42 U.S.C. § 405(g)] must set forth the 21 relief requested,” and “the only question is whether [the plaintiff] should be granted the 22 relief he requests.” Id. The Ninth Circuit emphasized that it had “no authority to set aside, 23 or to disturb” aspects of the ALJ’s decision the plaintiff did not challenge. Id. at 1010. 24 Because Plaintiff challenged only the ALJ’s step-four finding that she could perform past 25
26 2 Defendant asserts that the law of the case doctrine cannot be applied when there has yet to be a remand in which that test becomes relevant (Doc. 19 at 3), but cites no legal 27 authority in support of this assertion. As Plaintiff notes, it is more efficient for a court to announce which ALJ findings will become law of case on remand, rather than force a 28 claimant for disability benefits to file multiple district court actions over a period of years. Doc. 20 at 3. 1 relevant work, the Court limited the remand to new findings at step four, and, if necessary, 2 findings at step five on whether Plaintiff can perform other available work. Doc. 17 at 5. 3 Defendant asserts that the Court “dismisses the distinguishing fact that the ALJ’s 4 decision in Brown was partially favorable whereas, here, no portion of the ALJ decision 5 was favorable to Plaintiff.” Doc. 19 at 3. The Court did not ignore Defendant’s position 6 on this point. The Court acknowledged that “Defendant attempts to distinguish Brown by 7 noting that the ALJ found Plaintiff not disabled during the entire period under 8 consideration.” Doc. 17 at 6 (citing Doc. 15 at 4 n.3). The Court made clear, however, 9 that it “does not read Brown as instructive only in cases where the claimant appeals a partial 10 denial of benefits. Rather, ‘the broader principle that applies from Brown is that a claimant 11 gets to choose what portions of an ALJ’s decision that the claimant wants to challenge and 12 the Court is limited to the relief requested by the Claimant.’” Id. (citation omitted). 13 Defendant may disagree with the Court’s interpretation of Brown, but has not shown 14 that the Court clearly erred in this regard. See Hannonen v. McCloskey, No.
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1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9
10 Elizabeth A. Nevels, No. CV-24-02121-PHX-DGC
11 Plaintiff, ORDER 12 v. 13 Commissioner of Social Security Administration, 14 Defendant.
16 17 Plaintiff Elizabeth Nevels appealed from the final decision of the Commissioner of 18 the Social Security Administration which denied her claim for disability insurance benefits 19 and supplemental security income. Doc. 1. Defendant conceded that the decision is based 20 on reversible error, but the parties disagreed on the proper scope of remand. Docs. 11, 15. 21 The Court remanded for new findings at steps four and five of the disability evaluation 22 process, and the Clerk entered judgment accordingly. Docs. 17, 18.1 23 Defendant moves to alter or amend the judgment under Federal Rule of Civil 24 Procedure 59(e). Doc. 19. Plaintiff opposes the motion. Doc. 20. Defendant has filed no 25 reply and neither side requests oral argument. For reasons stated below, the Court will 26 deny the motion. 27
28 1 See also Nevels v. Comm’r of Soc. Sec. Admin., No. CV-24-02121-PHX-DGC, 2025 WL 2586138 (D. Ariz. Sept. 8, 2025) (remand order). 1 II. Rule 59(e) Standard. 2 The Ninth Circuit has repeatedly cautioned that relief under Rule 59(e) is an 3 “extraordinary remedy which should be used sparingly.” Allstate Ins. Co. v. Herron, 634 4 F.3d 1101, 1111 (9th Cir. 2011) (quoting McDowell v. Calderon, 197 F.3d 1253, 1255 n.1 5 (9th Cir. 1999)). A Rule 59(e) motion should not be granted unless “(1) the court 6 committed manifest errors of law or fact, (2) the court is presented with newly discovered 7 or previously unavailable evidence, (3) the decision was manifestly unjust, or (4) there is 8 an intervening change in the controlling law.” Rishor v. Ferguson, 822 F.3d 482, 491-92 9 (9th Cir. 2016) (citing Allstate, 634 F.3d at 1111). “This requirement is a high hurdle for 10 [the movant] to meet.” Weeks v. Bayer, 246 F.3d 1231, 1236 (9th Cir. 2001). 11 III. Discussion. 12 Defendant has established no basis for relief under Rule 59(e). Defendant presents 13 no new evidence and does not assert that there has been an intervening change in the law. 14 Nor is the Court convinced that it mistakenly remanded the case for new findings at steps 15 four and five only, rather than on all five steps of the evaluation process. See Young v. 16 Wolfe, No. CV 07- 03190 RSWL-AJWx, 2017 WL 2798497, at *5 (C.D. Cal. June 27, 17 2017) (“Clear error or manifest injustice occurs when the ‘reviewing court on the entire 18 record is left with the definite and firm conviction that a mistake has been committed.’”) 19 (quoting Smith v. Clark Cnty. Sch. Dist., 727 F.3d 950, 955 (9th Cir. 2013)). Defendant 20 also has failed to show extraordinary circumstances warranting relief under Rule 59(e). 21 Defendant makes three specific arguments in support of Rule 59(e) relief: (1) the 22 Court misapplied the law of the case doctrine, (2) the Court misinterpreted Brown v. 23 Kijakazi, 11 F.4th 1008 (9th Cir. 2021), and (3) the Court’s remand order is unworkable. 24 Doc. 19 at 2-8. Because none of these arguments has merit, the Court will deny the Rule 25 59(e) motion. 26 A. Law of the Case Doctrine. 27 According to Defendant, “the law of the case doctrine evinces a comparison of court 28 decisions” and it “makes no sense to apply it to a single agency decision that has been 1 vacated in a single court remand.” Id. at 2 (citing Stacy v. Colvin, 825 F.3d 563, 567 (9th 2 Cir. 2016) (“The law of the case doctrine generally prohibits a court from considering an 3 issue that has already been decided by that same court or a higher court in the same case.”)). 4 But the doctrine “is concerned primarily with efficiency,” Stacy, 825 F.3d at 567, and this 5 value is “equally promoted in social-security cases.” Fallon v. Dudek, 135 F.4th 831, 836 6 (9th Cir. 2025). In the social security context, the law of the case doctrine typically 7 prohibits an ALJ from revisiting a previous finding on the same issue in the same case. See 8 Stacy, 825 F.3d at 567 (“[T]here were two prior step 4 findings by ALJs that Stacy could 9 not perform his past work. Although these findings were never affirmed by the district 10 court on review, this is typically the type of determination that should not be reconsidered 11 under the law of the case doctrine.”). Because Plaintiff does not challenge the ALJ’s 12 findings at steps one through three, or the ALJ’s finding that Plaintiff has the RFC to 13 perform only sedentary work with restrictions, the Court did not clearly err in concluding 14 that these findings are law of the case and may not be reconsidered unless the evidence on 15 remand is substantially different. Doc. 17 at 3-5.2 16 B. Brown v. Kijakazi. 17 In Brown v. Kijakazi, the Ninth Circuit made clear that the scope of remand is 18 defined by the relief the plaintiff seeks in the underlying complaint. 11 F.4th at 1009-10 19 The Ninth Circuit explained that, “like any complaint in a civil action, a complaint filed by 20 a social security claimant asserting a claim under [42 U.S.C. § 405(g)] must set forth the 21 relief requested,” and “the only question is whether [the plaintiff] should be granted the 22 relief he requests.” Id. The Ninth Circuit emphasized that it had “no authority to set aside, 23 or to disturb” aspects of the ALJ’s decision the plaintiff did not challenge. Id. at 1010. 24 Because Plaintiff challenged only the ALJ’s step-four finding that she could perform past 25
26 2 Defendant asserts that the law of the case doctrine cannot be applied when there has yet to be a remand in which that test becomes relevant (Doc. 19 at 3), but cites no legal 27 authority in support of this assertion. As Plaintiff notes, it is more efficient for a court to announce which ALJ findings will become law of case on remand, rather than force a 28 claimant for disability benefits to file multiple district court actions over a period of years. Doc. 20 at 3. 1 relevant work, the Court limited the remand to new findings at step four, and, if necessary, 2 findings at step five on whether Plaintiff can perform other available work. Doc. 17 at 5. 3 Defendant asserts that the Court “dismisses the distinguishing fact that the ALJ’s 4 decision in Brown was partially favorable whereas, here, no portion of the ALJ decision 5 was favorable to Plaintiff.” Doc. 19 at 3. The Court did not ignore Defendant’s position 6 on this point. The Court acknowledged that “Defendant attempts to distinguish Brown by 7 noting that the ALJ found Plaintiff not disabled during the entire period under 8 consideration.” Doc. 17 at 6 (citing Doc. 15 at 4 n.3). The Court made clear, however, 9 that it “does not read Brown as instructive only in cases where the claimant appeals a partial 10 denial of benefits. Rather, ‘the broader principle that applies from Brown is that a claimant 11 gets to choose what portions of an ALJ’s decision that the claimant wants to challenge and 12 the Court is limited to the relief requested by the Claimant.’” Id. (citation omitted). 13 Defendant may disagree with the Court’s interpretation of Brown, but has not shown 14 that the Court clearly erred in this regard. See Hannonen v. McCloskey, No. 24-CV-2408- 15 BEN-BLM, 2025 WL 2440649, at *2 (S.D. Cal. Aug. 25, 2025) (explaining that Rule 59(e) 16 “cannot be used to ask the Court to rethink what the Court has already thought through 17 merely because a party disagrees with the Court’s decision”) (citation omitted); McIntyre 18 v. Ariz. Bd. of Regents, No. CV-24-08151-PCT-DGC, 2025 WL 296399, at *1 (D. Ariz. 19 Jan. 24, 2025) (“Mere disagreement with an order is an insufficient basis for 20 reconsideration. Nor should reconsideration be used to make new arguments or to ask the 21 Court to rethink its analysis.”) (citations omitted). 22 The Court noted that in a recent unpublished disposition, a Ninth Circuit panel found 23 Brown inapplicable where the claimant was not awarded benefits for any period of his 24 claimed disability. Doc. 17 at 6 n.2 (citing Velazquez v. Bisignano, No. 24-3034, 2025 WL 25 24377493, at *1 (9th Cir. Aug. 25, 2025)). The Court found Velazquez unpersuasive with 26 respect to this case because: (1) it does not address the law of the case doctrine and 27 disregards the instruction in Brown that the relief the plaintiff requests in the complaint 28 defines the scope of remand; (2) it suggests that distinct findings made as part of the ALJ’s 1 five-step evaluation process should never be deemed “favorable” unless the claimant 2 ultimately is awarded some benefits, but an ALJ’s finding that the claimant has an 3 extremely limited RFC, or a finding that the claimant is not able to perform past work, 4 would be favorable to the claimant; and (3) the plaintiff had sought remand for an 5 immediate award of benefits rather than new findings on a specific aspect of the ALJ’s 6 decision. Id. The Court also explained that Velazquez has no precedential value and the 7 Court may not rely on it in determining the scope of remand in this case. Id. 8 Defendant notes that a request to have the disposition in Velazquez published was 9 recently filed (Doc. 19 at 4 n.4), but the request has been denied. See Doc. 55, Velazquez, 10 No. 24-3034. The disposition in Velazquez therefore remains unpublished and has no 11 precedential value. See United States v. Rivera-Sanchez, 222 F.3d 1057, 1063 (9th Cir. 12 2000) (“Under our rules, . . . unpublished memorandum dispositions have no precedential 13 value[.]”) (citing 9th Cir. R. 36-3(a)); W. Watersheds Project v. Grimm, 921 F.3d 1141, 14 1147 (9th Cir. 2019) (finding that the district court erred by relying on an unpublished case 15 that lacks precedential value). 16 Defendant contends that the Court erred in its interpretation of Brown by relying on 17 unpublished district court cases that predate Velazquez. Doc. 19 at 4. But the Court did 18 not suggest that those cases have precedential value or are in any way binding on the Court. 19 Rather, the Court cited the cases to show that other district courts have interpreted Brown 20 in a similar way. See Doc. 17 at 5-6 (citing Ellen C-B. v. Comm’r, Soc. Sec. Admin., No. 21 6:22-CV-01650-JR, 2024 WL 1794954, at *2 (D. Or. Apr. 25, 2024) (“Following Brown, 22 the Court will limit its remand order to only those aspects of the ALJ’s decision plaintiff 23 challenges, rather than the ‘de novo hearing decision’ the Commissioner requests. The rule 24 in Brown is clear: because only claimants can appeal under [§ 405(g)], the relief he or she 25 requests in the complaint defines the scope of appellate review, and by extension, limits 26 the permissible scope of remand.”); De Jong v. Comm’r of Soc. Sec., No. 1:24-CV-00381- 27 EPG, 2024 WL 4437190, at *2 (E.D. Cal. Oct. 4, 2024) (“Next comes the question of 28 whether the Court should limit the scope of remand here to the Step Five issue that Plaintiff 1 raises. On this issue, the Court finds Plaintiff’s citation to Brown . . . persuasive. In Brown, 2 the Ninth Circuit rejected the Commissioner’s argument that the Court should remand for 3 a new decision on an entire social security claim[.]”)). 4 Defendant cites an order in which the Ninth Circuit panel in Velazquez requested 5 supplemental briefing regarding “the interaction between Brown’s limitation on the 6 Commissioner’s ability to appeal aspects of a decision that are favorable to the claimant” 7 and the “statutory and regulatory framework for handling remands to the agency.” Doc. 8 19 at 4 (citing Doc. 43, Velazquez, No. 24-3034). But Defendant does not provide the 9 supplemental briefing or explain how it may have impacted the panel’s decision in 10 Velazquez. 11 Defendant has not shown that the Court clearly erred in its interpretation of Brown 12 or its treatment of Velazquez. See Pantoja v. Comm’r of Soc. Sec., No. 1:22-CV-001127- 13 CDB (SS), 2025 WL 2755692, at *7 (E.D. Cal. Sept. 29, 2025) (“To the extent the 14 Commissioner notices Velazquez for the proposition that it supports remand here for a full 15 de novo hearing not limited to the single claim of error raised by Plaintiff (Step Five), the 16 undersigned disagrees with that proposition. Both the district court and the Ninth Circuit 17 in Velazquez directed the ALJ to consider anew the step five issue for which the plaintiff 18 had sought relief in the district court in addition to the conceded error at step three. Neither 19 the district court nor the Ninth Circuit granted the relief the Commissioner seeks here – an 20 unlimited remand permitting de novo review.”). 21 C. Proceedings on Remand. 22 The ALJ adjudicated whether Plaintiff was disabled through April 26, 2024, the date 23 of the ALJ’s decision. Tr. 28. Because the ALJ erred at step four in finding that Plaintiff 24 can perform past relevant work (Tr. 27-28), the Court reversed this aspect of the ALJ’s 25 decision and remanded for new findings at step four, and, if necessary, findings at step five. 26 Doc. 17 at 5. 27 Defendant argues that this approach is unworkable because it may limit the time 28 period under consideration on remand. Doc. 19 at 5-8. But the Court addressed this 1 || concern, explaining that if Plaintiff seeks disability insurance benefits for the remainder of 2|| her covered period, or supplemental security income after the date of the ALJ’s original 3 || decision, she will need to file a new claim for disability for those periods or seek to reopen 4|| the record before the ALJ with evidence of disability in those time frames. Doc. 17 at 7 n.3. 6 Defendant notes that the most Plaintiff could obtain would be a closed period of 7\|| disability and further development of the record could be more favorable to Plaintiff. Doc. || 19 at 6-8. But Plaintiff has not sought de novo proceedings on an open record and agrees 9|| that the Court’s prior order provides a workable solution on remand. Doc. 20 at 4-5. 10 IT IS ORDERED that Defendant’s motion to alter or amend judgment under || Rule 59(e) (Doc. 19) is denied. 12 Dated this 6th day of November, 2025. 13 . + 14 pu 6. Cre pel 15 David G. Campbell 16 Senior United States District Judge 17 18 19 20 21 22 23 24 25 26 27 28