Elbert Walker, Jr. v. Gerald Bernard Williams

Court of Appeals for the Eleventh Circuit·Decided February 8, 2022·No. 21-10597·Unpublished

Opinion

[DO NOT PUBLISH]

In the United States Court of Appeals For the Eleventh Circuit

No. 21-10597 Non-Argument Calendar

ELBERT WALKER, JR., Plaintiff-Counter Defendant-Appellant, versus GERALD BERNARD WILLIAMS,

Defendant-Counter Claimant-Appellee.

Appeal from the United States District Court for the Middle District of Georgia D.C. Docket No. 1:20-cv-00099-LAG

2 Opinion of the Court 21-10597

Before NEWSOM, GRANT, and JULIE CARNES, Circuit Judges. PER CURIAM:

Plaintiff Elbert Walker filed this action against his former criminal defense attorney, Defendant Gerald Williams, asserting a § 1983 claim and various state law claims arising from Defendant ’s alleged ineffective assistance of counsel. The district court dismissed Plaintiff’s § 1983 claim under Federal Rule 12(b)(6) for failure to state a claim upon which relief can be granted. Having dismissed Plaintiff’s only federal claim, the district court declined to exercise supplemental jurisdiction over Plaintiff’s remaining state claims and dismissed those claims without prejudice. Plaintiff appeals both rulings. We find no error and thus AFFIRM.

In conjunction with his appeal, Plaintiff submitted a Motion for Untimely Reply to the Opposition Brief, which we construed as a Motion for Leave to File a Reply Brief Out of Time. We GRANT Plaintiff’s motion, and we have considered his reply brief in ruling on this appeal.

BACKGROUND Plaintiff and two co-defendants were charged in 2012 with one count of conspiracy to commit multiple objects, including arson , bank fraud, wire fraud, mail fraud, bankruptcy fraud, possession of a forged security, and making false declarations in court in violation of 18 U.S.C. § 371. See United States v. Walker, 758 F. App’x 868, 869 (11th Cir. 2019). Plaintiff was also charged sepa-

21-10597 Opinion of the Court 3

rately with two counts of being a convicted felon in possession of a firearm in violation of 18 U.S.C. § 922(g)(1) and one count of possessing a firearm with an obliterated serial number in violation of 18 U.S.C. § 922(k). See id. The conspiracy charges were based on evidence of a scheme perpetrated by Plaintiff and his co- defendants that involved acquiring various properties, transferring the properties among each other, setting fire to the properties , and then making fraudulent insurance claims to collect money for the fire losses. See id. The firearms charges were based on evidence that law enforcement agents found multiple guns, including a shotgun with an obliterated serial number, when they searched Plaintiff’s home in connection with the alleged conspiracy , and the fact that Plaintiff had a prior New Jersey conviction for welfare fraud that initially resulted in a two-year sentence. See id. at 871.

Plaintiff and his co-defendants elected to have the charges against them tried before a jury, and Defendant Gerald Williams was appointed to represent Plaintiff at trial. See id. at 869. After a three-week trial, Plaintiff and his co-defendants were convicted of the conspiracy charge, and Plaintiff was also convicted of the firearms charges. See id. at 871. Plaintiff was sentenced to concurrent prison terms of 121 months for the conspiracy, 120 months for each of the § 922(g) firearm offenses, and 60 months for possession of a firearm with an obliterated serial number. See id. With the assistance of a different defense attorney, Plaintiff appealed his conviction and sentence to this Court, arguing that 4 Opinion of the Court 21-10597

the district court erred by denying his motion for judgment of acquittal on the conspiracy charge and that he was entitled to a new trial because of prosecutorial misconduct. See id. at 868. This Court affirmed Plaintiff’s conviction and sentence in February 2019. See id. at 874.

Plaintiff subsequently filed this pro se complaint against Defendant, asserting for the first time that Defendant had provided ineffective assistance during his criminal trial. In his complaint , Plaintiff asserted a § 1983 claim against Defendant to recover for Fifth and Sixth Amendment violations allegedly arising from the ineffective assistance—specifically, from Defendant’s failure to investigate the case, make relevant objections, and properly subpoena or cross-examine witnesses at trial. According to Plaintiff, Defendant’s failures at trial caused him to incur a tenyear sentence in federal prison and resulted in other financial and emotional harm to Plaintiff.

In his Answer, Defendant denied Plaintiff’s substantive allegations regarding ineffective assistance of counsel, argued that he did not act under color of law while representing Plaintiff at trial as required for Plaintiff to prevail on his § 1983 claim, and asserted defenses based on failure of service and the statute of limitations . 1 In conjunction with his Answer, Defendant filed a mo-

1 Defendant also asserted a state law counterclaim, in which he alleged that Plaintiff’s complaint was frivolous and sought to recover the expenses of litigating the action. The district court dismissed the counterclaim, and Defendant has not challenged that ruling on appeal.

21-10597 Opinion of the Court 5

tion to dismiss Plaintiff’s complaint pursuant to Federal Rule 12(b)(6) for failure to state a cognizable claim. In support of the motion, Defendant argued that he had not been properly served, that Plaintiff’s federal and state claims were barred by the statute of limitations, that he did not act under color of law when he represented Plaintiff as required for Plaintiff to prevail on his § 1983 claim, and that Plaintiff’s complaint did not state a claim for recovery under state law.

The district court granted Defendant’s motion to dismiss.

As to Plaintiff’s federal claim, the court noted that § 1983 only provides relief against an official acting under color of law, and that a court-appointed attorney does not act under color of law for purposes of § 1983. See Polk Cnty. v. Dodson, 454 U.S. 312, 325 (1981) (“[A] public defender does not act under color of state law when performing a lawyer’s traditional functions as counsel to a defendant in a criminal proceeding.”). All of Plaintiff’s allegations , the court explained, revolved around case-related strategic decisions made by Defendant in the course of his representation of Plaintiff. As such, the court held, Plaintiff’s complaint did not state a claim for relief under § 1983. Having dismissed Plaintiff’s federal claim, the court declined to exercise supplemental jurisdiction over his remaining state claims and dismissed those claims without prejudice pursuant to 28 U.S.C. § 1367(c)(3).

The district court acknowledged in its order that a pro se plaintiff should be given an opportunity to amend before dismissing his complaint with prejudice when it appears that the com-

6 Opinion of the Court 21-10597

plaint “if more carefully drafted, might state a claim.” But the court held that dismissal of Plaintiff’s § 1983 claim with prejudice was appropriate here, given that Defendant did not act under color of law while representing Plaintiff and thus could not be liable under § 1983 for his alleged ineffective representation. Nevertheless , the court denied Defendant’s request to sanction Plaintiff under Rule 11, emphasizing Plaintiff’s pro se status and the fact that the court could not evaluate the merit of his state claims, having declined to exercise jurisdiction over those claims.

Free access — add to your briefcase to read the full text and ask questions with AI

Elbert Walker, Jr. v. Gerald Bernard Williams, (11th Cir. 2022).

Elbert Walker, Jr. v. Gerald Bernard Williams (Elbert Walker, Jr. v. Gerald Bernard Williams) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Abella v. Rubino
63 F.3d 1063 (Eleventh Circuit, 1995)
Timson v. Sampson
518 F.3d 870 (Eleventh Circuit, 2008)
Polk County v. Dodson
454 U.S. 312 (Supreme Court, 1981)
Correctional Services Corp. v. Malesko
534 U.S. 61 (Supreme Court, 2001)
Coventry First, LLC v. McCarty
605 F.3d 865 (Eleventh Circuit, 2010)
Ashcroft v. Iqbal
556 U.S. 662 (Supreme Court, 2009)
Oberist Lee Saunders v. George C. Duke
766 F.3d 1262 (Eleventh Circuit, 2014)
Greg Tolar v. Bradley Arant Boult Commings, LLC
997 F.3d 1280 (Eleventh Circuit, 2021)