Ehret v. New York City Department of Social Services

102 F.R.D. 90, 1984 U.S. Dist. LEXIS 25025
CourtDistrict Court, E.D. New York
DecidedApril 10, 1984
DocketNo. CV 81-2042
StatusPublished
Cited by9 cases

This text of 102 F.R.D. 90 (Ehret v. New York City Department of Social Services) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ehret v. New York City Department of Social Services, 102 F.R.D. 90, 1984 U.S. Dist. LEXIS 25025 (E.D.N.Y. 1984).

Opinion

MEMORANDUM AND ORDER

WEXLER, District Judge.

This is an action pursuant to 42 U.S.C. Section 1983 in which plaintiffs seek damages and a declaratory judgment against the defendants for entry into plaintiffs’ home and removal of the child Margo Ehret by city child protection workers and police. The case was referred to Magistrate A. Simon Chrein pursuant to 28 U.S.C. Section 636(b)(1) for the handling of discovery and for a report and recommendation on any dispositive motion.

Active and detailed discovery has been proceeding for about two years. It is apparent from the papers now before the Court that discovery between the parties has taken on an increasingly vitriolic and petty tone. The Court is now presented with an appeal pursuant to Rule 25.1, subd. 1(2) and (3) of the General Rules of the Eastern District from several rulings made orally by Magistrate Chrein on January 19, 1984.

At the outset the Court notes from the volume and substance of the parties’ papers that both plaintiffs’ and defendants’ counsel appear intent on hashing over for the third time discovery disputes that are stale and settled by rulings and events. In addition, the parties now accuse each other of various minor procedural transgressions. The Court will commence by clarifying certain threshold issues. Briefly, the Court concludes that the appeal in this case was timely. The Court was apprised immeidately of defendants’ intention to appeal, allowed extra time for the filing, and was kept informed of the progress of events. The Court also concludes that Magistrate Chrein’s oral determinations constitute an order. Under 28 U.S.C. Section 636(b)(1)(A) and Rule 25.1, subd. I(2)(a) the Magistrate makes final determinations on discovery matters, not reports and recommendations. Under 28 U.S.C. Section 636(b)(1)(A) and Rule 25.1, subd. I(2)(b) a party may appeal a determination and the Court will review it and set aside any portion shown to be “clearly erroneous or contrary to law.” [92]*92The Court recognizes that insofar as the Magistrate addressed a Rule 37 motion for partial dismissal of plaintiffs’ pleadings as a penalty for discovery violations, he made a recommendation on a dispositive motion. 28 U.S.C. 636(b)(1)(B); Rule 25.1, subd. I(3)(a) and (b). Nevertheless, as the Magistrate did not dispose of any claims and the dismissal sanction was only a part of the discovery controversy, the Court will address it together with the other Rule 37 issues.

The issue before the Court is Magistrate Chrein’s refusal to impose sanctions against either plaintiffs or defendants on their cross-motions pursuant to Rule 37(b)(2), Fed.R.Civ.P., and denial of further discovery. Defendants contend that plaintiffs “engaged in unrelenting obstructionism” in their discovery responses, most especially in the matter of producing medical records. There was also the contretemps over a plaintiff’s psychiatrist’s continued existence among the living. Of real significance, however, is the Magistrate’s finding that plaintiffs’ counsel had been less than forthcoming and forthright in making discovery responses. Plaintiffs countered that defendants’ responses to various forms of discovery requests had been dilatory and less than complete, causing plaintiffs to suffer prejudice. In denying both motions the Magistrate noted that apart from costing each other extra time and effort, counsel had over the course of their discovery battles wasted the time and burdened the resources of the court. Finally, he ordered that no further discovery would be had and all outstanding discovery matters should be cleared up by the parties with General Rule 3(f) firmly in mind.

It is apparent from a reading of the transcript that Magistrate Chrein was fully familiar as a participant with the history of the discovery proceedings in this case. It is also clear that he weighed fault, prejudice and costs for both sides and found they balanced equally, hence his denial of sanctions for both movants. Defendants now ask the Court to reverse the denial of their request for sanctions and dismiss plaintiffs’ damage claims or assess costs against them. Plaintiffs ask for affirmance of that part of the Magistrate’s order favorable to them and reversal of the denial of their request for sanctions. They ask that this Court impose unspecified sanctions, presumably an assessment of costs, or allow plaintiffs additional discovery.

Rule 37, Fed.R.Civ.P., allows the Court a range of sanctions extending from an order compelling discovery to levying costs and fees to striking of pleadings and outright dismissal. It is usually only in the instance of repeated defiance of express court orders, Cine Forty-Second Street Theatre Corp. v. Allied Artists Pictures Corp., 602 F.2d 1062 (2d Cir.1979), or a blatant failure to prosecute as evidenced by a refusal to make discovery, Chira v. Lockheed Aircraft Corp., 634 F.2d 664 (2d Cir.1980), that the harshest sanctions will be considered appropriate. While the parties’ discovery responses in this case have fallen short of ideal, there is nothing in the Magistrate’s findings or the record of proceedings presented to Court that would warrant the striking of plaintiffs’ pleadings pursuant to Rule 37(b)(2)(C), Fed.R.Civ.P. At worst, there was a pattern of delay and overly narrow interpretation of the interrogatories on the part of the plaintiffs. Their behavior, however, did not rise to the level of presenting a complete or near complete barrier to effective discovery or otherwise threatening the judicial system. Accordingly, there is no basis for striking of plaintiffs’ pleadings as a Rule 37 sanction. See, Litton Systems, Inc. v. American Telephone and Telegraph Co., 700 F.2d 785, 828 (2d Cir.1983). The Magistrate’s well-reasoned determination on this point is, therefore, endorsed and adopted by the Court.

Turning to the Magistrate’s denial of cost sanctions under Rule 37(b)(2) against both sides, the Court again concludes that the Magistrate’s determination must be affirmed. As noted earlier, Magistrate Chrein is well acquainted with the entire course of discovery in this case. While the use of sanctions is an exercise of [93]*93discretion by the Court, certain principles control. The purpose of empowering the courts to impose sanctions is to allow them to penalize conduct that warrants it and in so doing deter others from the same conduct. Roadway Express, Inc. v. Piper, 447 U.S. 752, 764, 100 S.Ct. 2455, 2463, 65 L.Ed.2d 488 (1980); National Hockey League v. Metropolitan Hockey Club, 427 U.S. 639, 643, 96 S.Ct. 2778, 2781, 49 L.Ed.2d 747 (1976).

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102 F.R.D. 90, 1984 U.S. Dist. LEXIS 25025, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ehret-v-new-york-city-department-of-social-services-nyed-1984.