EHL v. DiCHIARA

986 So. 2d 1166, 2007 WL 4464964
CourtSupreme Court of Alabama
DecidedDecember 21, 2007
Docket1051371
StatusPublished

This text of 986 So. 2d 1166 (EHL v. DiCHIARA) is published on Counsel Stack Legal Research, covering Supreme Court of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
EHL v. DiCHIARA, 986 So. 2d 1166, 2007 WL 4464964 (Ala. 2007).

Opinion

986 So.2d 1166 (2007)

James EHL and Vincent Pharmacy, Inc.
v.
Mary DiCHIARA, as personal representative of Margaret Dickson.

1051371.

Supreme Court of Alabama.

December 21, 2007.

C. William Gladden and Benjamin S. Goldman of Hand Arendall, L.L.C., Birmingham, for appellants.

Kirby D. Farris of Farris, Riley & Pitt, L.L.P., Birmigham, for appellee.

PER CURIAM.

PERMISSION TO APPEAL WITHDRAWN; REMANDED.

COBB, C.J., and SEE, LYONS, WOODALL, STUART, SMITH, PARKER, and MURDOCK, JJ., concur.

BOLIN, J., dissents.

BOLIN, Justice (dissenting).

James Ehl and Vincent Pharmacy, Inc., appealed, pursuant to Rule 5, Ala. R.App. P., from an interlocutory order of the trial court granting the plaintiff's motion for leave to amend her complaint to substitute Mary DiChiara in place of Barbara Lacey as personal representative of Margaret Dickson. I believe that the amended complaint substituting DiChiara in place of Lacey does not relate back to the original complaint and that, therefore, the statute of limitations on the claims asserted in the complaint has expired. Accordingly, I dissent from the majority's withdrawal of the permission to appeal.

The trial court, pursuant to Rule 5(a), Ala. R.App. P., signed an order certifying the following controlling question of law:

"Under Alabama law, is the substitution of the plaintiff allowed (1) when the applicable statute of limitations expired prior to the request for substitution; (2) when the original plaintiff did not have standing to sue in her own name; and (3) when the original plaintiff did not have a valid jural relationship with the proposed plaintiff (i.e., was not her attorney-in-fact) at the time that suit was filed?"

Margaret Dickson has three daughters: Barbara Lacey, Mary DiChiara, and Sandra Keen. According to Lacey, at some time before August 20, 2001, Dickson executed a power of attorney naming Lacey as her attorney-in-fact. On August 20, 2001, Dickson executed a durable power of attorney naming DiChiara and Keen as her attorneys-in-fact; the document states that "all previous powers of attorney are revoked."[1] Lacey contends that she was *1167 never notified that her power of attorney had been revoked.

In October 2002, Dickson was a resident at Hildebrand Hidden Acres, a nursing home, when Vincent Pharmacy and its pharmacist on duty, James Ehl, "mis-filled" a medication prescribed for her. Dickson thus received a different medication than the medication her physician had prescribed, and, as a result of taking the incorrect medication, Dickson became hyperglycemic and had to be hospitalized.

On August 4, 2003, Lacey purported to file a complaint against Vincent Pharmacy and Ehl on behalf of Dickson, alleging negligence and wantonness. The complaint was styled "Barbara Lacey, as personal representative of Margaret Dickson," and the body of the complaint refers to Lacey as the personal representative of her mother, Margaret Dickson. Although Lacey was listed as Dickson's personal representative, the record reflects that Dickson was alive in 2003 when the complaint was filed and was living when the briefs on appeal were filed. The body of the complaint refers to Lacey and Dickson as the plaintiffs.

Lacey amended the complaint on November 5, 2003, and again on June 25, 2004. Both of these pleadings were styled "Barbara Lacey, as personal representative of Margaret Dickson," and the body of the complaint refers to Dickson and Lacey as the plaintiffs. Vincent Pharmacy and Ehl filed their answer, and included among their defenses was the defense that "this action is not properly maintained by Barbara Lacey as personal representative of Margaret Dickson." On April 23, 2004, Lacey filed a motion styled "Barbara Lacey, as administrator of the Estate of Margaret Dickson." On August 8, 2005, Lacey filed a motion for leave to amend, seeking to substitute as plaintiff "Margaret Dickson, by and through her attorney-in-fact, Mary DiChiara," in place of "Barbara Lacey, as personal representative of Margaret Dickson." In the motion, Lacey admits that Dickson lacks capacity to make decisions for herself. The complaint attached to the motion for leave to amend is styled "Margaret Dickson, by and through her attorney-in-fact, Mary DiChiara." However, the body of the complaint refers to Dickson as the plaintiff and further states that "the plaintiff, Barbara Lacey, is over the age of nineteen (19) years and a resident citizen of the State of Alabama, and the personal representative of her mother, Margaret Dickson." Nowhere in the body of the amended complaint is DiChiara mentioned, even though she would presumably be the plaintiff because Dickson lacks capacity and Lacey is not Dickson's personal representative.

Vincent Pharmacy and Ehl filed a response, objecting to the substitution on several grounds. Specifically, they argued that Rule 17(a), Ala. R. Civ. P., provides that certain classes of individuals—"an executor, administrator, guardian, bailee, trustee of an express trust, a party with whom or in whose name a contract has been made for the benefit of another, or a party authorized by statute"—may bring suit in their own names to redress the injuries of others; they noted that Lacey did not fall within any of these classes. They argued that Lacey's claimed power of attorney did not authorize her to file an action on Dickson's behalf because attorneys-in-fact are not one of the classes of persons in Rule 17 and because no statute expressly allows the commencement of an action by an attorney-in-fact. They also argued that Lacey failed to present a copy of the document allegedly naming her as Dickson's attorney-in-fact and that, under the best-evidence rule, Lacey's deposition testimony as to the existence of the power *1168 of attorney would not have been admissible.

On April 18, 2006, the trial court granted the motion to amend and ordered that the plaintiff be identified as "Mary DiChiara in place of Barbara Lacey as personal representative of Margaret Dickson." I note that it is undisputed that since 2002 Dickson has been unable to make decisions on her own behalf. I also note that nothing in the record indicates that there has been any petition for a protective proceeding initiated for the purpose of having a conservator appointed to manage, as a court-appointed fiduciary, Dickson's estate and affairs. See § 26-2A-130 et seq., Ala. Code 1975.

Vincent Pharmacy and Ehl contend that Lacey was not the injured party and, therefore, that she did not have authority to sue in her own name. They argue that she did not have legal capacity to sue on Dickson's behalf because she did not have a legal relationship with Dickson when she filed the complaint on August 4, 2003, a date subsequent to the revocation of the power of attorney, of which, they say, Lacey had notice. Thus, Vincent Pharmacy and Ehl contend that Lacey could not thereafter substitute the real party in interest under Rule 17, Ala. R. Civ. P.

DiChiara argues that Lacey had legal standing to sue on Dickson's behalf when she filed the complaint in August 2003 because Lacey had never received notice that her power of attorney had been terminated, and under Alabama law notice must be given in order to terminate a power of attorney. She further argues that because Lacey believed she had a legal relationship with Dickson, it was proper for the trial court to allow substitution under Rule 17(a), Ala. R. Civ. P., and that that substitution of parties relates back for the purposes of the statute of limitations based on Miller v. Jackson Hospital, 776 So.2d 122 (Ala.2000).

Rule 17(a), Ala. R. Civ.

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Bluebook (online)
986 So. 2d 1166, 2007 WL 4464964, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ehl-v-dichiara-ala-2007.