Edwards v. Smith

29 N.W.2d 404, 238 Iowa 1080, 175 A.L.R. 1318, 1947 Iowa Sup. LEXIS 349
CourtSupreme Court of Iowa
DecidedNovember 11, 1947
DocketNo. 47065.
StatusPublished
Cited by3 cases

This text of 29 N.W.2d 404 (Edwards v. Smith) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edwards v. Smith, 29 N.W.2d 404, 238 Iowa 1080, 175 A.L.R. 1318, 1947 Iowa Sup. LEXIS 349 (iowa 1947).

Opinion

Smith, J.

The solé question is: May a guardian • of the property of an incompetent resident of • the state of Iowa be legally appointed in the county of his residence on timely personal service of notice upon him outside the state?

The petition asserts the incompeteney of defendant Ken-dal K. Smith since his discharge from United States Coast Guard duty, his continued residence in Poweshiek County, Iowa, his admission as a patient in St. Elizabeth’s Hospital, Washington, D. C., and that plaintiff was in Poweshiek county appointed guardian of his property upon personal service of notice made upon him in said hospital.

*1081 The petition further alleges that as such guardian she has taken possession of and has administered certain property and funds belonging to her ward but that his retirement pay from the coast guard has been and is being withheld by the Comptroller General of the United States because of doubt as to the legality of her appointment upon such service of notice.

Plaintiff prays for a declaratory judgment to establish the validity of her appointment and appeals from an order denying her petition, following a motion to dismiss filed by defendant Milton C. Smith, a brother of plaintiff and of the alleged incompetent. We treat the order as in effect a declaratory judgment that her appointment was illegal.

The motion to dismiss and the trial court’s ruling are based on the decision of this court in Raher v. Raher, 150 Iowa 511, 129 N. W. 494, 35 L. R. A., N. S., 292, Ann. Cas. 1912 D, 680.

Appellant urges the unsoundness of the Raher decision upon two grounds: (1) The proceeding for appointment of a guardian of property is not in personam, as therein announced, but in rem, and the court has jurisdiction by virtue of the situs of the property within the county and state; and (2) whether the proceeding be in rem or in personam the court, by personal service even outside the state obtained jurisdiction over the ward because he was a resident of Iowa and subject to the jurisdiction of her courts.

Appellee stands squarely on the doctrine of stare decisis, does not discuss the merits of the Raher decision, but argues that decision has been cited with approval in later cases and should not be now overruled.

I. Plaintiff was appointed merely as guardian of property. So strictly speaking we are not required to consider the broader field of guardianship of the person. However, in either field an appointment must be based on a finding of mental incompetency and that finding may affect the ward’s personal rights quite apart from the question of immediate control and care of his property. The adjudication may not be conclusive for all purposes or in other forms of proceeding (a matter we need not now decide) but nonetheless it may be seriously prejudicial to the alleged incompetent.

*1082 Tbe Raher case, decided in 1911, involved an appeal in an equity case brought by a ward to set aside the judgment declaring him of unsound mind and appointing a guardian of his property based on personal service of the original notice upon him outside the state. We held the appointment invalid because the state had no power to authorize personal judgment upon such extraterritorial service of notice. There was a vigorous dissenting opinion. The decision had the effect of nullifying that part of section 3800 of the Code of 1897 (now section 624.22, Code, 1946) that purported to authorize personal judgment upon such service.

It should be noted both parties in that case conceded the proceedings were in personam. The majority opinion cited Brown v. Lambe, 119 Iowa 404, 93 N. W. 486, in support of that proposition. The dissenting opinion did not question its correctness but based the entire dissent upon the contention that the state retains jurisdiction of its own residents while temporarily out of the state and its courts can (the statute so providing) render personal judgment against them upon personal sérvice outside as well as inside.

Nor does the dissenting opinion- attempt to make any distinctions where proceedings are commenced by service of process and our own in which service of an original notice is the method. We have held that the original notice in our practice is not process. Nichols v. Burlington & Louisa County Plank Road Co., 4 (Greene) Iowa 42. The 'majority opinion in the Raher case holds that fact makes no difference in principle since both methods serve the same purpose as the original notice derives whatever efficacy it has solely from our statutes.

II. A proceeding for appointment of a guardian (whether of person or of property) of an incompetent is adversary in form only. In essence there are no conflicting interests. Neidermyer v. Neidermyer, 237 Iowa 685, 22 N. W. 2d 346. The plaintiff is presumed to act for the benefit of the defendant and to have no personal interest in the case. The only interest involved is that of the one whose competency is questioned. The same is of course true in the instant case. Plaintiff sues in her capacity *1083 as guardian and names the ward, Ms brother and herself (individually) as defendants, but there are no adverse interests. See Perry v. Roberts, 206 Iowa 303, 307, 308, 220 N. W. 85.

The point is important here, not merely on the ward’s account but also because of our duty to protect constitutional rights and procedures. We may not depend- alone upon the diligence and ability of counsel on either side to present every aspect of the case for consideration. We are asked to overturn a precedent of long standing involving at least two fundamental concepts: One, that guardianship proceedings are in personam; the other, that the courts of our state may not by statute be given power to render personal judgment upon personal service outside the state.

III. The premise that all guardianship proceedings (in which it is sought to appoint guardians for alleged incompetents) are in personam seems not too well supported. About a year after the Raher decision, in Cahill v. Cahill, 155 Iowa 340, 344, 136 N. W. 214, 215, it was said:

‘1 The general, if' not universal, rule now is that an adjudication of incompetency and incapacity to manage 'property is in the nature of a judgment in rem.” (Italics supplied.)

The quoted language, however, was incidental and perhaps not necessary to the point being made.

Shortly before the Raher case the opinion in a will case discussed the nature of such adjudications and said:

“It is more nearly like a finding in a proceeding in rem where, as a matter of public interest and right, and for his own protection, the mental competency of an individual is determined.” In re Will of Van Houten, 147 Iowa 725, 732, 124 N. W. 886, 888, 140 Am. St. Rep. 340.

And in Wallace v. Tinney, 145 Iowa 478, 122 N. W. 936, 139 Am. St. Rep. 448, it was held guardianship of the property of a nonresident of the state could be established without notice and ex parte because the property was within the jurisdiction of the court. However, in the latter case the attack on the adjudication was collateral.

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Bluebook (online)
29 N.W.2d 404, 238 Iowa 1080, 175 A.L.R. 1318, 1947 Iowa Sup. LEXIS 349, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edwards-v-smith-iowa-1947.