Edward Street Daycare Center, Inc. v. National Labor Relations Board

189 F.3d 40, 162 L.R.R.M. (BNA) 2019, 1999 U.S. App. LEXIS 20012
CourtCourt of Appeals for the First Circuit
DecidedAugust 20, 1999
Docket98-2184
StatusPublished
Cited by5 cases

This text of 189 F.3d 40 (Edward Street Daycare Center, Inc. v. National Labor Relations Board) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edward Street Daycare Center, Inc. v. National Labor Relations Board, 189 F.3d 40, 162 L.R.R.M. (BNA) 2019, 1999 U.S. App. LEXIS 20012 (1st Cir. 1999).

Opinion

LIPEZ, Circuit Judge.

The Edward Street Daycare Center (the Center) petitions us to set aside a final order of the National Labor Relations Board (the Board) requiring the Center to cease and desist from its refusal to bargain with Truck Drivers Union Local 170, affiliated with the International Brotherhood of Teamsters, AFL-CIO (the Union) as the exclusive bargaining representative of the employees in the bargaining unit. The Board cross-petitions for enforcement of its order. After reviewing the record as a whole, we conclude that the Board’s decision is supported by substantial evidence. We therefore deny the Center’s petition, grant the Board’s cross-petition, and order enforcement of the Board’s order pursuant to the National Labor Relations Act (the Act). We begin our explanation with the procedural background.

I. Procedural History

In March 1998, the Union filed a petition with the Board seeking to be certified as the exclusive collective bargaining representative for all non-supervisory employees of the Center, a day care center in Worcester, Massachusetts that serves approximately 93 children “in developmental *43 ly appropriate settings so the families can work or receive training for employment opportunities.” The Center is open five days a week, 52 weeks a year and employs approximately 28 people (both full and part time). The Center challenged the Union’s petition, claiming that the Union’s proposed bargaining unit was inappropriate because it included three Head Teachers and the Coordinator of Billing and Operations, all allegedly supervisors within the meaning of the Act. 1

On March 20, 1998, a hearing officer employed by the Regional Director for the First Region of the Board held a hearing as the Board’s designee. Following that hearing, the Regional Director issued a Decision and Direction of Election on April 15, 1998, concluding that the Center had not established that the Head Teachers or the Coordinator of Billing and Operations were supervisors under the Act. 2 Consequently, the Regional Director certified an exclusive bargaining unit including “[a]ll full time and regular part-time head teachers, assistant head teachers in training, teachers in training, the coordinator of billing and operations, the cook, the assistant cooks, maintenance and housekeeping employees, and the bookkeeper.” 3 The Center sought review of the Regional Director’s decision before the Board but such review was denied on May 13, 1998, because the Board determined that the Center raised “no substantial issues warranting review.” An election was held on May 15, 1998, in which (1) the professional employees (the head teachers) voted to be included in a bargaining unit with the nonprofessional employees, and (2) the Center’s employees voted for the Union by a margin of fifteen to two. On May 27, 1998, the Board certified the Union as the bargaining unit’s exclusive representative.

The dispute then took a familiar path. Employers cannot obtain direct judicial review of union certification decisions. Therefore, “if an employer is dissatisfied with the outcome of a representation proceeding, the option of choice is to refuse to bargain and to raise any infirmity in the certification decision as a defense to the unfair labor practice charge that almost inevitably will ensue.” Telemundo de Puerto Rico, Inc. v. NLRB, 113 F.3d 270, 272 (1st Cir.1997). The Center refused to bargain with the Union because of its objection to the certification of the bargaining unit. In response, the Union filed an unfair labor practice charge. The Board’s Acting General Counsel issued an unfair labor practice complaint alleging that the Center had violated section 8(a)(1) and (5) of the Act (29 U.S.C. §§ 158(a)(1) & (5)) by refusing to recognize and bargain with the Union. The Center responded to the complaint by admitting that it refused to bargain and defending that refusal by challenging the validity of the certification on the basis of the Board’s bargaining unit determination in the representation proceeding. Specifically, it claimed that the Head Teachers and the Coordinator of Billing and Operations were supervisors under the Act.

The Acting General Counsel filed a motion for summary judgment, contending that the Center was merely attempting to relitigate matters which previously had been considered and upheld by the Board *44 in the representation proceeding. On September 14, 1998, the Board issued a notice to Show Cause why the summary judgment motion should not be granted. In response, the Center reiterated its position that the earlier representation decision was erroneous because of the alleged supervisory status of the Head Teachers and the Coordinator of Billing and Operations. The Center also asked the Board to consider the affidavit of the Center’s Coordinator for Social Services/Training, who had allegedly been unavailable to testify at the representation hearing.

On September 30, 1998, the • Board granted the Acting General Counsel’s motion for summary judgment, ruling that all issues raised by the Center “were or could have been litigated in the prior representation proceeding,” that the Center did not adequately explain why its so-called “new evidence” was not adduced at the representation hearing, and that it. did not allege any special circumstances that would require the Board to reexamine the decision made in the representation proceeding. The Board concluded that the Center had engaged in an unfair labor practice, and ordered the Center to recognize and bargain with the Union. This appeal ensued.

II. Challenges to the Decisionr-Making Process

We begin our legal analysis by considering two challenges to the way in which the Regional Director and the Board disposed of this case. First, the Center complains that the Regional Director, in making her supervisory status determinations, abdicated her responsibility to make credibility determinations. The Center notes in particular this statement in the Regional Director’s decision:

Whenever the evidence is in conflict or otherwise inconclusive on particular indi-cia of supervisory authority, the Board will find that supervisory status has not been established.... In regard to the [Hjead [Tjeachers, much of the evidence is in dispute and is, therefore, unreliable for establishing supervisory authority....
Contrary to the parties’ urgings, I do not make credibility determinations regarding such contradictions in the evidence and, instead, look to examples of supervisory authority being exercised.

The Center argues that this approach means that “an employer could never demonstrate supervisory status if the Union introduced contradictory evidence regardless of the quality or credibility of that evidence.”

The Center raises a potentially important issue which was never presented to the Board during the unfair labor practice proceedings.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
189 F.3d 40, 162 L.R.R.M. (BNA) 2019, 1999 U.S. App. LEXIS 20012, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edward-street-daycare-center-inc-v-national-labor-relations-board-ca1-1999.