Edward Smith v. Leo Dunn

Court of Appeals for the Third Circuit·Decided April 5, 2022·No. 20-2404·Unpublished

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT

No. 20-2404

EDWARD SMITH,

Appellant

v.

LEO DUNN, Chairman of Pennsylvania Board of Probation and Parole;

JOHN DOE, Records Officer at SCI Pgh, April 2001

On Appeal from the United States District Court for the Western District of Pennsylvania (D.C. Civil Action No. 2-18-cv-00212)

District Judge: Honorable Arthur J. Schwab

Submitted Pursuant to Third Circuit LAR 34.1(a)

March 22, 2022

Before: RESTREPO, PHIPPS and COWEN*, Circuit Judges

(Opinion filed: April 5, 2022)

*

The Honorable Robert E. Cowen participated in the decision in this case. Judge Cowen assumed inactive status on April 1, 2022 after submission date, but before the filing of the opinion. This opinion is filed by a quorum of the panel pursuant to 28 U.S.C. § 46(d) and Third Circuit I.O.P. Chapter 12.

OPINION†

PER CURIAM Edward Smith, proceeding pro se, appeals from the District Court’s order dismissing his complaint. For the following reasons, we will affirm.

I.

Smith is a Pennsylvania prisoner who was previously incarcerated at SCI-

Pittsburgh. In February 2018, he commenced this action under 42 U.S.C. § 1983 against an unidentified (John Doe) Records Officer at SCI-Pittsburgh and Leo Dunn, the former Chairman of the Pennsylvania Board of Probation and Parole. In the operative second amended complaint, Smith claimed that the defendants violated his Eighth Amendment rights by failing to correct an error in his sentence calculation.

Specifically, Smith alleged that he contacted the Records Officer in April of 2001 and asked him to investigate whether his sentence had been inaccurately recorded, but the Records Officer never did so. Smith alleged that he also notified defendant Dunn of the error and asked him to “rescind and void” the parole violations he had incurred between January 2002 and April 2016 because “no sentence order existed or was valid to justify any and all parole violations during those years.” Second Am. Compl. 3, ECF No. 74.

† This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent.

According to Smith, Dunn likewise failed to take action. Lastly, Smith asserted that in 2014, while he was being held as a parole violator in a halfway house, he developed an infection that required hospitalization and surgery. According to Smith, he “would never have been in this situation had a valid order been issued while [he] was on parole in 2001.” Id. at 5. Smith sought compensatory and punitive damages; a declaration that his constitutional rights had been violated; a declaration that the relevant parole violations were void; and an order directing the defendants to correct his records.

The defendants moved to dismiss the second amended complaint pursuant to Rule 12(b)(6) of the Federal Rules of Civil Procedure. The matter was referred to a Magistrate Judge who reviewed Smith’s criminal history and explained that Smith’s claims stem from an error as to whether the sentences he incurred for two robbery convictions in 1983 were intended to run concurrently or consecutively. The Magistrate Judge explained as follows.

First, on April 15, 1983, Smith was sentenced on a robbery conviction in the Court of Common Pleas of Allegheny County to a prison term of five years, ten months to eleven years, eight months. Approximately two months later, on or about June 9, 1983, he was sentenced on an unrelated robbery conviction to a prison term of ten years to twenty years. The sentencing order in the latter case specifically stated that “This sentence to begin and take effect at the expiration of sentence Defendant is now serving.” Smith did not begin to serve the April 15, 1983 sentence until August 4, 1986, when he

had completed a prior sentence. At that time, the DOC calculated the two sentences to run consecutively resulting in an aggregate sentence of fifteen years, ten months to thirty- one years, eight months. Based on an aggregate sentence calculation, the DOC determined Smith’s minimum date to be August 8, 2001, and maximum date to be June 8, 2017.

In 2001, Smith filed a petition pursuant to Pennsylvania’s Post-Conviction Relief Act (PCRA) asserting that his sentences had been miscalculated. On January 25, 2002, the Court of Common Pleas granted Smith’s petition and vacated the sentence imposed on June 9, 1983. The PRCA court again sentenced Smith to ten-to-twenty years’ imprisonment but gave him 5,594 days’ credit for time served. It appears, however, that the PCRA court’s vacate order was never issued. More than fourteen years later, on October 5, 2016, the PCRA court recognized the error and reissued the January 25, 2002 order. The Parole Board and Department of Corrections (DOC) then modified its calculations accordingly.‡ Having reviewed the state-court and Parole Board records, the Magistrate Judge determined that Smith had failed to state Eighth Amendment claims against the Records Officer and Dunn because he had not alleged that they were personally involved in any wrongdoing, as required to obtain relief under 42 U.S.C. § 1983. The District Court

‡ Smith was incarcerated on other charges at that time.

agreed and, over Smith’s objections, dismissed the second amended complaint. Smith appealed.

II.

We have jurisdiction over this appeal under 28 U.S.C. § 1291. We exercise plenary review over a district court’s dismissal pursuant to Rule 12(b)(6). Fleisher v. Standard Ins. Co., 679 F.3d 116, 120 (3d Cir. 2012). “To survive a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). We may affirm on any grounds supported by the record. See Hughes v. Long, 242 F.3d 121, 122 n.1 (3d Cir. 2001).

III.

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