MEMORANDUM OPINION Nos. 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
Edward HENDRICKS, Appellant
v.
The STATE of Texas, Appellee
From the 226th Judicial District Court, Bexar County, Texas Trial Court Nos. 2009CR7144B, 2009CR7145B & 2009CR7143B Honorable Dick Alcala, Judge Presiding
Opinion by: Rebecca Simmons, Justice
Sitting: Sandee Bryan Marion, Justice Rebecca Simmons, Justice Marialyn Barnard, Justice
Delivered and Filed: July 18, 2012
AFFIRMED; AFFIRMED AS REFORMED
Edward Hendricks was convicted of three counts of aggravated robbery as a repeat
offender. On appeal, Hendricks asserts (1) the indictments are fundamentally defective or void
because they are based on invalid complaints; (2) the judgment in trial court cause number
2009CR7143B contains language inconsistent with the directed verdict of acquittal granted by
the trial court; (3) his convictions were barred by double jeopardy; and (4) the trial court erred in 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
failing to appoint counsel to represent him post-judgment in filing a motion for new trial. 1 We
reform the judgment in trial court cause number 2009CR7143B to consistently reflect that
Hendricks was acquitted in that cause, and we affirm the trial court’s judgment in that cause as
reformed. The trial court’s judgments in the other two cause numbers are affirmed.
PROCEDURAL BACKGROUND
Indictments were returned in each of the underlying trial court cause numbers charging
Hendricks with three counts of aggravated robbery as a repeat offender in each cause, for a total
of nine counts. Each of the nine counts alleged a different victim. The State elected to proceed
on only one count in trial court cause numbers 2009CR7143B and 2009CR7144B and on two
counts in trial court cause number 2009CR7145B. The three causes were tried together. After
the close of the State’s evidence, the trial court granted a directed verdict of acquittal in trial
court cause number 2009CR7143B. The jury convicted Hendricks of the remaining counts, and
Hendricks was sentenced in accordance with the jury’s verdict.
INDICTMENTS
In his first issue, Hendricks asserts that the indictments were fundamentally defective
because the record does not contain valid complaints. Hendricks argues that a valid complaint is
a prerequisite to a valid indictment.
“If the defendant does not object to a defect, error, or irregularity of form or substance in
an indictment or information before the date on which the trial on the merits commences, he
waives and forfeits the right to object to the defect, error, or irregularity and he may not raise the
objection on appeal . . . .” TEX. CODE CRIM. PROC. ANN. art. 1.14(b) (West 2005). In addition to
raising the objection before trial, the defendant must also obtain a ruling on the objection in order
to preserve error for appellate review. See Neal v. State, 150 S.W.3d 169, 175–76 (Tex. Crim. 1 At trial and on appeal, Hendricks insisted on his right to self-representation.
-2- 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
App. 2004); see also TEX. R. APP. P. 33.1(a). Although the record contains a motion to quash
filed by Hendricks, the record does not indicate that Hendricks obtained a ruling on his motion
before trial.
Even if Hendricks had preserved his claim of error, we would overrule his first issue. “A
grand jury indictment is different from either an information or a warrant.” Ferguson v. State,
335 S.W.3d 676, 681 (Tex. App.—Houston [14th Dist.] 2011, no pet.). Before returning an
indictment, the grand jury considers the charge provided by the prosecutor. Id. “The grand jury
is obligated to consider whether the charge is substantially pleaded before the prosecutor can
charge anyone with the crime.” Id. at 681–82. “An ‘information’ is a written statement filed and
presented in behalf of the State by the district or county attorney, charging the defendant with an
offense which may by law be so prosecuted.” TEX. CODE CRIM. PROC. ANN. art. 21.20 (West
2009); accord Ferguson, 335 S.W.3d at 682. Because there is no requirement that a court or
grand jury review an information, “the prosecutor must provide some credible reason to bring the
charges.” Ferguson, 335 S.W.3d at 682. Hence, an affidavit made by a credible person must be
filed with an information. Id.; see TEX. CODE CRIM. PROC. ANN. art. 21.22. “There is no
statutory requirement for a prosecutor to file a complaint before a grand jury issues an
indictment.” Ferguson, 335 S.W.3d at 682. Accordingly, Hendricks’s argument in his first issue
is without merit. See id.
ACQUITTAL IN CAUSE 2009CR7143B
In his second issue, Hendricks asserts the trial court erred in making it appear as if he was
convicted in trial court cause number 2009CR7143B. The State concedes and the record reflects
that the trial court granted a directed verdict of an acquittal in that cause. Although the written
judgment in cause number 2009CR7143B accurately reflects under “Verdict of the Jury” that a
-3- 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
directed verdict was granted, the judgment states Hendricks was convicted of aggravated robbery
and sentenced to ninety-nine years imprisonment.
When there is a conflict between the trial court’s oral pronouncement and the written
judgment, the oral pronouncement controls. Taylor v. State, 131 S.W.3d 497, 500 (Tex. Crim.
App. 2004); Thompson v. State, 108 S.W.3d 287, 290 (Tex. Crim. App. 2003). The solution in
such a case is to reform the written judgment to conform to the oral pronouncement. Thompson,
108 S.W.3d at 290. Accordingly, we reform the written judgment in cause number
2009CR7143B to reflect that Hendricks was not convicted of any offense in that cause and no
sentence was imposed.
DOUBLE JEOPARDY
In his third and fourth issues, Hendricks complains that his convictions in trial court
cause numbers 2009CR7144B and 2009CR7145B violated double jeopardy principles because
he was acquitted in cause number 2009CR7143B. 2 As previously noted, however, each of the
counts with which Hendricks was charged alleged a different victim. In Texas, robbery is
considered a form of assault, and the allowable unit of prosecution for an assaultive offense is
each victim. Ex parte Hawkins, 6 S.W.3d 554, 560 (Tex. Crim. App. 1999). Accordingly, the
Double Jeopardy Clause is not violated for multiple prosecutions for robbery when multiple
assaults of different victims are committed in the course of only one theft. Id. at 561. In such a
case, the offenses are not the “same” for double jeopardy purposes because the allowable units of
prosecution are different. Id.; see also Lopez v. State, 108 S.W.3d 293, 295–96 (Tex. Crim. App.
2003) (noting that the Double Jeopardy Clause protects against: (1) “second prosecution for the
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MEMORANDUM OPINION Nos. 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
Edward HENDRICKS, Appellant
v.
The STATE of Texas, Appellee
From the 226th Judicial District Court, Bexar County, Texas Trial Court Nos. 2009CR7144B, 2009CR7145B & 2009CR7143B Honorable Dick Alcala, Judge Presiding
Opinion by: Rebecca Simmons, Justice
Sitting: Sandee Bryan Marion, Justice Rebecca Simmons, Justice Marialyn Barnard, Justice
Delivered and Filed: July 18, 2012
AFFIRMED; AFFIRMED AS REFORMED
Edward Hendricks was convicted of three counts of aggravated robbery as a repeat
offender. On appeal, Hendricks asserts (1) the indictments are fundamentally defective or void
because they are based on invalid complaints; (2) the judgment in trial court cause number
2009CR7143B contains language inconsistent with the directed verdict of acquittal granted by
the trial court; (3) his convictions were barred by double jeopardy; and (4) the trial court erred in 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
failing to appoint counsel to represent him post-judgment in filing a motion for new trial. 1 We
reform the judgment in trial court cause number 2009CR7143B to consistently reflect that
Hendricks was acquitted in that cause, and we affirm the trial court’s judgment in that cause as
reformed. The trial court’s judgments in the other two cause numbers are affirmed.
PROCEDURAL BACKGROUND
Indictments were returned in each of the underlying trial court cause numbers charging
Hendricks with three counts of aggravated robbery as a repeat offender in each cause, for a total
of nine counts. Each of the nine counts alleged a different victim. The State elected to proceed
on only one count in trial court cause numbers 2009CR7143B and 2009CR7144B and on two
counts in trial court cause number 2009CR7145B. The three causes were tried together. After
the close of the State’s evidence, the trial court granted a directed verdict of acquittal in trial
court cause number 2009CR7143B. The jury convicted Hendricks of the remaining counts, and
Hendricks was sentenced in accordance with the jury’s verdict.
INDICTMENTS
In his first issue, Hendricks asserts that the indictments were fundamentally defective
because the record does not contain valid complaints. Hendricks argues that a valid complaint is
a prerequisite to a valid indictment.
“If the defendant does not object to a defect, error, or irregularity of form or substance in
an indictment or information before the date on which the trial on the merits commences, he
waives and forfeits the right to object to the defect, error, or irregularity and he may not raise the
objection on appeal . . . .” TEX. CODE CRIM. PROC. ANN. art. 1.14(b) (West 2005). In addition to
raising the objection before trial, the defendant must also obtain a ruling on the objection in order
to preserve error for appellate review. See Neal v. State, 150 S.W.3d 169, 175–76 (Tex. Crim. 1 At trial and on appeal, Hendricks insisted on his right to self-representation.
-2- 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
App. 2004); see also TEX. R. APP. P. 33.1(a). Although the record contains a motion to quash
filed by Hendricks, the record does not indicate that Hendricks obtained a ruling on his motion
before trial.
Even if Hendricks had preserved his claim of error, we would overrule his first issue. “A
grand jury indictment is different from either an information or a warrant.” Ferguson v. State,
335 S.W.3d 676, 681 (Tex. App.—Houston [14th Dist.] 2011, no pet.). Before returning an
indictment, the grand jury considers the charge provided by the prosecutor. Id. “The grand jury
is obligated to consider whether the charge is substantially pleaded before the prosecutor can
charge anyone with the crime.” Id. at 681–82. “An ‘information’ is a written statement filed and
presented in behalf of the State by the district or county attorney, charging the defendant with an
offense which may by law be so prosecuted.” TEX. CODE CRIM. PROC. ANN. art. 21.20 (West
2009); accord Ferguson, 335 S.W.3d at 682. Because there is no requirement that a court or
grand jury review an information, “the prosecutor must provide some credible reason to bring the
charges.” Ferguson, 335 S.W.3d at 682. Hence, an affidavit made by a credible person must be
filed with an information. Id.; see TEX. CODE CRIM. PROC. ANN. art. 21.22. “There is no
statutory requirement for a prosecutor to file a complaint before a grand jury issues an
indictment.” Ferguson, 335 S.W.3d at 682. Accordingly, Hendricks’s argument in his first issue
is without merit. See id.
ACQUITTAL IN CAUSE 2009CR7143B
In his second issue, Hendricks asserts the trial court erred in making it appear as if he was
convicted in trial court cause number 2009CR7143B. The State concedes and the record reflects
that the trial court granted a directed verdict of an acquittal in that cause. Although the written
judgment in cause number 2009CR7143B accurately reflects under “Verdict of the Jury” that a
-3- 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
directed verdict was granted, the judgment states Hendricks was convicted of aggravated robbery
and sentenced to ninety-nine years imprisonment.
When there is a conflict between the trial court’s oral pronouncement and the written
judgment, the oral pronouncement controls. Taylor v. State, 131 S.W.3d 497, 500 (Tex. Crim.
App. 2004); Thompson v. State, 108 S.W.3d 287, 290 (Tex. Crim. App. 2003). The solution in
such a case is to reform the written judgment to conform to the oral pronouncement. Thompson,
108 S.W.3d at 290. Accordingly, we reform the written judgment in cause number
2009CR7143B to reflect that Hendricks was not convicted of any offense in that cause and no
sentence was imposed.
DOUBLE JEOPARDY
In his third and fourth issues, Hendricks complains that his convictions in trial court
cause numbers 2009CR7144B and 2009CR7145B violated double jeopardy principles because
he was acquitted in cause number 2009CR7143B. 2 As previously noted, however, each of the
counts with which Hendricks was charged alleged a different victim. In Texas, robbery is
considered a form of assault, and the allowable unit of prosecution for an assaultive offense is
each victim. Ex parte Hawkins, 6 S.W.3d 554, 560 (Tex. Crim. App. 1999). Accordingly, the
Double Jeopardy Clause is not violated for multiple prosecutions for robbery when multiple
assaults of different victims are committed in the course of only one theft. Id. at 561. In such a
case, the offenses are not the “same” for double jeopardy purposes because the allowable units of
prosecution are different. Id.; see also Lopez v. State, 108 S.W.3d 293, 295–96 (Tex. Crim. App.
2003) (noting that the Double Jeopardy Clause protects against: (1) “second prosecution for the
2 Although Hendricks refers to the term “res judicata” in his third issue and “double jeopardy” in his fourth issue, res judicata applies primarily in civil proceedings, serving some of the same purposes and principles as double jeopardy does in the criminal context. Ex parte Watkins, 73 S.W.3d 264, 267 & n.7 (Tex. Crim. App. 2002).
-4- 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
same offense after acquittal”; (2) “second prosecution for the same offense after conviction”; and
(3) “multiple punishments for the same offense”).
In Hawkins, the Texas Court of Criminal Appeals revisited the question, “how many
robbery prosecutions may be brought when an actor assaults more than one person in the course
of stealing one item of property.” Ex parte Hawkins, 6 S.W.3d at 554. The court held,
“Prosecuting the applicant twice for robbery did not violate the Double Jeopardy Clause of the
Fifth Amendment because the allowable unit of prosecution for robbery is each victim, and he
assaulted two victims in the course of committing a theft.” Id. at 561. Similarly, the Double
Jeopardy Clause was not violated in the instant case because Hendricks was charged with
assaulting a different victim in each count for which he was convicted and those victims were not
the same victim who Hendricks was acquitted of assaulting. Hendricks’s third and fourth issues
are overruled.
RIGHT TO COUNSEL
In his fifth issue, Hendricks contends his right to counsel was violated because the trial
court did not appoint counsel to assist him in filing his motion for new trial. Hendricks is correct
in asserting that the period “for filing a motion for new trial is a critical stage of the proceedings,
and [he had] a constitutional right to counsel during that period.” See Cooks v. State, 240
S.W.3d 906, 911 (Tex. Crim. App. 2007). Although appellate counsel was appointed to
represent Hendricks on October 14, 2010, when four days remained of the thirty-day period in
which appellate counsel could have amended the pro se motion for new trial filed by Hendricks
without leave of court, the trial court denied the pro se motion on October 5, 2010, precluding
such an amendment. See TEX. R. APP. P. 21.4(b).
-5- 04-10-00738-CR, 04-10-00739-CR & 04-10-00790-CR
In order to be entitled to a reversal, however, Hendricks had to establish that the
deprivation of counsel during this period resulted in harm. See Cooks, 240 S.W.3d at 911. In
order to establish harm, Hendricks was required to identify a “facially plausible claim” that could
have been presented by appellate counsel in the motion for new trial. Id. at 911–12. In this case,
Hendricks “offers no explanation as to how he was harmed, for example, by showing how his
motion for new trial would have been different had he had counsel or what arguments he would
have made on appeal that he was prohibited from making as a result.” 3 See Thomas v. State, 286
S.W.3d 109, 115 (Tex. App.—Houston [14th Dist.] 2009, pet. ref’d). Accordingly, we hold the
denial of appellate counsel did not harm or prejudice Hendricks.
CONCLUSION
The trial court’s judgment in cause number 2009CR7143B is reformed to reflect that
Hendricks was not convicted of any offense and no sentence was imposed in that cause, and the
judgment is affirmed as reformed. The trial court’s judgments in cause numbers 2009CR7144B
and 2009CR7145B are affirmed.
Rebecca Simmons, Justice
DO NOT PUBLISH
3 In his first reply brief, Hendricks states that he “holds an affidavit in his possession as well as concrete evidence of perjury by one of the witnesses at his trial.” This conclusory statement, however, does not establish reasonable grounds to believe Hendricks could establish a facially plausible claim. See Cooks, 240 S.W.3d at 912. Furthermore, in order to establish reversible error, Hendricks would be required to show that “the prosecutor knowingly used perjured testimony and the reviewing court cannot determine beyond a reasonable doubt that the testimony was harmless.” Vasquez v. State, 67 S.W.3d 229, 239 & n.19 (Tex. Crim. App. 2002). Hendricks does not even allude to this possible showing in his reply brief.
-6-