OPINION
JAMES M. CARTER, Circuit Judge:
Richard D. Hongisto, the Sheriff of San Francisco, appeals from the order of the district court granting a writ of habeas corpus to the petitioner Edward Bell. Bell, an attorney, had been summarily convicted of direct contempt of the San Francisco Superior Court and was sentenced to five days in jail and a $500 fine. After exhausting his state remedies he brought this petition.
We are faced with three issues, each of constitutional dimensions: (1) Does § 1222 of the California Code of Civil Procedure, which denied Bell the
right to appeal
his contempt conviction, thereby violate the equal protection clause of the United States Constitution? (2) Does § 1222, Code Civ.P., which denied Bell
the right to bail
pending review of his conviction by petition for certiorari or habeas corpus, thereby violate the equal protection clause? (3) Does § 1211 of the California Code of Civil Procedure, which permits a
summary punishment
of those persons who commit contempt in the immediate presence of the court, violate the due process clause of the United States Constitution under the circumstances of this case ?
The district court answered the first two of these questions affirmatively, and ordered Bell’s release without reaching the question of due process. We reverse. While we express no opinion on the wisdom of § 1222, Code Civ.P., we cannot hold it in violation of the equal protection clause. We are thus confronted with the due process question which the district court avoided; and the record developed below is sufficient to satisfy us that § 1211, Code Civ.P., as applied to the facts in this case, has no constitutional infirmity.
The Facts
On January 27, 1972, at 11:30 a. m., attorney Edward Bell appeared on behalf of three criminal defendants before the Master Criminal Calendar Judge of the San Francisco Superior Court. The Master Criminal Calendar Judge proceeded to assign the case to a trial judge. Bell was told to appear before that trial judge in two hours, that is, at 1:30 p. m. of the same day.
During the noon recess, Bell went to his office and telephoned two other attorneys for advice regarding the assigned trial judge. They informed Bell that the assigned judge was prejudiced in crucial ways.
During the remainder of the noon recess, Bell prepared a motion and affidavit to disqualify the trial judge peremptorily under § 170.6, Code Civ.P.
At 12:55 p. m. Bell presented the motion to the Master Criminal Calendar Judge, who denied it on the ground of untimeliness, stating that according to his reading of § 170.6 Code Civ.P., a disqualification motion must be filed at the time a trial judge is assigned. Bell’s motion was therefore one hour and twenty minutes too late.
At 1:30 p. m. of that day, Bell appeared as scheduled and renewed the disqualification motion before the trial judge himself, who also denied the motion as untimely, telling Bell to proceed to trial. Bell declined on the ground that, by going to trial, he might be waiving his right to appeal the denial of the disqualification motion.
The trial judge then announced, “ . . . Mr. Bell, I order you to proceed with the trial of this case forthwith. And, what is your reply to that?” Bell replied, “I refuse to go to trial, your Honor.”
Thereupon the
trial judge found Bell in direct contempt of court and sentenced him to five days in jail and a $500 fine.
Under California law, Bell had no right
to appeal
this judgment of contempt, but he did have the right
to petition
the higher state courts for a writ of habeas corpus or a writ of certiorari. In order to allow Bell time to file such petitions, the trial judge stayed execution of the sentence until 9:30 a. m. of the following day (the 28th of January) and later extended the stay for four additional days (until February 1).
Bell quickly filed two petitions for review, one with the California Court of Appeals and, later, one with the California Supreme Court. Both petitions were denied. Bell went to jail on February 1, 1972. Subsequently, an additional petition in the California Supreme Court was denied on February 2, 1972.
On February 3, Bell filed a petition for a writ of habeas corpus in the federal district court. The district court ordered his release from custody on grounds that § 1222, Code Civ.P., violated the equal protection clause.
The California Statutory Scheme
Sections 1237
and 1466
of the California Penal Code provide that the defendants in “criminal” cases have the right to appeal from a conviction.
Section 1272
of the Penal Code provides that convicted defendants may be released on bail pending appeal.
Section 166
of the penal Code provides that every person guilty of eight
specified types of contempt, which are labelled “criminal contempt,” is guilty of a “misdemeanor.”
Section 1209
of the Code Civ. P. Lists eleven types of “contempts of the authority of the court.” Contempt proceedings brought under this section, as distinguished from § 166, Penal Code, are not “criminal” proceedings,
as a matter of terminology,
although they are criminal in character. Pacific Tel. & Tel. Co. v. Superior Court for Los Angeles County, 265 Cal.App.2d 370, 72 Cal.Rptr. 177 (1968).
Section 1211
of the Code Civ.P. provides that a contempt committed in the immediate view and presence of the court may be punished summarily.
Section 1222
of the Code Civ. P. provides that the judgment of the court in contempt cases is final and conclusive. This section, despite its broad language, does not apply to contemnors labelled “criminal” under the Penal Code, § 166. In re Buckley, 10 Cal.3d 237, 110 Cal.Rptr. 121, 514 P.2d 1201 (1973).
But it is clear that Bell does not belong to that class of contemnors la-belled “criminal” under the Penal Code.
Hence § 1222, Code Civ.P.,
does apply
to him.
Section 1222, Code Civ.P., as noted above, has been construed by California courts to bar
appeals
but to allow petitions for writs of habeas corpus and certiorari.
E. g.,
Heller v. Heller, 230 Cal.App.2d 679, 41 Cal.Rptr. 177 (1964). These remedies limit the inquiry of the reviewing court solely to questions of the inferior court’s jurisdiction.
Free access — add to your briefcase to read the full text and ask questions with AI
OPINION
JAMES M. CARTER, Circuit Judge:
Richard D. Hongisto, the Sheriff of San Francisco, appeals from the order of the district court granting a writ of habeas corpus to the petitioner Edward Bell. Bell, an attorney, had been summarily convicted of direct contempt of the San Francisco Superior Court and was sentenced to five days in jail and a $500 fine. After exhausting his state remedies he brought this petition.
We are faced with three issues, each of constitutional dimensions: (1) Does § 1222 of the California Code of Civil Procedure, which denied Bell the
right to appeal
his contempt conviction, thereby violate the equal protection clause of the United States Constitution? (2) Does § 1222, Code Civ.P., which denied Bell
the right to bail
pending review of his conviction by petition for certiorari or habeas corpus, thereby violate the equal protection clause? (3) Does § 1211 of the California Code of Civil Procedure, which permits a
summary punishment
of those persons who commit contempt in the immediate presence of the court, violate the due process clause of the United States Constitution under the circumstances of this case ?
The district court answered the first two of these questions affirmatively, and ordered Bell’s release without reaching the question of due process. We reverse. While we express no opinion on the wisdom of § 1222, Code Civ.P., we cannot hold it in violation of the equal protection clause. We are thus confronted with the due process question which the district court avoided; and the record developed below is sufficient to satisfy us that § 1211, Code Civ.P., as applied to the facts in this case, has no constitutional infirmity.
The Facts
On January 27, 1972, at 11:30 a. m., attorney Edward Bell appeared on behalf of three criminal defendants before the Master Criminal Calendar Judge of the San Francisco Superior Court. The Master Criminal Calendar Judge proceeded to assign the case to a trial judge. Bell was told to appear before that trial judge in two hours, that is, at 1:30 p. m. of the same day.
During the noon recess, Bell went to his office and telephoned two other attorneys for advice regarding the assigned trial judge. They informed Bell that the assigned judge was prejudiced in crucial ways.
During the remainder of the noon recess, Bell prepared a motion and affidavit to disqualify the trial judge peremptorily under § 170.6, Code Civ.P.
At 12:55 p. m. Bell presented the motion to the Master Criminal Calendar Judge, who denied it on the ground of untimeliness, stating that according to his reading of § 170.6 Code Civ.P., a disqualification motion must be filed at the time a trial judge is assigned. Bell’s motion was therefore one hour and twenty minutes too late.
At 1:30 p. m. of that day, Bell appeared as scheduled and renewed the disqualification motion before the trial judge himself, who also denied the motion as untimely, telling Bell to proceed to trial. Bell declined on the ground that, by going to trial, he might be waiving his right to appeal the denial of the disqualification motion.
The trial judge then announced, “ . . . Mr. Bell, I order you to proceed with the trial of this case forthwith. And, what is your reply to that?” Bell replied, “I refuse to go to trial, your Honor.”
Thereupon the
trial judge found Bell in direct contempt of court and sentenced him to five days in jail and a $500 fine.
Under California law, Bell had no right
to appeal
this judgment of contempt, but he did have the right
to petition
the higher state courts for a writ of habeas corpus or a writ of certiorari. In order to allow Bell time to file such petitions, the trial judge stayed execution of the sentence until 9:30 a. m. of the following day (the 28th of January) and later extended the stay for four additional days (until February 1).
Bell quickly filed two petitions for review, one with the California Court of Appeals and, later, one with the California Supreme Court. Both petitions were denied. Bell went to jail on February 1, 1972. Subsequently, an additional petition in the California Supreme Court was denied on February 2, 1972.
On February 3, Bell filed a petition for a writ of habeas corpus in the federal district court. The district court ordered his release from custody on grounds that § 1222, Code Civ.P., violated the equal protection clause.
The California Statutory Scheme
Sections 1237
and 1466
of the California Penal Code provide that the defendants in “criminal” cases have the right to appeal from a conviction.
Section 1272
of the Penal Code provides that convicted defendants may be released on bail pending appeal.
Section 166
of the penal Code provides that every person guilty of eight
specified types of contempt, which are labelled “criminal contempt,” is guilty of a “misdemeanor.”
Section 1209
of the Code Civ. P. Lists eleven types of “contempts of the authority of the court.” Contempt proceedings brought under this section, as distinguished from § 166, Penal Code, are not “criminal” proceedings,
as a matter of terminology,
although they are criminal in character. Pacific Tel. & Tel. Co. v. Superior Court for Los Angeles County, 265 Cal.App.2d 370, 72 Cal.Rptr. 177 (1968).
Section 1211
of the Code Civ.P. provides that a contempt committed in the immediate view and presence of the court may be punished summarily.
Section 1222
of the Code Civ. P. provides that the judgment of the court in contempt cases is final and conclusive. This section, despite its broad language, does not apply to contemnors labelled “criminal” under the Penal Code, § 166. In re Buckley, 10 Cal.3d 237, 110 Cal.Rptr. 121, 514 P.2d 1201 (1973).
But it is clear that Bell does not belong to that class of contemnors la-belled “criminal” under the Penal Code.
Hence § 1222, Code Civ.P.,
does apply
to him.
Section 1222, Code Civ.P., as noted above, has been construed by California courts to bar
appeals
but to allow petitions for writs of habeas corpus and certiorari.
E. g.,
Heller v. Heller, 230 Cal.App.2d 679, 41 Cal.Rptr. 177 (1964). These remedies limit the inquiry of the reviewing court solely to questions of the inferior court’s jurisdiction. In re Chapman, 141 Cal.App.2d 387, 295 P.2d 573 (1956). The term “jurisdiction” covers a great deal of ground, however, for the questions of whether a petitioner’s alleged acts constituted contempt, and whether the evidence was sufficient to establish those alleged acts, have been held “jurisdictional” inquiries. In re Ciraolo, 70 Cal.2d 389, 74 Cal.Rptr. 865, 450 P.2d 241 (1969). Thus the scope of review by petition is practically as broad as the scope of review by appeal.
See
Comment, Contempt: Scope of Review of Contempt Orders in California, 37 Calif.L.R. 301 (1949).
Equal Protection
Bell contends that § 1222, Code Civ. P., violates the equal protection clause of the United States Constitution because it precludes an appeal from an order adjudicating a person in contempt of court, and precludes bail pending review by petition, while at the same time § 1237 and § 1466 of the Penal Code allow “criminal” defendants these procedural benefits. (We temper this contention with the observation that persons convicted of contempt under § 166, Penal Code, are indeed permitted to appeal and have bail.)
The California Supreme Court rejected an argument identical to Bell’s in In re Buckley, 10 Cal.3d 237, 110 Cal.Rptr. 121, 514 P.2d 1201 (1973). Since the contention raises a federal question, we are not bound by that state decision and are required to make an independent determination. Yet we must keep in mind that we are dealing with a state statutory scheme and the state case law interpreting and upholding it. Thus, in accordance with our principle of affording state laws a presumption of validity in order to avoid unnecessary federal interference in state affairs,
see
McNabb v. United States, 318 U.S. 332, 340, 63 S.Ct. 608, 87 L.Ed. 819 (1943), we pay deference to the views of the California Supreme Court. The discussion that follows is our own analytical journey to the same end, reached more briskly by that Court.
(a) Right to appeal
Respondent contends that Bell’s argument regarding a right to equal treatment with “criminal” defendants is eviscerated by the fact that Bell was not held in “criminal” contempt. We reject the respondent’s contention. It is true that Bell was convicted under §§ 1209 and 1211, Code Civ.P., not under § 166, Penal Code, and hence was not a “criminal” under the statutory terminology. But Bell’s contempt was essentially “criminal” in nature, even if not “criminal” by virtue of § 166, Penal Code, because the purpose of the contempt sanction in this case was punitive rather than compensatory or coercive.
See
Morelli v. Superior Court of Los Angeles County, 1 Cal.3d 328, 82 Cal.Rptr. 375, 461 P.2d 655 (1969); Gompers v. Buck’s Stove & Range Company, 221 U.S. 418, 31 S.Ct. 492, 55 L.Ed. 797 (1911); Penfield Co. of California v. Securities & Exchange Com’n, 330 U.S. 585, 67 S.Ct. 918, 91 L.Ed. 1117 (1947); In re Nevitt (8 Cir. 1902) 117 F. 448.
Accordingly, we consider the question whether it is constitutionally permissible to deny contemnors suffering essentially criminal sanctions the same right of appeal afforded those defendants actually labelled “criminal.”
In equal protection cases, the burden of justification that must be carried by the state is sometimes
heavy
and sometimes
light,
depending on the nature of the classification in question and the nature of the imposition which the state law places upon the encumbered class.
A
strict
standard of judicial review is invoked whenever the state law operates to the disadvantage of a “suspect class” (examples being a class based on race or alienage) or whenever the state law impairs a “fundamental interest” (such as the right to vote or to travel interstate); when such a law is challenged, it will be held unconstitutional unless the state can show it is necessary to promote a compelling state interest.
On the other hand, if the law in question neither injures a “suspect class” nor impairs a “fundamental interest,” it will be evaluated under the
general
standard. Under this test, the state law is valid so long as it rationally furthers a legitimate state interest.
In order to choose the correct standard of review in this case, we must ascertain whether or not a fundamental interest is impaired sufficiently to invoke strict scrutiny. (No serious contention can be made that state law here injures a “suspect class.”)
In this inquiry, the leading case cited by Bell is Griffin v. Illinois, 351 U.S. 12, 76 S.Ct. 585, 100 L.Ed. 891 (1956), which held that an indigent was entitled to a free trial transcript on appeal.
Cf.
Mayer v. City of Chicago, 404 U.S. 189, 92 S.Ct. 410, 30 L.Ed.2d 372 (1971). But we do not find
Griffin
or
Mayer
controlling.
First,
Griffin
and
Mayer,
although recognizing the importance of adequate review of a criminal conviction, do not
expressly
call it a “fundamental interest,” nor is it clear a strict standard of review was applied.
Secondly, assuming the Court in those cases did in fact
tacitly
find a “fundamental interest” and apply a strict standard of review, the Court did so largely because the classification in question was based on wealth. Classifications based on wealth are “traditionally disfavored.” Harper v. Virginia Bd. of Elections, 383 U.S. 663, 668, 86 S.Ct. 1079, 16 L.Ed.2d 169 (1966). But Bell’s class is not indigent.
Since Supreme Court decisions provide no authority for regarding the right. to adequate appellate review as “fundamental,” we look to the Constitu
tion itself for guidance. The lesson of San Antonio School District v. Rodriguez, 411 U.S. 1, 33-34, 93 S.Ct. 1278, 1297, 36 L.Ed.2d 16 (1973) is that “. . . the key to discovering whether [an interest] is ‘fundamental’ . . . lies in assessing whether there is a right to [that interest] explicitly or implicitly guaranteed by the Constitution.”
San Antonio School District, supra.
The Constitution, a basic text of criminal procedure, contains numerous provisions to safeguard the criminal defendant. But in all its provisions, we find no implicit, and surely no explicit, guarantee of the right to appeal. As said in
Griffin, supra,
351 U.S. at 18, 76 S.Ct. at 590, “It is true that a State is not required by the Federal Constitution to provide appellate courts or a right to appellate review at all.”
Furthermore, even if the right to adequate review of a criminal conviction were a “fundamental interest,” we do not believe that this right or interest was significantly impaired in the instant case. The cases speak loosely at times of invoking the standard of strict scrutiny whenever a fundamental interest is “involved.” The facts in those cases make clear, however, that it is actually the significant “impairment” of the fundamental interest, not merely its “involvement” that has led courts to apply the strict standard.
In the instant case, there is probably some degree of detriment imposed on Bell by § 1222, Code Civ.P., but we believe it is slight. We have considered the two ways suggested by Bell in which an appeal is more advantageous than a petition for review: (1) because misde-meanants have more timé to prepare arguments to present to the reviewing court than do contemnors like Bell; and (2) because misdemeanants are assured a hearing before the reviewing court and a full consideration of their case, while contemnors like Bell often have their petitions denied summarily without a hearing.
As to (1), we note that misdemean-ants have a statutory allotment of time in which to prepare appellate arguments, as provided in the California Rules of Court 105 and 182. On the other hand, contemnors under § 1209, Code Civ.P., have no fixed time limits in which to file their petitions for review. While this allows them to take as much time as they please, as a practical matter they are forced to file their petitions within days or even hours if they wish to avoid incarceration. But we doubt whether a longer period would benefit contemnors significantly. Contempt cases generally present fewer and simpler questions for review than ordinary criminal cases. The contemning court will generally stay the execution long enough for the con-temner adequately to prepare the relatively simple petition. Bell, for instance, had the execution of his sentence stayed for five days while he prepared and filed petitions for review.
As to (2), we note that the California Rules of Court seek to guarantee that each misdemeanant will have a thorough consideration given to his case by the reviewing court. Rules 183, 190 and 106. On petitions by contemnors convicted under § 1209, Code Civ.P., no such rules are at hand to guide the judicial process.
We are not persuaded, however, that petitions for review are less adequately considered by the reviewing court than are briefs on appeal. Only if the petition can be disposed of on its face will the petitioner be denied a hearing. The petitioner with a serious claim will thus be on equal footing with a misdemeanor appellant with a serious claim.
Bell points to the fact that his first petition was denied a mere ten minutes after its filing. Yet Bell makes no showing that his petition on its face displayed sufficient merit to warrant longer deliberation. Even if the first petition was too hastily denied, any error would have been cured by consideration of the subsequent petitions. The second petition was denied four hours after its
filing. This was time enough to allow for a full perusal of its contents and adequate consideration of its merits.
The mere fact that a decision is speedily forthcoming, therefore, is insufficient to raise a presumption that the reviewing court failed in its duty to .consider a ease thoroughly. To find a dereliction of duty we would require concrete evidence. Bell fails to adduce such evidence.
Therefore, even on the dubious assumption that the right to appeal is a “fundamental interest,” we believe that the interest was not sufficiently impaired to invoke strict judicial scrutiny. We therefore shall judge the California statute under the general standard. Accordingly, § 1222, Code Civ.P., insofar as it denies the right to appeal, must be held valid so long as it rationally
furthers a legitimate, articulated state objective.
One objective behind § 1222, Code Civ.P., in the context of punitive sanctions, is to facilitate the preservation of order and administrative regularity. This objective is patently legitimate. We need only inquire, then, whether the California legislature had reason to believe that § 1222, Code Civ.P., would rationally further such goal.
Since contempt, unlike other criminal behavior, is a direct attack on the authority of the court and tends to thwart the processes of justice, the legislature might reasonably deem it desirable to devise special procedures to safeguard the courts. Section 1222, Code Civ.P., arguably provides this safeguard in two respects. First, it encourages the trial court to mete out necessary punishment, for a court might be reluctant to cite a person for contempt if conviction might lead to lengthy appeals which would further delay and disrupt the trial process. Second, it increases the deterrent value of the punishment, for a conclusive, non-appealable judgment of conviction is assuredly a more frightening prospect for the would-be contemnor than a judgment whose sting is mitigated by the delay of time-eating appeals.
We therefore hold that § 1222, Code Civ.P., rationally furthers a legitimate state objective and thus does not violate the equal protection clause.
(b) Right to bail
Section 1222, Code Civ.P., as interpreted by the California Supreme Court, has been held to mean (1) that no con-temnor except one convicted under § 166, P.C., may
appeal
his conviction, and (2) that no contemnor except one convicted under § 166, P.C., is entitled to
bail
pending review of his conviction by petition.
Bell lacks standing to argue the unconstitutionality of the denial of bail rights, for although he had no right to bail, he was granted a stay of sentence, during which he petitioned both the California Court of Appeals and the California Supreme Court. The stay was an equivalent of bail.
In Barrows v. Jackson, 346 U.S. 249, 73 S.Ct. 1031, 97 L.Ed. 1586 (1953), the Supreme Court stated the familiar rule that “a person cannot challenge the
constitutionality of a statute unless he shows that he himself is injured by its operation.” (at 255, 73 S.Ct. at 1034). A’corollary of this rule is that, if a statute contains separable provisions, a person may challenge only those provisions which operate to injure him, and he may not challenge those provisions that cause him no harm.
Bell therefore cannot be heard to argue that the rule as to bail, in its application to his case, denied him equal protection of the laws. “ . [O]ne to whom application of a statute is constitutional will not be heard to attack the statute on the ground that impliedly it might also be taken as applying to other persons or other situations in which its application might be unconstitutional.” United States v. Raines, 362 U.S. 17, 21, 80 S.Ct. 519, 522, 4 L.Ed.2d 524 (1960). This principle cannot be relaxed in the present case, for Bell lacks the type of relationship with other persons which might give him standing to assert their rights, and because persons adversely affected by the bail provision will be able adequately to protect their own rights regardless of the outcome of this litigation.
See
Eisenstadt v. Baird, 405 U.S. 438, 92 S.Ct. 1029, 31 L.Ed.2d 349 (1972).
There is another reason why the question of the right to bail is not before us. This is a habeas corpus proceeding, the ultimate purpose of which is to secure the petitioner’s release from unlawful custody. Bell could raise the bail question only if an improper denial of bail was the cause of his custody at the time of the instant petition. At the time Bell commenced this habeas corpus proceeding, however, the review of his contempt conviction had been completed within the state courts and, therefore, even if he was constitutionally entitled to bail pending state court review, that time had expired when this habeas corpus proceeding began. No relief can be afforded in this habeas corpus proceeding for the allegedly improper denial of bail, for the denial of bail was not the cause of Bell’s custody at the time petition herein was filed.
Due Process
Bell contends it was fundamentally unfair for the trial judge to find him in contempt summarily under § 1211, Code Civ.P. Of his various arguments in support of this contention, the majority are frivolous, but two warrant a short discussion. First, he argues that the trial judge was personally embroiled with him and thus should have been disqualified from adjudging him in contempt. Secondly, he argues that the conviction was so erroneous as a matter of state law that it denied him due process.
When a judge becomes so “personally embroiled” with a lawyer that he is unable to sit impartially in judgment on the contempt charge, due process requires that he must be disqualified. Mayberry v. Pennsylvania, 400 U.S. 455, 465, 91 S.Ct. 499, 27 L.Ed.2d 532 (1971). But on the facts of this case, we are far from persuaded that the trial judge was “personally embroiled” with Bell. Bell’s conduct did not vilify the judge. To the contrary, Bell was polite throughout. And the judge’s comments on record do not demonstrate a bias or anger against Bell. Accordingly, we see no constitutional violation in the contemned judge sitting in judgment on the contempt charge.
As for Bell’s argument that the conviction was flagrantly erroneous under state law, thereby denying him due process, we are not persuaded. Bell’s conviction was reviewed three times in the higher California courts. Each time his conviction was allowed to stand. We infer that the higher California courts found the conviction correct under the state law. The contention that the conviction was flagrantly erroneous is therefore without merit.
Conclusion
We hold that § 1222, Code Civ.P., does not violate the equal protection clause of
the United States Constitution. We hold also that § 1211, Code Civ.P., was not applied in violation of the due process clause of the Constitution. Accordingly, we reverse and remand with directions to deny the petition for ha-beas corpus,
Reversed and remanded with directions.