Eddie L. Brooks v. Gary R. McCaughtry Warden

380 F.3d 1009, 2004 U.S. App. LEXIS 16610, 2004 WL 1795084
CourtCourt of Appeals for the Seventh Circuit
DecidedAugust 12, 2004
Docket02-4324
StatusPublished
Cited by10 cases

This text of 380 F.3d 1009 (Eddie L. Brooks v. Gary R. McCaughtry Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Eddie L. Brooks v. Gary R. McCaughtry Warden, 380 F.3d 1009, 2004 U.S. App. LEXIS 16610, 2004 WL 1795084 (7th Cir. 2004).

Opinion

POSNER, Circuit Judge.

Eddie Brooks was convicted in a Wisconsin state court of first-degree murder of a policeman, and related crimes, and was sentenced to life in prison plus 109 years. After exhausting his state remedies in State v. Brooks, 231 Wis.2d 373, 607 N.W.2d 290 (1999), he sought federal habe-as corpus, lost in the district court, and appeals, contending that the Wisconsin trial court deprived him of his federal constitutional right to represent himself. Faretta v. California, 422 U.S. 806, 95 S.Ct. 2525, 45 L.Ed.2d 562 (1975). (His other contentions do not merit discussion.) To prevail, he must show that the state decision of which he complains “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States.” 28 U.S.C. § 2254(d)(1).

Before his trial began, Brooks was permitted to fire two lawyers who had been appointed in succession to represent him. A third was appointed. The judge warned Brooks that if he fired number three, he would have to represent himself. When the case was called for trial, Brooks moved to dismiss the lawyer (whose motion to withdraw at Brooks’s request had been denied) and when the judge denied the motion Brooks punched the lawyer in the face. Two days later, after jury selection, Brooks moved that he be allowed to represent himself. After quizzing him about his educational background and his knowledge of the law, the judge denied the motion.

The judge conceivably could have ruled that Brooks’s motion to represent himself was untimely. Hamiel v. State, 92 Wis.2d *1011 656, 285 N.W.2d 639, 648-49 (1979); United States v. Kosmel, 272 F.3d 501, 505-06 (7th Cir.2001); Cain v. Peters, 972 F.2d 748 (7th Cir.1992). “A person accused of a crime has an absolute right, under the Sixth Amendment, to represent himself only if he asserts that right before trial.” United States v. Washington, 353 F.3d 42, 46 (D.C.Cir.2004). Here, the trial had begun, Brooks had already run through three lawyers — suggesting that he might have intended from the get-go to represent himself — and the evidence against him was overwhelming, suggesting that he might be seeking by his latest change of heart merely to disrupt the trial. Yet having told Brooks that if he fired lawyer number three he would have to represent himself, the judge might well have been understood to be giving Brooks until then to decide to represent himself, consistent with cases such as United States v. Oreye, 263 F.3d 669, 670-71 (7th Cir.2001), and United States v. Irorere, 228 F.3d 816, 826-28 (7th Cir.2000). Those cases hold that a defendant who is warned that if he fires his lawyer he’ll have to represent himself will, if he does fire the lawyer, be deemed by doing so to have chosen to represent himself. However all this may be, the judge based his denial of Brooks’s motion not on timeliness but on competency, and Brooks argues that the ruling deprived him of the right recognized in the Faretta case.

He contends that anyone competent to stand trial, as he was, is ipso facto competent to waive counsel. Whether this contention is sound depends on the exact meaning of “competent.” It is one thing for a defendant to have sufficient mentation to be able to follow the trial proceedings with the aid of a lawyer, and another to be able to represent himself; and while Brooks clearly had the former, he seems equally clearly to have lacked the latter, if we may judge from his wild behavior and incomprehensible outbursts during the trial. And if he was incompetent to conduct his own defense, this is evidence that his decision to waive counsel was not “knowing and intelligent,” as all waivers must be in order to be legally effective. E.g., Iowa v. Tovar, — U.S. -, 124 S.Ct. 1379, 1387, 158 L.Ed.2d 209 (2004), Faretta v. California, supra, 422 U.S. at 835, 95 S.Ct. 2525; Johnson v. Zerbst, 304 U.S. 458, 464-65, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938); United States v. Irorere, supra, 228 F.3d at 828. A waiver of counsel would make no sense from the defendant’s standpoint if he knew he was incompetent to defend himself (unless his intent was to disrupt the trial — in which event it would not be an exercise of the right recognized by Faretta); and so senseless a waiver could only with difficulty be regarded as knowing and intelligent. That appears to be this case.

But Brooks argues that in Godinez v. Moran, 509 U.S. 389, 113 S.Ct. 2680, 125 L.Ed.2d 321 (1993), the Supreme Court held that the standard for competence to stand trial and the standard for competence to waive counsel are identical, and if his interpretation (which some courts have accepted, e.g., People v. Welch, 20 Cal.4th 701, 85 Cal.Rptr.2d 203, 976 P.2d 754, 774 (1999); State v. Day, 233 Conn. 813, 661 A.2d 539, 548 (1995); State v. Camacho, 561 N.W.2d 160, 172 (Minn.1997)) is correct, it might seem to follow that we must order a new trial for Brooks. But we doubt both the premise and the conclusion. The Supreme Court in Godinez did reject the idea “that the decision to waive counsel requires an appreciably higher level of mental functioning than the decision to waive other constitutional rights .... [A] criminal defendant’s ability to represent himself has no bearing upon his competence to choose self-representation.” 509 U.S. at 399-400, 113 S.Ct. 2680 (emphasis in original; footnote omitted). But there is a difference between mental functioning, which is the ability to process information, *1012 and the information itself; more information may be required for an effective waiver of the right to counsel than for being able to follow the goings-on at one’s trial. And so the Court went on to say that the judge must satisfy himself that the defendant not only has the requisite mental competence to choose whether to represent himself but also knows enough about the consequences of his choice to make it “intelligent and voluntary.” Id. at 401-02, 113 S.Ct. 2680. As we have explained, an effective “waiver of the right to the assistance of counsel at trial,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Jacob Wessel
2 F.4th 1043 (Seventh Circuit, 2021)
Garcia v. Butler
N.D. Illinois, 2018
Imani v. Pollard
826 F.3d 939 (Seventh Circuit, 2016)
Dissent - State v. Connor
Connecticut Appellate Court, 2014
People v. Taylor
220 P.3d 872 (California Supreme Court, 2009)
State v. Connor
973 A.2d 627 (Supreme Court of Connecticut, 2009)
Wells v. Bartley
553 F. Supp. 2d 1019 (N.D. Illinois, 2008)
Brooks v. Kingston, Acting Warden
543 U.S. 1054 (Supreme Court, 2005)
Beachem v. Williams
351 F. Supp. 2d 793 (N.D. Illinois, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
380 F.3d 1009, 2004 U.S. App. LEXIS 16610, 2004 WL 1795084, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eddie-l-brooks-v-gary-r-mccaughtry-warden-ca7-2004.