Eaton v. Secretary of Health and Human Services

CourtUnited States Court of Federal Claims
DecidedAugust 28, 2025
Docket21-0675V
StatusUnpublished

This text of Eaton v. Secretary of Health and Human Services (Eaton v. Secretary of Health and Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Eaton v. Secretary of Health and Human Services, (uscfc 2025).

Opinion

In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 21-675V

CAROL EATON, Chief Special Master Corcoran

Petitioner, v. Filed: July 28, 2025

SECRETARY OF HEALTH AND HUMAN SERVICES,

Respondent.

Johnathan Joseph Svitak, Shannon Law Group, PC, Woodbridge, IL, for Petitioner.

Catherine Elizabeth Stolar, U.S. Department of Justice, Washington, DC, for Respondent.

RULING ON ENTITLEMENT1

On January 12, 2021, Carol Eaton filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that as a result of an influenza (“flu”) vaccine received on November 18, 2020, she suffered a right shoulder injury related to vaccine administration (“SIRVA”) as defined on the Vaccine Injury Table (“Table”). Petition (ECF No. 1) at ¶¶ 1, 12. The case was assigned to the Special Processing Unit (“SPU”) of the Office of Special Masters.

Petitioner has provided preponderant evidence that she suffered the residual effects or complications of her injury for more than six months after vaccination. Petitioner

1 Because this decision contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims’ website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). has also established all other requirements for a Table SIRVA. Accordingly, she is entitled to compensation (and Respondent’s motion to dismiss the Petition on the basis of severity is denied).

I. Procedural History

Petitioner filed this action less than two months after receiving the flu vaccine alleged to have caused her injury. She was therefore incapable, at the outset of this matter, to establish the six months of sequelae “severity requirement.” Instead, Petitioner speculated that her right shoulder injury “will require treatment for a period of at least six months.” Id. at ¶ 12. (emphasis added).

On December 23, 2021, Petitioner filed a Statement of Completion. ECF No. 17. On May 18, 2022, the case was assigned to SPU. ECF No. 18. However, at an initial status conference held on November 2, 2022, Respondent’s counsel pointed out that a number of medical records were missing. See ECF No. 21. Respondent’s counsel had also undertaken a preliminary examination of the records that had been filed and noted that Petitioner might be unable to satisfy the six-month severity requirement. Id. In response to Respondent’s concerns, I ordered Petitioner to file all outstanding medical records by January 3, 2023. Id. Petitioner requested two extensions to this deadline and filed additional records and another Statement of Completion on March 10, 2023.

Respondent filed a Rule 4(c) Report on June 29, 2023, stating his position that the case should be dismissed for failure to demonstrate entitlement to compensation. ECF No. 28 (Rule 4(c) Report) at 1, 9. Respondent also filed a separate motion to dismiss, referencing the Rule 4(c) Report, on June 29, 2023. ECF No. 29. In the Rule 4(c) Report, Respondent opposed the Table SIRVA claim on the ground that Petitioner had failed to satisfy the statutory severity requirement. Rule 4(c) Report at 7-9.3 Respondent emphasized that Petitioner complained of right shoulder symptoms and obtained treatment, including physical therapy (“PT”), for about three months after vaccination, but then discontinued PT and did not mention her shoulder to any other treater until January 11, 2023, nearly two years later. Id. at 7.

On August 23, 2023, I entered a scheduling order setting deadlines for briefing and for Petitioner to file any additional evidence. ECF No. 30. Petitioner filed a motion for a ruling on the record on October 24, 2023. ECF No. 33 (Pet’r Mot.). On December 8, 2023, Respondent filed a combined reply in support of his motion to dismiss and response to Petitioner’s motion. ECF No. 34 (Resp’t Opp’n). On December 22, 2023, Petitioner filed

3 Respondent recognized that Petitioner satisfied the Qualifications and Aids to Interpretation for a Table SIRVA claim. Rule 4(c) Report at 7.

2 reply in support of her motion for a ruling on the record. ECF No. 35 (Pet’r Reply). This matter is ripe for adjudication.

II. Relevant Evidence

I have reviewed all of the evidence filed to date. I will only summarize or discuss evidence that directly pertains to the determinations herein, as informed by the parties’ respective citations to the record and their arguments.

A. Petitioner’s Pre-Vaccination Medical Status

Petitioner was seventy-three years old at the time of vaccination and was a retired Licensed Practical Nurse. Ex. 7 at 250, 256. Petitioner had no history of right shoulder pain or injury. The earliest medical record submitted by Petitioner, from December 2017, documented a lumbar fusion surgery, including synovial cyst removal and disk stabilization, to treat a “long history of back as well as leg pain.” Ex. 2 at 1409, 1428-1430.

A large number of Petitioner’s medical records address her chronic kidney disease and related history of kidney stones. Petitioner saw a urologist and a nephrologist for these conditions, and her kidney function was regularly monitored by her primary care physician (“PCP”), Dr. William Rosen. See id. at 574, 914, 1170; Ex. 7 at 423, 505. In March 2020, Petitioner had a right ureteroscopy with laser lithotripsy, ureteral stent, and cystoscopy. Id. at 551, 556. However, Petitioner continued to have kidney and urological issues, particularly severe right hydronephrosis, hydroureter, and a loss of right kidney function. Ex. 2 at 208, 427; Ex. 7 at 423. On October 26, 2020, Petitioner underwent another right ureteroscopy and cystoscopy with balloon dilation of a right ureteral stricture, extraction of ureteral calculi, and ureteral stent. Ex. 2 at 232-33.

Petitioner also had a history of hypertension, hyperlipidemia, and hypercholesterolemia and saw a cardiologist in August 2019 for tachycardia and dizziness. Id. at 569-70; Ex. 7 at 251-53. Additionally, Petitioner had a history of right hip pain due to degenerative changes. Ex. 2 at 1202, 1224.

B. Petitioner’s Initial Post-Vaccination Right Shoulder Treatment

On November 18, 2020, Petitioner received a flu vaccine in her right arm at Dr. Rosen’s office. Ex. 7 at 251-53. The purpose of this appointment was for follow-up on Petitioner’s chronic conditions. Id. On December 14, 2020, Petitioner contacted Dr. Rosen regarding shoulder pain. Ex. 2 at 106. One of Dr. Rosen’s staff recorded that,

3 [o]n 11/18/202[0] Pt. got her flu shot. Her arm was so sore & was told to ice it.

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