Easter v. Lockhart

773 F. Supp. 1226, 1991 U.S. Dist. LEXIS 14117, 1991 WL 189629
CourtDistrict Court, E.D. Arkansas
DecidedJune 26, 1991
DocketCiv. No. PB-C-90-443
StatusPublished

This text of 773 F. Supp. 1226 (Easter v. Lockhart) is published on Counsel Stack Legal Research, covering District Court, E.D. Arkansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Easter v. Lockhart, 773 F. Supp. 1226, 1991 U.S. Dist. LEXIS 14117, 1991 WL 189629 (E.D. Ark. 1991).

Opinion

MEMORANDUM OPINION AND ORDER

GEORGE HOWARD, Jr., District Judge.

Petitioner filed a petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254 alleging that he received ineffective assistance of counsel. The Magistrate Judge found that petitioner had proeedurally de[1227]*1227faulted with regard to five of the six grounds.1 The Magistrate Judge found that petitioner’s sixth ground, that counsel was ineffective in failing to perfect and file an appeal, was without merit as petitioner had waived his right to appeal.

The Court has carefully reviewed the record and finds that the Magistrate Judge’s finding with regard to the sixth ground must be rejected. As is discussed below, the Court finds that petitioner’s trial counsel was ineffective in failing to perfect and file an appeal, or in failing to take the necessary steps to preserve petitioner's right to appeal.

Petitioner was found guilty by a jury in the Circuit Court of Nevada County, Arkansas, on October 27, 1986, of aggravated robbery. He was sentenced to twenty years’ imprisonment. Petitioner did not appeal his conviction within the appropriate time period, but later filed a request for a belated appeal, alleging that his attorney had failed to perfect an appeal despite petitioner’s desire that he do so.

On February 8, 1988, the Arkansas Supreme Court remanded the case to the trial court for a hearing on the request for a belated appeal. The trial court, based on the evidence adduced at the hearing, found that petitioner had knowingly, intelligently and voluntarily waived his right to appeal. Based on the trial court’s findings, the Arkansas Supreme Court denied petitioner’s motion for belated appeal. Petitioner then filed the instant petition.

Petitioner has a constitutional right to effective assistance of counsel on appeal. Evitts v. Lucey, 469 U.S. 387, 105 S.Ct. 830, 83 L.Ed.2d 821 (1985). The right applies whether counsel is appointed or, as in this instance, retained. When a criminal defendant fails to obtain fair appellate review of his or her conviction, she or he is deprived of the constitutional right to appellate review of the conviction. Bell v. Lockhart, 795 F.2d 655, 657 (8th Cir.1986). See also Estes v. U.S., 883 F.2d 645, 648 (8th Cir.1989) (counsel’s failure to file a notice of appeal when so instructed by a client constitutes ineffective assistance of counsel). A defendant may however waive his or her right to appeal by failing to inform counsel that he or she wishes to appeal. Henderson v. State, 278 Ark. 107, 643 S.W.2d 541 (1982). See Little v. Lock-hart, 868 F.2d 989 (8th Cir.1989), cert. denied, 493 U.S. 916, 110 S.Ct. 276, 107 L.Ed.2d 256 (1989) (court found that minor had knowingly and voluntarily dismissed his appeal)

In this case, the state trial court held an evidentiary hearing at which petitioner, his mother, and his trial counsel appeared. Based on the evidence, the trial court found that petitioner had knowingly, intelligently, and voluntarily waived his right to appeal. In particular, the trial court found: (1) that petitioner’s trial attorney was retained by petitioner’s family only for the trial and not for an appeal; (2) that at the time petitioner was found guilty and sentenced, the trial judge advised petitioner that he had thirty days in which to perfect his appeal; and (3) that petitioner and his mother had discussed a fee arrangement for the appeal with counsel and that “they knew that they had not reached an agreement as to the appeal” because “they felt the fee was too much or they felt that they could not afford that amount.”

The Magistrate Judge agreed with the trial court, noting that the trial court’s finding of a voluntary waiver of petitioner’s right to appeal is entitled to a presumption of correctness.

Under 28 U.S.C. § 2254(d), a state court’s findings after an evidentiary hear[1228]*1228ing on factual issues shall be presumed to be correct unless the petitioner can establish that one of eight enumerated exceptions apply. Sumner v. Mata, 455 U.S. 591, 102 S.Ct. 1303, 71 L.Ed.2d 480 (1982). The “appropriate methodology for distinguishing questions of fact from questions of law has been, to say the least, elusive.” Miller v. Fenton, 474 U.S. 104, 106 S.Ct. 445, 451, 88 L.Ed.2d 405 (1985) (holding that the voluntariness of a confession is not an issue of fact entitled to the § 2254(d) presumption but is a legal question meriting independent consideration in a federal habeas corpus proceeding). This circuit appears to hold that whether a waiver is knowing, voluntary and intelligent is a legal conclusion but that the state court findings of fact underlying the conclusion are presumed correct unless one of the eight subsections of § 2254(d) applies. Henderson v. Smith, 903 F.2d 534, 537 (8th Cir.1990), cert. denied, — U.S. -, 111 S.Ct. 529, 112 L.Ed.2d 539 (1990). See also Cuyler v. Sullivan, 446 U.S. 335, 342, 100 S.Ct. 1708, 1715, 64 L.Ed.2d 333 (1980) (issues of fact refer to basic, primary or historical facts)

As stated above, the trial court made three specific findings. They are presumed correct unless an exception applies.

After the Court received the recommended disposition from the Magistrate Judge, the Court directed respondent to file that portion of the transcript where the trial judge informed petitioner of his right to appeal. That portion of the transcript was provided and reveals that the trial judge never informed petitioner of his right to appeal.2 Thus, the trial court’s finding that petitioner had been so advised is erroneous. See 28 U.S.C. § 2254(d)(8).

The Court has reviewed the record and concludes under the totality of the circumstances that petitioner did not voluntarily, knowingly, and intelligently waive his right to appeal. In particular, the Court finds that petitioner was never advised by the trial court of his right to appeal. Such advice is mandated by Arkansas statute. See Ark.Stat.Ann. § 43-2301 (Repl.1977) (“At the time sentence is announced and judgment entered, the trial judge must advise the defendant of his right to appeal and either fix or deny bond.”), subsequently renumbered A.C.A. § 16-90-105(d) (1987). See also A.R.Cr.P.

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Related

Cuyler v. Sullivan
446 U.S. 335 (Supreme Court, 1980)
Sumner v. Mata
455 U.S. 591 (Supreme Court, 1982)
Evitts v. Lucey
469 U.S. 387 (Supreme Court, 1985)
Miller v. Fenton
474 U.S. 104 (Supreme Court, 1985)
Lozada v. Deeds
498 U.S. 430 (Supreme Court, 1991)
Manfred Lewis Estes v. United States
883 F.2d 645 (Eighth Circuit, 1989)
Finnie v. State
582 S.W.2d 19 (Supreme Court of Arkansas, 1979)
Harper v. Wheatley Implement Co., Inc.
643 S.W.2d 537 (Supreme Court of Arkansas, 1982)
Henderson v. State
643 S.W.2d 107 (Supreme Court of Arkansas, 1982)
California v. American Stores Co.
493 U.S. 916 (Supreme Court, 1989)
Henderson v. Goeke
498 U.S. 989 (Supreme Court, 1990)

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Bluebook (online)
773 F. Supp. 1226, 1991 U.S. Dist. LEXIS 14117, 1991 WL 189629, Counsel Stack Legal Research, https://law.counselstack.com/opinion/easter-v-lockhart-ared-1991.