E. Robert Nigro, Jr. v. John Sullivan, Warden

40 F.3d 990, 94 Cal. Daily Op. Serv. 8471, 94 Daily Journal DAR 15641, 1994 U.S. App. LEXIS 30651, 1994 WL 601751
CourtCourt of Appeals for the Ninth Circuit
DecidedNovember 4, 1994
Docket93-55357
StatusPublished
Cited by50 cases

This text of 40 F.3d 990 (E. Robert Nigro, Jr. v. John Sullivan, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
E. Robert Nigro, Jr. v. John Sullivan, Warden, 40 F.3d 990, 94 Cal. Daily Op. Serv. 8471, 94 Daily Journal DAR 15641, 1994 U.S. App. LEXIS 30651, 1994 WL 601751 (9th Cir. 1994).

Opinions

Opinion by Judge WIGGINS; Dissent by Judge NOONAN.

WIGGINS, Circuit Judge:

FACTS AND PRIOR PROCEEDINGS

E. Robert Nigro is a federal prisoner. During the events relevant to this appeal, Nigro was a pretrial detainee at the Federal Correctional Institute (FCI) at Terminal Island, California. On March 6, 1988, FCI officials required Nigro to provide a urine sample. This sample tested positive for illegal drugs. Prison officials issued an incident report so stating.

Nigro challenged this report under the administrative remedy procedures operative in federal prisons. “The Bureau of Prisons has established an Administrative Remedy Procedure through which an inmate may seek formal review of a complaint which relates to any aspect of his imprisonment.... This procedure applies to all inmates confined in Bureau of Prisons institutions.... ” 28 C.F.R. § 642.10 (1993). “The ... Warden, Regional Director, and General Counsel are responsible for the operation of the Administrative Remedy Procedure at the institution, regional and central office levels, respectively, and ... [e]stablish[ing] procedures for receiving, reviewing, investigating and responding to complaints or appeals submitted by an inmate_” Id. § 542.11(a)(1).

Under the Administrative Remedy Procedure established by the Bureau of Prisons, a prisoner first complains to the Warden (on a BP-9 form) and may appeal to the Bureau’s Regional Director (on a BP-10). If the prisoner is not satisfied with the Regional Director’s decision, the prisoner may appeal to the General Counsel’s Office (on a BP-11). See id. § 542.14. Appeals must be filed within established time limits. A prisoner must appeal to the Regional Director “within twenty (20) calendar days of the date of the Warden’s response” and to the General Counsel’s Office “within thirty (30) calendar days from the date of the Regional Director’s response.” Id. § 542.15. Upon receipt of an appeal, the Warden, Regional Director, or General Counsel’s Office must “[a]cknow-ledge receipt of a complaint or appeal by returning to the inmate a receipt.” Id. § 542.11(a)(2). “A complaint or appeal is considered filed when the receipt is issued.” Id. § 542.14.

Pursuant to these regulations, Nigro filed a BP-9 form asking that the report regarding the urine test be removed from his record. Two hearings were held at which Nigro appeared and was provided representation. At the second hearing, on May 5, 1988, before the Disciplinary Hearing Officer (DHO), Nigro called no witnesses but did submit theories regarding how the test results could be incorrect. The DHO found that Nigro had tested positive for narcotics as charged and that 60 days segregated confinement was appropriate punishment.

Nigro appealed, on a BP-10 form, to the Regional Director for the Bureau of Prisons. The Regional Director set forth on the BP-10 form his response denying Nigro’s appeal and sent the form back to Nigro. The response is dated May 23, 1988. The BP-10 form states: “If dissatisfied with this response, you may appeal to the General Counsel. Your appeal must be received in the General Counsel’s Office within 30 calendar days of the date of this response.”

Nigro appealed to the General Counsel’s Office, on a BP-11 form. Nigro claims he gave his BP-11 form to prison officials on June 21, 1988. The BP-11 was not received in the General Counsel’s Office until July 7, [993]*9931988, however. Because the form was received over 30 days after the date of the Regional Director’s response, no receipt could have been issued to Nigro until- that date or later. Nigro’s appeal was therefore denied on July 12, 1988, as untimely.

On July 29, 1992, Nigro filed a petition for a habeas writ. Nigro challenged the hearing officer’s determination that Nigro had used narcotics. On February 5, 1998, the federal magistrate recommended that Nigro’s petition be dismissed because Nigro had failed first to present his arguments to the General Counsel’s Office. Because the time for pre-sénting such arguments had passed, the magistrate found that Nigro was in procedural default of this administrative remedy. The magistrate also ruled that Nigro had failed to establish cause and prejudice for his default. The district court adopted the magistrate’s recommendation. Nigro appealed the dismissal of his petition.

ANALYSIS

A denial of a petition for habeas corpus is reviewed de novo. Adams v. Peterson, 968 F.2d 835, 843 (9th Cir.1992), cert. denied, — U.S. -, 113 S.Ct. 1818, 123 L.Ed.2d 448 (1993). “To the extent it is necessary to review findings of fact, the clearly erroneous standard applies.” Thomas v. Brewer, 923 F.2d 1361, 1364 (9th Cir.1991).

I. Procedural Default

Nigro’s BP-11 form arrived at the General Counsel’s Office well after the thirty day time limit had expired. The district court found that the form was filed late and that the late filing amounted to procedural default of Nigro’s administrative remedy, warranting dismissal. We agree with the district court.

Two cases persuade us: Francis v. Rison, 894 F.2d 353 (9th Cir.1990), and Martinez v. Roberts, 804 F.2d 570 (9th Cir.1986). Francis failed to appeal a warden’s decision under the Administrative Remedy Procedure. By the time Francis filed his habeas petition regarding the matter, the time for appeal to the Regional Director had passed. This court therefore held that Francis had procedurally defaulted. 894 F.2d at 354. Francis ultimately concluded that dismissal of Francis’s habeas petition was unwarranted because the government had waived Francis’s procedural default. Id. at 355. By implication the default would have warranted dismissal had no waiver occurred, however. Our analysis in Martinez buttresses that conclusion:

The Bureau of Prisons has established an administrative remedy by which an inmate in a federal prison may seek review of any aspect of imprisonment. 28 C.F.R. § 542.10 (1984). Difficulties which a prisoner may experience in meeting the time requirements for an administrative appeal are properly first brought before the administrative agency. 28 C.F.R. § 542.15 (1984).

804 F.2d at 571. The Martinez court dismissed Martinez’s habeas petition because Martinez failed to exhaust the administrative remedies provided to him by the Administrative Remedy Procedure.

In this case, Nigro failed to file a timely BP-11. A BP-11 “is considered filed when [a] receipt [for it] is issued.” 28 C.F.R. § 542.14 (1993). The receipt “[a]cknow-ledge[s] receipt [by the General Counsel] of a[n] ... appeal.” Id. § 542.11(a)(2). No receipt could have been issued to Nigro until after July 7, 1988, when the General Counsel’s Office received Nigro’s BP-11 form. July 7th was more than 30 days after the date of the Regional Director’s response. The appeal was therefore not timely filed.

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40 F.3d 990, 94 Cal. Daily Op. Serv. 8471, 94 Daily Journal DAR 15641, 1994 U.S. App. LEXIS 30651, 1994 WL 601751, Counsel Stack Legal Research, https://law.counselstack.com/opinion/e-robert-nigro-jr-v-john-sullivan-warden-ca9-1994.