Dziubak v. Mott

503 N.W.2d 771, 1993 Minn. LEXIS 516, 1993 WL 292432
CourtSupreme Court of Minnesota
DecidedAugust 6, 1993
DocketC7-91-2517
StatusPublished
Cited by23 cases

This text of 503 N.W.2d 771 (Dziubak v. Mott) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dziubak v. Mott, 503 N.W.2d 771, 1993 Minn. LEXIS 516, 1993 WL 292432 (Mich. 1993).

Opinions

TOMUANOVICH, Justice.

In 1962, the United States Supreme Court recognized the right to counsel as one of the safeguards necessary to insure fundamental human rights when it made obligatory upon the states by the Fourteenth Amendment the Sixth Amendment guarantees of the right to counsel. Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799 (1962).

[The assistance of counsel] is one of the safeguards of the Sixth Amendment deemed necessary to insure fundamental human rights of life and liberty * * *. The Sixth Amendment stands as a con[773]*773stant admonition that if the constitutional safeguards it provides be lost, justice will not ‘still be done.’

Gideon, 372 U.S. at 343, 83 S.Ct. at 796 (quoting Johnson v. Zerbst, 304 U.S. 458, 462, 58 S.Ct. 1019, 1022, 82 L.Ed. 1461 (1938)).

* sfs * * * * [Rjeason and reflection require us to recognize that in our adversary system of criminal justice, any person haled into court, who is too poor to hire a lawyer, cannot be assured a fair trial unless counsel is provided for him.

Gideon, 335 U.S. at 344, 83 S.Ct. at 796.

The Minnesota Legislature responded in 1965 by adopting legislation to create a system of state and district public defenders. Act of May 26, 1965, ch. 869, §§ 1-20, 1965 Minn.Laws 1631-38 (codified as amended at Minn.Stat. §§ 611.14-611.21 (1992)).1 In 1981 the legislature created the State Board of Public Defense. Act of June 1, 1981, ch. 356, § 360, 1981 Minn. Laws 1982-84 (codified as amended at Minn.Stat. § 611.215 (1992)).

Today we are asked to decide whether the state public defenders are immune from suit for malpractice. This appeal arises from respondent Richard P. Dziu-bak’s complaint filed in Ramsey County district court against the petitioners, J. Thomas Mott and James T. Hankes, alleging ten counts of legal malpractice. Mott and Hankes were public defenders appointed to represent Dziubak against charges of second degree murder and first degree manslaughter in the death of Dziubak’s mother.2 Mott and Hankes moved for a dismissal based upon immunity from suit, or for summary judgment based upon collateral estoppel.

The trial court denied the motion to dismiss, but ruled Dziubak was collaterally estopped from litigating whether Mott and Hankes were negligent for failure to discover the fatal levels of anti-depressants in decedent’s blood. The other allegations of negligence were reserved for trial. The court of appeals affirmed. Dziubak v. Mott, 486 N.W.2d 837 (Minn.App.1992).

The sole issue on appeal is whether public defenders are immune from suit for legal malpractice.

Because we find there are sound public policy reasons favoring immunity, we reverse and hold that public defenders are immune from suit for legal malpractice.

I.

The right to counsel in criminal prosecutions was a fully recognized right in at least twelve of the thirteen original colonies. See Powell v. Alabama, 287 U.S. 45, 64-65, 53 S.Ct. 55, 62, 77 L.Ed. 158 (1932). This right to assistance of counsel for a defense is guaranteed by the Sixth. Amendment. The Powell court found that in a capital case, “the necessity of counsel was so vital and imperative that the failure of the trial court to make an effective appointment of counsel was * * * a denial of due process.” Id. at 71, 53 S.Ct. at 65.

Denial to the poor of the request for counsel in proceedings based on charges of serious crime has long been regarded as shocking to the ‘universal sense of justice’ throughout this country. ⅜ * * ‘It is not to be thought of, in a civilized community, for a moment, that any citi[774]*774zen put in jeopardy of life or liberty, should be debarred of counsel because he was too poor to employ such aid. No Court could be respected, or respect itself, to sit and hear such a trial.’

Betts v. Brady, 316 U.S. 455, 476-77, 62 S.Ct. 1252, 1263, 86 L.Ed. 1595 (1942) (Black, J., dissenting) overruled by Gideon v. Wainwright, 372 U.S. 335, 339, 83 S.Ct. 792, 793-94, 9 L.Ed.2d 799 (1963).

The United States Supreme Court left the question of immunity to the states to decide when it declined to hold that federal law provides immunity for counsel in state malpractice suits. Ferri v. Ackerman, 444 U.S. 193, 100 S.Ct. 402, 62 L.Ed.2d 355 (1979). The Court noted that valid public policy reasons may justify such a grant of immunity. Id. at 204-05, 100 S.Ct. at 409.

In Tower v. Glover, the Supreme Court held that there is no immunity when a public defender deliberately conspires with a prosecutor to intentionally deprive defendants of their constitutional rights, and therefore, public defenders are subject to suit under 42 U.S.C. § 1983. Tower v. Glover, 467 U.S. 914, 104 S.Ct. 2820, 81 L.Ed.2d 758 (1984). The Court noted, however, that English barristers are a close “cousin” to public defenders, and, since at least 1435 A.D. have enjoyed broad immunity from liability for negligent, but not intentional misconduct. Id. at 921, 104 S.Ct. at 2825.3

Tort immunity, the freedom from suit or liability, is generally based on the idea that, though a defendant might be negligent, important social values require that the defendant remain free of liability. W. Page Keaton et al., Prosser & Keaton on the Law of Torts, § 131 at 1032 (5th ed. 1984).

II.

Historically, we have extended immunities to participants within the judicial system. In the almost 30 years since the public defender statute was enacted, we have not been called upon to resolve the question whether public defenders have immunity.4 Immunity in a judicial setting encourages independence; it is thought unlikely that officials will commit abuses since the appellate review process is likely to prevent serious torts. Keaton, supra, § 132 at 1059.

Judges were held to be immune from civil liability for the exercise of judicial authority in Stewart v. Cooley, 23 Minn. 347, 350 (1877). We based this decision on the principle that the free exercise of judicial functions, uninfluenced by fear of per[775]*775sonal consequences, is essential to the best interests of society. Id.

Next, we held that a board of directors was acting in a quasi-judicial function when it conducted an arbitration involving charges against a member. Consequently we held that the board was immune from civil liability. Melady v. South St. Paul Live Stock Exchange, 142 Minn. 194, 171 N.W. 806 (1919).

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Cite This Page — Counsel Stack

Bluebook (online)
503 N.W.2d 771, 1993 Minn. LEXIS 516, 1993 WL 292432, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dziubak-v-mott-minn-1993.