Dyotherm Corp. v. Turbo Machine Co.

48 F.R.D. 380, 1969 U.S. Dist. LEXIS 13665
District Court, E.D. Pennsylvania·Decided December 23, 1969·No. Civ. A. No. 31984·Published·Cited by 7 cases

Opinion

OPINION AND ORDER

HANNUM, District Judge.

This is a motion for dismissal by the defendant, Turbo Machine Company (hereinafter “Turbo”), pursuant to Fed.R.Civ.P. 41(b). The historical background of this case prior to remand is set forth in 392 F.2d 146 (3rd Cir. 1967), therefore this court finds it unnecessary to now repeat those facts and will only recite those pertinent facts occurring subsequent to remand.

On March 14, 1968, the Court of Appeals, in the above cited opinion, reversed Judge Kirkpatrick’s order rendering absolute his judgment of dismissal, stating at page 149:

“But the price for these derelictions has been exacted; counsel has been held in contempt and fined, and Dyotherm is required to pay a substantial amount to obtain relief from the order of dismissal.”

The “order of dismissal” is paper No. 26 in this case, the same being Judge Kirkpatrick’s order of March 16, 1966. In that order, Judge Kirkpatrick ruled, inter alia:

“(2) The Judgement against plaintiff for want of prosecution is to be [382] vacated upon payment by plaintiff to defendant One Thousand One Hundred and Eighty Five Dollars ($1,185.00) * * * said sum being that awarded pursuant to the hearing in Chambers on February 25, 1966.”

At no time, since the Court of Appeals rendered its opinion, and prior to the hearing on this motion has Dyotherm tendered payment of the foregoing sum, or any part thereof, to Turbo, nor has Dyotherm offered any excuse for its failure to do so.

Promptly following the Court of Appeals’ decision, Turbo’s counsel wrote Judge Kirkpatrick suggesting that a pre-trial conference be held “at the earliest convenient time” in order to prepare the case for trial. Judge Kirkpatrick conferred with counsel in chambers on May 24, 1968. At that time, the Judge announced that he was withdrawing from the case, and would arrange for Chief Judge Clary to assign the case to another Judge.

On August 6, 1968, Judge Clary attempted to arrange a conference with counsel. However, it was postponed at the request of Dyotherm’s counsel. Dyotherm thereafter never sought to rearrange such a conference.

Beginning in October 1968, and repeatedly thereafter, Turbo’s counsel requested a conference for the purpose of assigning this case to trial. However, such a conference was never held.

During the past 18 months, since the Court of Appeals rendered its decision, Dyotherm has taken no steps to vacate the judgment of dismissal, or otherwise reinstate its complaint. All during the period that Turbo’s counsel requested a conference, both Dyotherm and its counsel remained both idle and silent. Dyotherm made no attempt, during those 18 months, to pay even part of the sum called for in Judge Kirkpatrick’s order of March 16, 1966, nor has it attempted to have that order amended or the requirement of payment rescinded or modified. It has offered no explanation for such failures.

In opposition to Turbo’s presently pending motion, Dyotherm has filed two affidavits, one by its counsel Norman N. Schiff and the other by Manuel H. Lihn. Neither affidavit explains why Dyotherm has taken no steps to reinstate its case, nor sought relief from Judge Kirkpatrick’s order of March 16, 1966. Neither affidavit explains why Dyotherm has been content, for the past 18 months, to permit this case to remain dormant.

All that the Schiff and Lihn affidavits do is allege that, because of Lihn’s “financial status,” Dyotherm has been unable to pay to Turbo the $1,185.00 called for in Judge Kirkpatrick’s order. But no evidence is submitted in support of such allegation. Dyotherm has not advanced the case one step beyond its posture on August 11, 1966 — over three years ago — when Dyotherm’s counsel first asserted that the failure to pay was the result of Mr. Lihn’s financial situation.1

When Dyotherm’s counsel previously raised the question of Lihn’s financial condition, Judge Kirkpatrick acknowledged its relevance, but requested Dyotherm’s counsel to submit proof thereof. It was only after Dyotherm ignored this request that Judge Kirkpatrick finally granted Turbo’s motion to render absolute the judgment of dismissal.2

During the course of the proceedings before this Court on October 6, 1969, the question arose as to whether Mr. Lihn had fulfilled his obligation contained in his affidavit of August 26, 1969, paragraph 4, wherein he stated:

“I will be able to pay the balance of $685.00 within thirty (30) days from today’s date as I will be receiving a [383] payment from a recent aircraft sale that I was able to effect.”

The Court was informed that Mr. Lihn did not pay this sum within the thirty (30) days as he had promised. In fact, counsel for the plaintiff could not state with certainty whether he had received this sum as of the morning on which this present motion was argued.

Thus, Dyotherm’s position today is even worse than its position of three years ago. While still claiming Mr. Lihn’s alleged financial hardship as its reason for noncompliance with Judge Kirkpatrick’s order of March 16, 1966, Dyotherm continues to refuse to submit evidence in support of such assertion. While swearing before this Court that he would pay the balance of his obligation within thirty (30) days of the date of his affidavit, Mr. Lihn failed to keep such promise.

In any litigation, the plaintiff is under a duty “to use diligence and to expedite his case to a final determination.” Sweeney v. Anderson, 129 F.2d 756, 758 (10th Cir. 1942). Hicks v. Bekins Moving & Storage Co., 115 F.2d 406, 409 (9th Cir. 1940).

Rule 41(b) of the Federal Rules of Civil Procedure authorizes the District Court to dismiss a complaint for lack of prosecution by the plaintiff. The purpose of the rule is to prevent undue delays in the disposition of pending litigation, and to avoid congestion of Court calendars. Link v. Wabash Railroad Co., 370 U.S. 626, 629-630, 82 S.Ct. 1386, 8 L.Ed.2d 734 (1962). Barger v. Baltimore & Ohio Railroad Co., 75 U.S. App.D.C. 367, 130 F.2d 401, 402 (1942).

The power to dismiss a complaint under Rule 41(b) for failure to prosecute lies in the sound discretion of the Trial Court. The element necessary to justify dismissal for failure to prosecute is lack of diligence on the part of the plaintiff. See Janousek v. French, 287 F.2d 616, 620-621 (8th Cir. 1961) and authorities cited.

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Dyotherm Corp. v. Turbo Machine Co., 48 F.R.D. 380, 1969 U.S. Dist. LEXIS 13665 (E.D. Pa. 1969).

48 F.R.D. 380 (Dyotherm Corp. v. Turbo Machine Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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