Dye v. Battles

112 Cal. Rptr. 2d 362, 92 Cal. App. 4th 966, 1 Cal. Daily Op. Serv. 8744, 2001 Daily Journal DAR 10823, 2001 Cal. App. LEXIS 793
CourtCalifornia Court of Appeal
DecidedOctober 9, 2001
DocketC035887
StatusPublished
Cited by31 cases

This text of 112 Cal. Rptr. 2d 362 (Dye v. Battles) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dye v. Battles, 112 Cal. Rptr. 2d 362, 92 Cal. App. 4th 966, 1 Cal. Daily Op. Serv. 8744, 2001 Daily Journal DAR 10823, 2001 Cal. App. LEXIS 793 (Cal. Ct. App. 2001).

Opinion

*970 Opinion

MORRISON, J.

This case illustrates the danger of using preprinted wills. Decedent Haskell J. Dye had two natural sons who were adopted away (with his consent) by his first wife’s new husband (Arthur Battles) in 1959. Under the law at that time, this cut off their right to inherit from him. The law was changed, effective 1985, to permit some adopted-out children to inherit from their natural parents. In 1989 decedent and his second wife Eleanor signed reciprocal form wills, leaving their property to each other. Eleanor died in January, 1999. Decedent died on June 17, 1999.

Scott T. Dye, Eleanor’s son who had been adopted by decedent, petitioned to probate decedent’s estate. Phillip Joe Battles, one of decedent’s adopted-away natural sons, and some of the issue of the deceased adopted-away son (Jimmie Dean Battles) filed an objection, seeking to share in decedent’s estate. The trial court granted their heirship petition and Scott filed a notice of appeal. The appeal lies. (Prob. Code, § 1303, subd. (g); further unspecified references are to this code.) We first conclude the new law enables the objectors to take a share of the decedent’s estate. We also conclude an antilapse statute does not apply because a person’s spouse is not his or her “kindred,” as defined. We shall affirm.

Discussion

I.

Adoption began with Roman law, and exists by statutes in derogation of common law. (Estate of Renton (1892) 3 Coffey’s Prob. Dec. 519, 524-526.) Thus, at first, courts were hostile to adoption. (See Ex Parte Clark (1891) 87 Cal. 638, 641 [25 P. 967] [“We have held that our law of adoption is not unconstitutional [citation], but to acquire any right under it its provisions must be strictly followed, and all doubts in controversies between the natural and the adopting parents should be resolved in favor of the former.”]; In.re Newman (1927) 88 Cal.App. 186, 189 [262 P. 1112], disapproved by Adoption of Barnett (1960) 54 Cal.2d 370, 377 [6 Cal.Rptr. 562, 354 P.2d 18].) This is no longer true. (San Diego County Dept. of Pub. Welfare v. Superior Court (1972) 7 Cal.3d 1, 16 [101 Cal.Rptr. 541, 496 P.2d 453]; Tyler v. Children’s Home Society (1994) 29 Cal.App.4th 511, 529 [35 Cal.Rptr.2d 291] [adoption requirements “ ‘are to be liberally construed in order to effect the object of the adoption statutes in promoting the welfare of children’ ”].) But because it is based on statutes displacing the common law, adoption “does not deprive [an adoptee] of his right to inherit from his relatives by blood, unless the statute provides otherwise.” (Note foil. Estate of Renton, *971 supra, 3 Coffey’s Prob. Dec. at p. 536, citing Humphries v. Davis (1885) 100 Ind. 247 [50 Am. Rep. 788] [tracing rule to Justinian] and Clarkson v. Hatton (1898) 143 Mo. 47 [44 S.W. 761].)

Adoption creates a legal relationship of parent and child, which “implies that the natural relationship between the child and its parents by blood is superseded. The duties of a child cannot be owed to two fathers at the same time.” (Estate of Jobson (1912) 164 Cal. 312, 316-317 [128 P. 938].) The California Supreme Court reasoned, “From the time of the adoption, the adopting parent is, so far as concerns all legal rights and duties flowing from the relation of parent and child, the parent of the adopted child. From the same moment, the parent by blood ceases to be, in a legal sense, the parent. His place has been taken by the adopting parent.” (Id. at p. 317.)

But this is not the only plausible view. A dissenting opinion by two justices in the case just quoted (consistent with Judge Coffey’s views) would have held the natural parent remains as a default, in the event the adoption fails, as by death of the adopting parent: “In my opinion the true principles governing the construction and application of statutes providing for the adoption of children is that the natural relation and the. laws governing it, are thereby altered and affected only so far as the statute of adoption by its terms declares or provides, either expressly or by necessary implication, and no farther. Like an invading force upon a hostile domain, it prevails and controls only so far as its lines extend. . . . HQ . . . HD . . . There is not in the adoption statute a word to the effect that, where the adoption has served its purpose by prevailing over the natural relation during the joint lives of the two parties ... it shall thereafter continue for any purpose, or that there is to be thereafter any legal or constructive kinship, or mutual rights of inheritance, between the adopted child and the natural kin of the deceased foster parent, or between the foster parent and the natural kin of the deceased child. . . . The result should be and would be that, after this termination of the mutual relation, the inheritance from the survivor, upon his subsequent death, will be controlled by the general law of descent and the natural relationship will prevail. There will be then no artificial relation existing to cause a different course of descent from that to the natural kin.” (Estate of Jobson, supra, 164 Cal. at pp. 318-320 (dis. opn. of Shaw and Lorigan, JJ.); see Estate of Zook (1965) 62 Cal.2d 492 [42 Cal.Rptr. 597, 399 P.2d 53] [gift to adopted-out grandchildren not covered by higher taxing scheme applicable to gifts to strangers, because devisees were “lineal issue” for tax purposes].)

Echoing this disagreement, the Legislature has changed its view on the effect of an adoption on the blood relationship.

*972 For our purposes, it suffices to begin with former section 257 as it read in 1959, after a 1955 amendment: “An adopted child shall be deemed a descendant of one who has adopted him, the same as a natural child, for all purposes of succession by, from or through the adopting parent the same as a natural parent. An adopted child does not succeed to the estate of a natural parent when the relationship between them has been severed by adoption, nor does such natural parent succeed to the estate of such adopted child.” (Stats. 1955, ch. 1478, § 1, p. 2690.) This legislation provided that the adopted child had rights of inheritance in and only in the estate of the adoptive parents. (Estate of Dillehunt (1959) 175 Cal.App.2d 464, 467 [346 P.2d 245]; Estate of Dolan (1959) 169 Cal.App.2d 628, 629 [337 P.2d 498]; see Estate of Goulart (1963) 222 Cal.App.2d 808, 820 [35 Cal.Rptr. 465] [purpose of 1955 amendment was to abrogate the holding in Estate of Calhoun (1955) 44 Cal.2d 378 [282 P.2d 880], and adopt Justice Traynor’s dissent].)

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Bluebook (online)
112 Cal. Rptr. 2d 362, 92 Cal. App. 4th 966, 1 Cal. Daily Op. Serv. 8744, 2001 Daily Journal DAR 10823, 2001 Cal. App. LEXIS 793, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dye-v-battles-calctapp-2001.