Durkin v. Shields

179 F.R.D. 286, 1998 U.S. Dist. LEXIS 21074, 1998 WL 75373
CourtDistrict Court, S.D. California
DecidedFebruary 18, 1998
DocketNo. 92-1003-IEG(LSP)
StatusPublished
Cited by4 cases

This text of 179 F.R.D. 286 (Durkin v. Shields) is published on Counsel Stack Legal Research, covering District Court, S.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Durkin v. Shields, 179 F.R.D. 286, 1998 U.S. Dist. LEXIS 21074, 1998 WL 75373 (S.D. Cal. 1998).

Opinion

ORDER AFTER IN CAMERA REVIEW OF PRIVILEGE LOG OF PILLSBURY, MADISON & SUTRO (1167-1)

PAPAS, United States Magistrate Judge.

Defendant Shea & Gould (hereafter “S & G”) has moved to compel plaintiff Ronald L. Durkin (hereafter “plaintiff”) to produce certain privilege log documents of Pillsbury, Madison & Sutro (hereafter “Pillsbury”), former attorneys for plaintiff and attorneys for Imperial Corporation of America as debtor-in-possession (hereafter “ICA-DIP”). The motion was joined by defendant Baker & McKenzie.

[288]*288On August 11, 1997, September 8, 1997, September 22, 1997 and October 6, 1997, the court heard argument on S & G’s motion and granted the motion in part. The court ordered plaintiff to produce, for in camera review, specific documents listed on the privilege log which S & G claims are essential to its examination of plaintiff’s allegations against S & G regarding plaintiff’s allegations of avoidance of the statute of limitations. S & G believes disclosure of the requested documents will reveal facts to disprove plaintiffs allegations. On October 3 and 7, 1997, Pillsbury delivered the disputed documents to the court for in camera review. The documents delivered to the court were contained in seven boxes and amounted to nearly six linear feet in volume.

On October 10, 1997, this court ruled that S & G was entitled to examine certain documents listed on the privilege log of Strooek, Strooek & Lavan (hereafter “Strooek”), plaintiffs former attornéys prior to Pillsbury. 5 & G’s and plaintiffs arguments pertaining to the disclosure of the Strooek documents are analogously pursued here.

Here, as there, S & G argues it should be entitled to examine all Pillsbury documents which it believes contain information pertaining to Pillsbury’s investigation of claims against Milberg Weiss prior to April 1991. S 6 G contends it has shown that earlier investigation by plaintiffs counsel of claims against Milberg Weiss are linked to plaintiffs counsel’s later decision to file the present action against S & G. As substantiation, 5 & G points to the deposition testimony of plaintiff to the effect that he relied on his attorneys’ advice and investigation regarding the prosecution of a legal malpractice action against S & G and overcoming S & G’s statute of limitations defense. Moreover, S 6 G contends that plaintiffs allegations in avoidance of the statute of limitations puts “in issue” the investigation conducted by plaintiffs counsel prior to April 1991. S & G asserts that the investigation undertaken by Pillsbury should have lead plaintiffs counsel to discover facts that would have put them on notice that there was a viable legal malpractice claim against S & G earlier than April 1991. However, plaintiffs attorneys have testified at their depositions that they do not remember what advice they gave plaintiff prior to April 1991, or what investigations they were pursuing at that time. S & G therefore argues that, under FRCP 26(b)(3), it has made the required showing that it has a substantial need for the documents requested and that it is unable, without undue hardship, to obtain the substantial equivalent of the material by other means.

Plaintiff, on behalf of Pillsbury, argues, on the other hand, that S & G is required to show more, i.e., S & G has failed to show, under FRCP 26(b)(3), it has a compelling need to invade Pillsbury’s attorney-client privilege or work product because S & G has not yet taken pertinent depositions to discover the information it seeks. Plaintiff also claims that disclosure to S & G, or an in camera review of the documents, would be prejudicial to him because the documents contain analyses, opinions, advice and strategy concerning the preference and fraudulent transfer claims that are (or were) pending against other defendants in this case.

In reference to the documents listed on the Pillsbury privilege log, plaintiff brings up another argument that was not raised about the Strooek documents. Plaintiff argues the documents listed on the Pillsbury privilege log are protected from disclosure by the common interest privilege. In this argument, plaintiff contends that the documents listed on the privilege log, and submitted to the court for in camera review, are communications between Pillsbury, as attorneys for ICA-DIP and the Official Creditors Committee of ICA (hereafter “OCC”). Plaintiff argues that ICA-DIP and the OCC shared a sufficient commonality of interest to protect the documents from disclosure.

S & G, on the other hand, argues the communications between the Pillsbury attorneys as the attorneys for ICA-DIP and the OCC, were not protected by the common interest privilege because they had adversarial interests, rather than common interests and goals. To this end, S & G presents letters to and from Pillsbury attorneys to and from plaintiffs attorney Michael Weiss indicating disagreement regarding scheduling [289]*289and responsiveness to requests. (See Declaration of Barbara J. Orr, filed August 22, 1997, Exhibit D.)

The court, having reviewed the moving, opposition and reply papers of counsel, having heard oral argument, and having reviewed the approximately six linear feet of documents in camera, finds that S & G is not entitled to examine all the documents submitted for in camera review. S & G’s showing of a potential link between the investigation of facts supporting the Milberg Weiss action by plaintiffs counsel and the discovery of claims made against S & G in this action, does not entitle S & G to examine all of the Pillsbury attorneys’ opinions, theories and investigations regarding the Milberg Weiss action, or other matters pertaining to the administration of the ICA bankruptcy estate contained in the documents.

In Burroughs v. DeNardi, 167 F.R.D. 680, 685 (S.D.Cal.1996), this court stated the common interest privilege applies when (1) the communications were made in the course of a joint defense (or prosecution); (2) statements were designed to further a joint defense or prosecution effort; and (3) the privilege has not been waived. The common interest privilege is an extension of the attorney-client privilege and work product doctrine. Burroughs, supra at 685; In re Grand Jury Subpoenas, supra at 249; Killebrew v. City of Greenwood, 1997 WL 208140, at *2,1997 U.S. Dist. Lexis 10065, at *5 (N.D.MS 1997). The critical inquiry is. whether a “sufficient commonality of interests” exists between the parties such that the privilege may be asserted. Id. at 686, see also In re Grand Jury Subpoenas, 902 F.2d 244, 249 (4th Cir.1990).

Courts have recognized that the common interest privilege applies to communications between debtors-in-possession and creditors committees in bankruptcy eases. In Kaiser Steel Corp. v. Frates, 84 B.R. 202 (Bkrtey.D.Colo.1988) cert. denied, 494 U.S. 1004, 110 S.Ct. 1297, 108 L.Ed.2d 474 (1990), the court upheld the common interest privilege between the debtor-in-possession and creditors committee because “The Committee and the Debtor have common interests. Each has an obligation to seek to maximize the assets in the Debtor’s estate.” Id. at 205. Moreover, the

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In re Fundamental Long Term Care, Inc.
489 B.R. 451 (M.D. Florida, 2013)
Dawe v. Corrections USA
263 F.R.D. 613 (E.D. California, 2009)
Axler v. Scientific Ecology Group, Inc.
196 F.R.D. 210 (D. Massachusetts, 2000)

Cite This Page — Counsel Stack

Bluebook (online)
179 F.R.D. 286, 1998 U.S. Dist. LEXIS 21074, 1998 WL 75373, Counsel Stack Legal Research, https://law.counselstack.com/opinion/durkin-v-shields-casd-1998.