Durham v. Guest

2009 NMSC 007, 204 P.3d 19, 145 N.M. 694
CourtNew Mexico Supreme Court
DecidedFebruary 20, 2009
Docket30,656
StatusPublished
Cited by127 cases

This text of 2009 NMSC 007 (Durham v. Guest) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Durham v. Guest, 2009 NMSC 007, 204 P.3d 19, 145 N.M. 694 (N.M. 2009).

Opinion

OPINION

CHÁVEZ, Chief Justice.

{1} Plaintiffs Jamie Durham (Jamie) and Travis Durham (Travis) (together, the Durhams) sued Suzanne Guest (Guest) for malicious abuse of process, alleging that she issued subpoenas for an illegitimate purpose in an arbitration proceeding. Guest contends that the Durhams failed to state a malicious abuse of process claim under DeVaney v. Thriftway Marketing Corp., 1998-NMSC-001, 124 N.M. 512, 953 P.2d 277 (1997), because she did not initiate the underlying arbitration and because arbitration proceedings are not judicial proceedings for the purpose of stating a malicious abuse of process claim. The district court and the Court of Appeals agreed. We reverse and hold that (1) it is not necessary for the defendant to have initiated judicial proceedings against the plaintiff in order to state a claim for malicious abuse of process, and (2) arbitration proceedings are judicial proceedings for the purpose of the tort of malicious abuse of process.

I. BACKGROUND

{2} Because this case is before us to review the district court’s dismissal of the Durhams’ malicious abuse of process claim pursuant to Rule 1-012(B)(6) NMRA, we accept as true all well-pled factual allegations. See Delgado v. Phelps Dodge Chino, Inc., 2001-NMSC-034, ¶ 2, 131 N.M. 272, 34 P.3d 1148. In addition, we do not consider factual allegations raised for the first time by either party on appeal to determine whether the Durhams stated an actionable malicious abuse of process claim. We therefore refer only to the well-pled facts in the Durhams’ complaint and attached exhibits in recounting the facts pertinent to our review.

{3} In March of 1997, the Durhams were traveling in Jamie’s car when they were injured in an accident with an uninsured motorist who was driving while intoxicated. At the time of the accident, Jamie’s car was insured with Allstate Insurance Company (Allstate) under a policy containing uninsured motorist coverage. Both Jamie and Travis suffered personal injuries and other damages as a result of the accident.

{4} Two days after the accident, the Durhams’ counsel advised Allstate that the Durhams would be making uninsured motorist claims for their injuries. A dispute arose regarding the amount of damages owed to the Durhams under the policy. Nearly one year after the accident, Allstate retained Guest to represent it in the arbitration of the Durhams’ claims. The arbitrators awarded the Durhams $45,000 plus all arbitration costs, an award that exceeded Allstate’s last offer to settle by over $31,000. No corresponding court proceeding was filed by either party with respect to the Durhams’ uninsured motorist claims.

{5} In January of 2002, the Durhams brought a bad faith action against Allstate, Guest, and Allstate’s sales agent for Jamie’s policy, alleging over a dozen common law and statutory violations against them. Only the Durhams’ malicious abuse of process claim is the subject of our review. In that claim, the Durhams alleged that, during discovery in the arbitration proceedings, Guest maliciously issued one or more subpoenas for an illegitimate purpose when she sought the Durhams’ employment and medical records in violation of a protective order issued by the arbitrators. According to the Durhams’ complaint, Guest’s purpose for issuing the subpoenas was to ruin the Durhams’ reputations, cause them to lose their employment, inflict humiliation and emotional distress upon them, invade their privacy, retaliate against them for refusing to accept Allstate’s previous settlement offer, and coerce them into giving up their lawful right to benefits under Jamie’s uninsured motorist policy. Upon Guest’s motion, the district court dismissed all of the claims against Guest for failure to state a claim upon which relief can be granted. The Durhams appealed.

{6} The Court of Appeals affirmed the district court’s dismissal and concluded that DeVaney requires that Guest must have initiated judicial proceedings against the Durhams in order for their malicious abuse of process claim to proceed. Durham v. Guest, 2007-NMCA-144, ¶ 42, 142 N.M. 817, 171 P.3d 756. The Court held that an arbitration proceeding is not a judicial proceeding for the purpose of malicious abuse of process and that, in any case, Guest did not initiate the arbitration. Id. ¶¶ 41^12. Citing this Court’s directive that the malicious abuse of process tort should be construed narrowly, the Court of Appeals held that the Durhams’ malicious abuse of process claim could not lie. Id. ¶ 44.

{7} The Durhams petitioned this Court for review, and we granted certiorari on the five issues presented in their petition. Durham v. Guest, 2007-NMCERT-010, 143 N.M. 74, 172 P.3d 1286. After reviewing the parties’ briefs, we quashed certiorari as improvidently granted with respect to all issues listed in the Durhams’ petition except the malicious abuse of process issue: whether the allegation that Guest issued a subpoena in an arbitration proceeding for an illegitimate purpose is sufficient to state a claim for malicious abuse of process.

II. PRELIMINARY ISSUES

A. REFERENCE TO FACTS NOT IN THE RECORD

{8} The parties’ counsel, David J. Berardinelli (Berardinelli) for the Durhams and Guest representing herself, have inundated this Court with paper. We will not endeavor to count the number of pages of motions, responses, replies, and exhibits put before us while we considered this matter on review. Suffice it to say that the maxim “less is more” is lost on both counsel in all respects. We are compelled to comment on several specific abuses in counsels’ filings, each related to the propriety of asking this Court to consider and resolve factual disputes with this appeal.

{9} Both Berardinelli and Guest attempt to argue the factual basis of the malicious abuse of process claim on appeal. They initially do so by improperly referring in their briefs to documents that were not presented to the district court judge for his consideration when he ruled on Guest’s motion to dismiss. Reference to exhibits not in the record proper and not presented to the district court for consideration is improper and a violation of the Rules of Appellate Procedure. Kassel v. Anderson, 84 N.M. 697, 700, 507 P.2d 444, 447 (Ct.App.1973), overruled on other grounds by Fidelity Nat’l Bank v. Tommy L. Goff, Inc., 92 N.M. 106, 108-09, 583 P.2d 470, 472-73 (1978). Therefore, we will not consider these exhibits on appeal. See State v. Wood, 117 N.M. 682, 687, 875 P.2d 1113, 1118 (Ct.App.1994) (exhibits to briefs that are not part of the record proper will not be considered on appeal); State v. Lucero, 90 N.M. 342, 345, 563 P.2d 605, 608 (Ct.App.1977) (“Exhibits to briefs neither identified nor tendered as exhibits to the trial court will not be considered [on appeal].”).

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Cite This Page — Counsel Stack

Bluebook (online)
2009 NMSC 007, 204 P.3d 19, 145 N.M. 694, Counsel Stack Legal Research, https://law.counselstack.com/opinion/durham-v-guest-nm-2009.