DuPree v. Walters

116 F.R.D. 31, 1987 U.S. Dist. LEXIS 3313
CourtDistrict Court, S.D. New York
DecidedApril 28, 1987
DocketNo. 83 Civ. 0569 (RWS)
StatusPublished
Cited by5 cases

This text of 116 F.R.D. 31 (DuPree v. Walters) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DuPree v. Walters, 116 F.R.D. 31, 1987 U.S. Dist. LEXIS 3313 (S.D.N.Y. 1987).

Opinion

OPINION

SWEET, District Judge.

In this action brought under 42 U.S.C. Sections 1981, 1983 and 1985(3) against defendant state corrections officers, plaintiff Mark DuPree (“DuPree”) has moved for an order pursuant to Fed.R.Civ.P. 15 granting leave to file an amended complaint substituting Abdul-Karim Salaam (born Victor Lino) (“Salaam”) for defendant K. Lido. Defendants oppose the motion, and seek Rule 11 sanctions. For the reasons discussed below, the motion to amend is granted, and the request for Rule 11 sanctions is denied.

Prior Proceedings

The following facts are not in dispute.

DuPree, who is presently incarcerated at the Attica Correctional Facility of the New York State Department of Correctional Services (“DOCS”), commenced this action by complaint dated December 14, 1982 and filed January 19,1983, alleging that he was taken from his cell and assaulted by eight corrections officers in violation of his constitutional rights. The incident allegedly took place at Sing Sing (then Ossining) Correctional Facility (hereinafter “Sing Sing”) on November 19, 1982. The complaint further alleges that earlier that same day, DuPree and “Lido” had a verbal altercation in the mess hall.

The defendants in this action were served by certified mail, return receipt requested. For defendant “Lido,” a return receipt signed by Correction Officer Hievat was filed with the court. On August 15, 1983, the defendants filed an answer to the complaint, which admits in its first paragraph that “defendants are employed by the New York State Department of Correctional Services.”

On February 10, 1984, this court granted plaintiff's application for appointment of [33]*33counsel. On July 25, 1984, the law firm of Shea & Gould entered its appearance for plaintiff. On August 1, 1984, the court ordered that all discovery be completed by October 3, 1984. Subsequently, the court granted, with defendants’ consent, numerous requests by DuPree’s counsel to extend discovery. On June 23, 1986, DuPree’s counsel issued its first discovery requests, noticing the deposition of two defendants. At the deposition of Correction Officer Thelma Cutts on July 22, 1986, defendants’ counsel produced a July 17, 1986 memorandum on DOCS stationery reflecting that a search of DOCS’ records revealed that no one named “Lido” had ever been employed by DOCS at any facility.

On September 12, 1986 (three days before the scheduled trial date), while preparing for trial at Sing Sing, defendants’ counsel learned that a correction officer named Abdul Karim Salaam, whose name appeared as such on the B-Block duty roster for November 19, 1982, the date of the alleged assault, had previously been known as Victor Lino. Sing Sing’s records showed that Lino had applied by petition dated October 12, 1982 to have his name changed, and that his petition was granted by Order of the Supreme Court of the State of New York dated October 15, 1982, to become legally effective November 26, 1982. Defendants’ counsel then notified DuPree’s counsel of these facts.

The trial scheduled for September 15, 1986 was adjourned for reasons unrelated to this motion.1 Thereafter, DuPree’s counsel took the deposition of Salaam on October 17, 1986, during which Salaam described a verbal interchange with DuPree in the Sing Sing mess hall, which he placed in time prior to December 19, 1982. He also testified that this was the only conversation he ever had with DuPree. According to Salaam, DuPree rose from his seat and asked him if he could return to the steam table to get something he had forgotten, Salaam refused the request, and DuPree was “discontented” and “bitter.” Salaam was asked no questions about the assault that allegedly took place that day. Salaam also testified that he neither saw the complaint nor knew of an action against DOCS officers until defendants’ counsel contacted him in September, 1986.

By papers dated December 22, 1986, DuPree brought the present motion to substitute Salaam for the defendant “K. Lido” named in the complaint.

Relation Back

The alleged assault in this case occurred in November, 1982, more than four years before DuPree brought the present motion to amend his complaint. Unless this amendment relates back to the original complaint, the three-year statute of limitations for Section 1983 actions, see Okure v. Owens, 816 F.2d 45 (2d Cir.1987), will have expired and the amendment will be time-barred.

Fed.R.Civ.P. 15(c), which governs the relation back of amended pleadings, provides in pertinent part:

Whenever the claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading, the amendment relates back to the date of the original pleading. An amendment changing the party against whom a claim is asserted relates back if the foregoing provision is satisfied and, within the period provided by law for commencing the action against him, the party to be brought in by amendment (1) has received such notice of the institution of the action that he will not be prejudiced in maintaining his defense on the merits, and (2) knew or should have known that, but for a mistake concerning the identity of the prop[34]*34er party, the action would have been brought against him.

There is no dispute that the claim against Salaam rose out of the incident set forth in the original complaint. The issue, then, is whether Salaam has received such notice of the action that he will not be prejudiced in his defense, see, e.g., Wood v. Worachek, 618 F.2d 1225 (7th Cir.1980), and knew or should have known that, but for a mistake of identity, the action would have been brought against him, see e.g., Hernandez Jiminez v. Calero Toledo, 604 F.2d 99 (1st Cir.1979).

DuPree apparently does not dispute Salaam’s statement that Salaam had no notice of this lawsuit before the statute of limitations expired. DuPree also does not question the statement of defendants' counsel that he did not know of the identity of “K. Lido” prior to September 12, 1986.

Even assuming that Salaam did not have actual notice of this lawsuit, it is reasonable to charge him with constructive notice of the lawsuit against “K. Lido” through the knowledge of the defendants’ attorney. Courts have uniformly held that knowledge of a lawsuit can be imputed to a new defendant state official through his attorney, when the attorney also represented the officials originally sued. See e.g. Morrison v. LeFevre, 592 F.Supp. 1052, 1057-58 (S.D.N.Y.1984); Davis v. Krauss, 93 F.R.D. 580 (E.D.N.Y.1982).

In Morrison v. LeFevre, 592 F.Supp. 1052 (S.D.N.Y.1984), this court found that a proposed amendment adding fourteen new defendants, employees of DOCS at the time of the alleged incident, related back to the original complaint.

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Cite This Page — Counsel Stack

Bluebook (online)
116 F.R.D. 31, 1987 U.S. Dist. LEXIS 3313, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dupree-v-walters-nysd-1987.