Dunn v. Colleran

247 F.3d 450, 2001 WL 401118
CourtCourt of Appeals for the Third Circuit
DecidedApril 20, 2001
Docket99-1030
StatusUnknown
Cited by16 cases

This text of 247 F.3d 450 (Dunn v. Colleran) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dunn v. Colleran, 247 F.3d 450, 2001 WL 401118 (3d Cir. 2001).

Opinions

OPINION OF THE COURT

BARRY, Circuit Judge:

Our criminal justice system is bottomed on several unwavering principles. One of those principles was recognized long ago by Justice Sutherland when he stated that a prosecuting attorney

is the representative not of an ordinary party to a controversy, but of a sovereignty whose obligation to govern impartially is as compelling as its obligation to govern at all; and whose interest, therefore, in a criminal prosecution is not that it shall win a case, but that justice shall be done. As such, he is in a peculiar and very definite sense the servant of the law, the twofold aim of which is that guilt shall not escape or innocence suffer. He may prosecute with earnestness and vigor — indeed, he should do so. But, while he may strike hard blows, he is not at liberty to strike foul ones. It is as much his duty to refrain from improper methods calculated to produce a wrongful conviction as it is to use every legitimate means to bring about a just one.

Berger v. United States, 295 U.S. 78, 88-89, 55 S.Ct. 629, 79 L.Ed. 1314 (1935), overruled on other grounds, Stirone v. United States, 361 U.S. 212, 80 S.Ct. 270, 4 L.Ed.2d 252 (1960). Justice Sutherland’s words continue to guide us.

I.

John William Dunn inflicted grievous injuries on his infant son. In exchange for his plea of nolo contendere, the prosecutor promised, among other things, to recommend a minimum sentence within the standard guideline range of 36-60 months. At sentencing, however, the prosecutor did not mention the standard guideline range, much less a minimum sentence within that range, arguing instead that while she could not ask the Court to impose the “maximum possible penalty,” “a lengthy term of incarceration is necessary” — a “penalty that’s considerable.” Dunn was sentenced to seven and one-half to twenty years imprisonment. He argues, and we agree, that the prosecutor did not adhere to the terms of the bargain she struck with him. We further find that the state court unreasonably applied clearly established Supreme Court caselaw, and that the District Court erred in concluding otherwise. Accordingly, we will reverse.

Dunn was charged with aggravated assault, simple assault, reckless endangerment and endangering the welfare of a child stemming from his February 10,1992 assault on his two month-old son, John. On that day, Dunn was left to care for his son while his wife was at work. When Mrs. Dunn returned home in the evening, she found her son moaning, rigid and non-responsive. The infant’s head was limply hanging down and to the right, and his eyes were half-closed. When pressed as to what happened, Dunn became angry [452]*452and when he learned his wife had called the pediatrician, he became enraged and shattered a living room window. He initially refused to drive Mrs. Dunn and his son to the pediatrician’s office, acquiescing only when she threatened to call a lawyer.

After examining the infant, the pediatrician immediately admitted him to the hospital. The next day, Dunn admitted to Detective Dean Schwartz that his son had been crying and that Dunn had “lost it,” became frustrated, and “started to strike the child harder and harder and harder.” A471. He said that after he struck his son, he wrapped him in a blanket, put him in his crib, let him cry for hours, and never sought medical treatment. In what can only be described as a massive understatement, he posited that perhaps he was not the best person to watch a sick infant because he was a recovering alcoholic.

The infant was diagnosed with shaken baby syndrome and remains severely disabled to this day. At the time of sentencing, Mrs. Dunn testified that her then-fifteen month old son requires continual nursing care at home because he suffers seizures, cannot see, is in tremendous pain, is fed through a gastrointestinal tube, vomits all the time, is at constant risk of aspirating on his own mucous, has his blood drawn constantly, cries for several hours at a time, and is unable to grab for a toy, sit up, roll-over or even reach for his mother. At that time, it was expected that death was imminent. Despite the grave prognosis, John Dunn is now 8 years old, with permanent brain damage and facing numerous surgeries.

Dunn was released on bail shortly after his arrest and filed a motion to suppress his incriminating statement. Pursuant to an unwritten plea agreement and, coincidentally, on the one-year anniversary of the assault, Dunn withdrew that motion and pleaded nolo contendere to aggravated assault and endangering the welfare of a child. That agreement was described at the plea hearing in the following colloquy between the prosecutor and the Court:

[Prosecutor] ... There is an agreement of sorts in this case, Judge.
The Commonwealth is going to be requesting, the Court impose consecutive sentences on the two counts, as they do not merge. However, I’d like for the sentencing in the endangering to be a consecutive term of probation, so that after any parol [sic] supervision is terminated, we have an extra period of supervision on this defendant.
Court: All right. It’s my understanding, Mr. Dunn—
[Prosecutor] Judge, there’s one more thing. The Commonwealth is recommending a minimum in this case on Count 1 within the standard range, standard guidelines range, but that is not binding on the Court.

A460-A461. The Court later explained to Dunn:

Court: Now, what is not binding on the Court and is left totally to the discretion of the Court as far as sentencing, the Commonwealth indicates that they will recommend consecutive sentences. There will be a recommendation of a sentence of a minimum which would be in the standard range, and that the second, the endangering the welfare of children, would be a sentence of probation. However, that is not binding on the Court in any way. That is something which is entirely up to the Court, that your counsel has indicated—
[453]*453[Defense Attorney]: Judge, if I could just interrupt. That isn’t what the plea bargain is. The probation on the consecutive on the endangering is binding.
Court: Is that binding?
[Prosecutor] Yes, Judge, I’d like to see some extended supervision of this defendant after any kind of jail and parole supervision.
Court: What you’re saying is that the Commonwealth is requesting, but you said it wasn’t binding.
[Prosecutor] Judge, the sentence as to Count 1, aggravated assault, is there — there is a non-binding recommendation. As to Count 4, I’d like to see [a] binding recommendation to probation because I would like to ensure extended supervision.
Court: All right. Now, let’s go through that again so there’s no misunderstanding here. As I indicated, a plea of nolo contendere to Count 1 and count 4. The aggravated assault and the endangering the welfare of children, that the other two counts would be withdrawn.

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John William Dunn v. Raymond J. Colleran
247 F.3d 450 (Third Circuit, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
247 F.3d 450, 2001 WL 401118, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dunn-v-colleran-ca3-2001.