Duncan v. Wold

846 S.W.2d 720, 1992 Ky. App. LEXIS 211, 1992 WL 297490
CourtCourt of Appeals of Kentucky
DecidedOctober 23, 1992
DocketNo. 91-CA-2278-MR
StatusPublished
Cited by1 cases

This text of 846 S.W.2d 720 (Duncan v. Wold) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duncan v. Wold, 846 S.W.2d 720, 1992 Ky. App. LEXIS 211, 1992 WL 297490 (Ky. Ct. App. 1992).

Opinion

LESTER, Chief Judge.

This is an appeal from a judgment entered upon an opinion dismissing appellant’s complaint which sought to overturn the District Court’s order denying probate.

Jewel J. Mann, the natural mother of the plaintiff-below, Thomas D. Duncan, and Joseph Vear Mann, the natural father of the defendant-below, Jean Mann Wold, were married in 1952. Jewel brought into the marriage some real estate the surface rights to which she sold in 1974 while retaining the mineral rights. The balance of the modest marital estate was accumulated during the union. The parties had acquired a home on Leawood Drive in Frankfort where they lived until the wife’s death on March 23, 1977.

On September 7, 1973, Jewel and Vear executed a joint and mutual will leaving their estate equally divided between Thomas Duncan and Jean Wold after the death of Jewel and Vear. The document was drafted by Jewel Mann’s nephew, attorney William A. Johnson. Following his wife’s death, Vear probated the mutual will, and by the terms of Item II thereof, he succeeded to the entire estate, both real and personal, with “full power and authority to sell, convey or dispose of all or any part of our said estate.”

On April 27, 1983, Vear sold the Leawood Drive property and held the first mortgage for $84,000. The following month he moved to North Carolina, near his daughter, Jean, and executed several wills, the last of which was dated on August 10, 1983, in North Carolina, which left specific bequests of $1,000 each to four individuals, including appellant herein, with the bulk of the estate including the proceeds of the Kentucky mortgage and the mineral rights to Jean Mann Wold. This residuary clause left 15% thereof to Jean and 1/6 to each of six grandchildren or step-grandchildren. The North Carolina will was admitted to probate in that state following Vear’s death on December 6, 1984. Jean was named executrix. On December 14, 1984, Duncan applied to the Franklin District Court for appointment as executor of Vear’s estate under the Kentucky joint and mutual will which was so ordered with an additional entry placing the proceeds of the mortgage in escrow. On July 5, 1985, the District Court vacated its order of probate on the grounds that Vear was a resident of North Carolina at the time of his death and also released the escrowed funds to Jean as executrix of the North Carolina estate.

Duncan then filed a complaint in the Franklin Circuit Court that the mutual wills constituted an irrevocable contract and that any wills executed thereafter were null and void. At first the court dismissed the cause for lack of jurisdiction but then reversed itself upon motion to vacate judgment and assumed jurisdiction. Thereafter, evidence was taken, which we will review later, and in August of 1991, the court rendered judgment affirming the Franklin District Court and dismissing the complaint. In its opinion the court recognized that the law of joint wills is governed by KRS 394.540 effective in 1972, a year before the execution of the will before us. The appellant does not take issue with this position. The statute provides:

(1) A contract to make a will or devise, or not to revoke a will or devise, or to die intestate, if executed after June 16,1972, can be established only by:
(a) Provisions of a will stating material provisions of the contract;
(b) An express reference in a will to a contract and extrinsic evidence proving the terms of the contract; or
(c) A writing signed by the decedent evidencing the contract.
(2) The execution of a joint will or mutual wills gives rise to no presumption of a contract not to revoke the will or wills.

In dealing with the litigation, the Circuit Court wrote:

The issues presented in this case require an application of the three-prong test of KRS 394.540. If the three criteria of the statute are satisfied, then the 1973 joint will can be considered an irrevocable contract. A close scrutiny of the joint will, however, leads this Court to the conclusion that the joint will is unable to clear these three hurdles.
Subsection (a) requires that the language of the contested will must set [722]*722forth the material provisions of the contract that is alleged to exist. On this point the Kentucky Court of Appeals wrote that “[n]o longer will mutual or joint wills be considered to constitute an irrevocable contract [by the Courts] unless the will by its terms states plainly that its provisions are to be considered a contract.” Martin v. Cassady, Ky.App., 628 S.W.2d 888 (1982). A careful reading of the 1973 will can provide no such clear language stating material provisions of ⅞ contract. Neither does the will make any express references to outside contracts sufficient to satisfy the requirement of subsection (b).
Under subsection (c), a contract may be established by writings signed by the decedent evidencing a contract. Plaintiff has introduced a series of the decedent’s personal letters which he contends reveals the decedent’s desire to dispose of, his estate in accordance with the spirit of the 1973 will. These letters, however, do not rise to the level of evidencing a contract required to meet the demands of subsection (c).
Prior to June of 1972, the Kentucky Courts had uniformly held that a joint will could not be revoked or altered by a decedent’s spouse to deprive a beneficiary of property or wealth. Hatfield v. Janell, Ky., 433 S.W.2d 346 (1968). The line of reasoning held that once a surviving spouse accepted the benefits of a joint will from the decedent, that act in and of itself constituted the fruition of the contract. 57 Am.Jur., Wills, Section 712 and 713. The death of a complying party to the contract prevented the surviving spouse from ever tampering with the joint will. [Boner’s] Administratrix v. [Chesnut’s] Executor, Ky., 317 S.W.2d 867 (1958).
But with the passage of KRS 394.540 the legislature clearly rejected the viewpoint of the permanency of joint wills. KRS 394.540(2) states emphatically that the execution of a joint and mutual will does not create a presumption that it is an irrevocable contract, and it “is not susceptible of any other interpretation.” Martin v. Cassady, Ky.App., 628 S.W.2d 888 (1982). If plaintiff cannot furnish any evidence to meet the three prongs of KRS 394.504, his argument fails. In this case, plaintiff has not furnished sufficient evidence to meet this test.

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Bluebook (online)
846 S.W.2d 720, 1992 Ky. App. LEXIS 211, 1992 WL 297490, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duncan-v-wold-kyctapp-1992.