DuFour Editions, Inc. v. Kurtzman

47 Pa. D. & C.2d 9, 1969 Pa. Dist. & Cnty. Dec. LEXIS 220
CourtPennsylvania Court of Common Pleas, Dauphin County
DecidedJune 30, 1969
Docketno. 402
StatusPublished

This text of 47 Pa. D. & C.2d 9 (DuFour Editions, Inc. v. Kurtzman) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Dauphin County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DuFour Editions, Inc. v. Kurtzman, 47 Pa. D. & C.2d 9, 1969 Pa. Dist. & Cnty. Dec. LEXIS 220 (Pa. Super. Ct. 1969).

Opinion

LIPSITT, J.,

The dominant poser in this case is the standing of plaintiffs, DuFour Editions, Inc. and Paul J. DuFour, individually, as taxpayers of the Commonwealth of Pennsylvania and the United States of America to maintain this action in equity. Defendants are the Superintendent of Public Instruction of the Commonwealth and certain Commissioners of Education and a Director in the Department of Public Instruction, all of whom are officials charged with the administration of the educational program in the State of Pennsylvania. Specifically the complaint concerns itself with the implementation by the Department of Public Instruction of Title II of the Elementary and Secondary Education Act of 1965, P. L. 89-10, 20 U. S. C. A. §821, et al., enacted by the Congress of the United States through which certain Federal funds are made available for the purchase of books and other library resources for public and private schools. Under the act each State including Pennsylvania receives an annual allocation [11]*11of funds upon the condition that the State file with the United States Commissioner of Education a detailed plan outlining the procedures under which the funds will be administered by the State. The grant is obtainable after such plan is approved by the Commissioner of Education.

Plaintiffs here allege that the State plan has not been properly administered. They contend that the manner of selection and acquisition of library resources actually being employed by the Department of Public Instruction is contrary to the procedure filed with the United States Commissioner of Education and thus unlawful under the State plan and under the Federal regulations promulgated to insure proper use of Federal funds. The prayer requests an injunction to prevent further implementation of the Pennsylvania plan and an abolishment of a price discount requirement in the purchase of books.

By way of background, the Pennsylvania plan established a library resources selection advisory committee composed of specialists in several educational areas. This committee developed a book list for elementary books and a separate list for secondary books containing in the aggregate approximately 30,000 volumes, and these two lists were characterized as the “approved for selection guide” which was thereupon made available to teachers and school administrators throughout the state. The complaint alleges that the said advisory committee does not represent the area of expertise alleged in the plan; that the book hsts prepared by the committee do not represent the product of experts in the various fields; that the fists have not been prepared in consideration of needs of students and teachers; and that because of the failure of the Department of Public Instruction to adhere to the requirements of the plan which it filed, the product produced by its advisory [12]*12committee totally omitted certain significant areas of learning inconsistent with the Federal regulations. In addition thereto the plaintiffs assert an unlawful censorship results by reason of areas of learning being excluded from the book lists from which Title II purchases must be made and because the adoption of price discount requirements prevents purchase of books of university presses, plaintiffs and others with Title II funds.

Defendants have demurred to the complaint alleging that a cause of action has not been stated because “(1) the averments of taxpayer status do not vest any right of action in plaintiffs to challenge the use of Federal funds in a State court, nor does the complaint contain any other averments which confer standing on the plaintiffs to maintain this action and (2) the facts alleged in the complaint are not sufficient to constitute any cause of action in equity or otherwise.”

On the issue of standing defendants initially urge the action is a suit against the Commonwealth barred by the doctrine of sovereign immunity. This familiar legal principle necessitates little discussion. A suit against State officials may in fact be a suit against the Commonwealth which can be defended on the ground of immunity in the absence of some statutory agreement on the part of the State to be sued. However in the instant case, plaintiffs correctly point out that they are not attempting to impose any liability upon the Commonwealth or seeking to compel any particular affirmative act. The conclusion of the Supreme Court in Philadelphia Life Insurance Company v. Commonwealth, 410 Pa. 571 (1963) at paragraph 576 is pertinent here:

“The distinction is clear between suits against the Commonwealth which are within the rule of its immunity and suits to restrain officers of the Commonwealth from enforcing the provisions of a statute [13]*13claimed to be unconstitutional. Suits which seek to compel affirmative action on the part of state officials or to obtain money damages or to recover property from the Commonwealth are within the rule of immunity; suits which simply seek to restrain state officials from performing affirmative acts are not within the rule of immunity.”

The concept of sovereign immunity is not applicable in the present situation where plaintiffs are asking to have the officers of the Commonwealth follow a certain procedure in conformity with an arrangement made between the Department of Public Instruction and the Commissioner of Education.

The principal query in this controversy is whether plaintiffs as taxpayers have standing to raise an issue of the within nature. Plaintiffs note that under the Federal statute the use of Title II funds must be related to the needs of students and teachers. They acknowledge that this requirement would be met under the implementation of the submitted Pennsylvania plan which provides for the participation of subject specialists and teachers in the selection of materials to be acquired with Federal funds. But in the utilizations of the funds, the complaint alleges that the plan is not followed by defendants, teachers and qualified specialists are not consulted in the selection of library resources and further, that the approved lists arbitrarily exclude all books in the field of modern foreign languages and all works of any living poet.

As a result of the alleged violation of the plan and the failure to comply with Federal requirements, plaintiffs believe they have averred that expenditures of Title II funds are unlawful and that they have standing to enjoin such unlawful expenditures. The apt legal principle was referred to in Mayer v. Hemphill, 411 Pa. 1 (1963), where the Supreme Court recited at p. 6 the:

[14]*14“. . . well settled general rule that a taxpayer has a right and a standing to sue to enjoin public officials from wrongfully or unlawfully expending public money, and in such cases the complainant need not have any special interest which is damaged other than his interest as a taxpayer. . .

Also cited is Harris v. Philadelphia, 299 Pa. 473 (1930), where the court held that a taxpayer has standing to enjoin the expenditure of funds for the failure on the part of the public officials to meet the requirements of law with respect to the method of letting municipal contracts.

In support of their contention that plaintiffs have no standing as taxpayers, defendants place especial significance upon the holding in White v. Philadelphia, 408 Pa. 397 (1962), which defendants assert is controlling here.

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Related

Massachusetts v. Mellon
262 U.S. 447 (Supreme Court, 1923)
Flast v. Cohen
392 U.S. 83 (Supreme Court, 1968)
White v. Philadelphia
184 A.2d 266 (Supreme Court of Pennsylvania, 1962)
Mayer v. Hemphill
190 A.2d 444 (Supreme Court of Pennsylvania, 1963)
Philadelphia Life Insurance v. Commonwealth
190 A.2d 111 (Supreme Court of Pennsylvania, 1963)
Harris v. Philadelphia
149 A. 722 (Supreme Court of Pennsylvania, 1930)
Smith v. McCarthy
56 Pa. 359 (Supreme Court of Pennsylvania, 1867)

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Bluebook (online)
47 Pa. D. & C.2d 9, 1969 Pa. Dist. & Cnty. Dec. LEXIS 220, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dufour-editions-inc-v-kurtzman-pactcompldauphi-1969.