Duffy v. Vogel

49 A.D.3d 22, 849 N.Y.2d 52
Appellate Division of the Supreme Court of the State of New York·Decided December 20, 2007·Published·Cited by 2 cases

Opinions

OPINION OF THE COURT

Kavanagh, J.

Plaintiff commenced this medical malpractice action claiming she sustained permanent injuries as a result of the two defendant physicians’ failure to detect, diagnose and properly treat a granular cell tumor found in her pelvic area. The jury ultimately concluded that neither defendant was negligent, but did find that two nonparty physicians were responsible for plaintiff’s injuries and set the amount of her damages at $1.5 million. After the foreperson announced the verdict in open court, the trial court denied plaintiff’s request that the jury be polled, discharged the jury and directed the Clerk to enter a verdict in favor of defendants. Subsequently, the trial court granted plaintiffs motion to set aside the verdict on the grounds that it had committed reversible error by failing to poll the jury as requested.

Upon completion of the trial, during which each side made extensive use of expert testimony, the trial court prepared a verdict sheet containing 21 interrogatories to be used by the jury in its deliberations. Questions 1-10 inquired about the legal responsibility of the named defendants. Questions 11-16 focused on two nonparty physicians who had treated plaintiff during the period in question and who were added to the verdict sheet at the request of defendants. Questions 17-18 addressed plaintiffs responsibility, while questions 19 and 20 asked the jury, if appropriate, to allocate responsibility among the various individuals named at trial and to make an award for damages in light of those findings.

The jury found that neither defendant was negligent. Although instructed not to proceed any further in its deliberations if it made such a finding, the jury chose to answer the remaining questions on the verdict sheet. Specifically, it found that [24] both nonparty physicians were negligent and that their negligence caused plaintiff to incur damages in the amount of $1.5 million.1 The jury also found that plaintiff was negligent, but that her negligence was not a substantial factor in causing her injury. In addition, the jury’s verdict, as announced by its foreperson, was in all respects unanimous.

Plaintiff initially claimed that the verdict was inherently inconsistent and asked that the trial court so instruct the jury, and have it reconvene to continue its deliberations. When the trial court refused this request, plaintiff asked that the jury be polled. The trial court stated that it saw no need, given the manner in which the verdict had been delivered, and it denied plaintiffs request. It then discharged the jury, and entered judgment for defendants. On plaintiffs subsequent motion, the trial court set aside the verdict on the ground that it had committed reversible error by not polling the jury as requested by plaintiff.

The process by which this verdict was delivered leaves no doubt but that the jury unanimously concluded that neither defendant had committed malpractice while treating plaintiff. The verdict was announced and published in open court. At that time, the foreperson was asked to recite, in the presence of each member of the jury, the jury’s answers to the interrogatories contained on the verdict sheet. The court clerk read aloud each interrogatory, and in response the foreperson announced the jury’s finding. A total of 16 questions were posed by the court clerk to the foreperson and to each, the foreperson announced the jury’s answer.2 In addition, the clerk asked the foreperson 14 times what the jury’s vote was on a particular interrogatory, and each time the foreperson publicly announced that the jury’s decision was unanimous. At no time while this verdict was being delivered did any member of the jury give any indication that he or she had an exception, objection or reservation as to any of the answers given by the foreperson to any of the interrogatories on the verdict sheet.

The jury’s verdict as announced and published in open court was an accurate reflection of what each juror had by his or her [25] own hand affirmed on the verdict sheet. Each juror’s vote was recorded on the verdict sheet for every interrogatory that was answered, and, after each interrogatory, each juror signed affirming his or her support for the answer as recorded. Each answer, as recorded on the verdict sheet, conformed in every respect to each answer given by the jury through its foreperson in open court. Under all of these circumstances, polling the jury would have simply confirmed what had already been stated in open court and recorded on its verdict sheet; that being that defendants were not legally responsible for any of the claims made against them by plaintiff.

The issue to be decided on this appeal is not whether the plaintiff had an “absolute right” to have the jury polled after it published its verdict. She clearly did and it was error on the part of the trial court not to conduct one. What this Court must decide is whether, on these facts, it was an error of such magnitude that it served to render all that had occurred before it during this three-week trial a nullity. If failing to poll the jury was merely an error in form and not substance having no impact on the outcome of these proceedings, and neither party has demonstrated prejudice then the interest of justice would not be served by setting this verdict aside. Here, the objective facts set forth amply demonstrate that polling the jury would not have resulted in a different verdict. That opinion is not based upon intuition; rather it is based upon a fair reading of what transpired in open court and what is unambiguously set forth in the jurors’ own handwriting on their verdict sheet. Throughout, each time the jury was asked it stated in no uncertain terms through its foreperson that it was of the collective view that defendants were not liable, and in that view, the jurors were all of the same mind and unanimous.

A fair reading of the record simply does not support the rigid application of a rule, as urged by the defense and adopted by the dissent, that would mandate reversal regardless of the surrounding circumstances or that would lead to what is undoubtedly an unfair result.

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Duffy v. Vogel, 49 A.D.3d 22, 849 N.Y.2d 52 (N.Y. Ct. App. 2007).

49 A.D.3d 22 (Duffy v. Vogel) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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