Duane Lee v. State of Indiana

Indiana Court of Appeals·Decided May 17, 2012·No. 49A04-1105-CR-225·Published

Opinion

FOR PUBLICATION ATTORNEY FOR APPELLANT: ATTORNEYS FOR APPELLEE:

ELLEN M. O’CONNOR GREGORY F. ZOELLER Marion County Public Defender Agency Attorney General of Indiana Indianapolis, Indiana KATHERINE MODESITT COOPER ANN L. GOODWIN

Deputy Attorney General

FILED

Indianapolis, Indiana

May 17 2012, 9:16 am

IN THE

CLERK

COURT OF APPEALS OF INDIANA of the supreme court, court of appeals and

tax court

DUANE LEE, )

)

Appellant-Defendant, )

)

vs. ) No. 49A04-1105-CR-225 )

STATE OF INDIANA, )

)

Appellee-Plaintiff. )

APPEAL FROM THE MARION SUPERIOR COURT The Honorable Kurt Eisgruber, Judge Cause No. 49G01-0911-FA-94526

May 17, 2012

OPINION - FOR PUBLICATION

ROBB, Chief Judge

Case Summary and Issue

Following a home invasion, robbery, rape, and police chase, Duane Lee, who was then seventeen years old, was arrested. While in custody, authorities acted on Lee’s mother’s consent to swab his hands, fingers, and penis for DNA evidence. DNA test results of such swabs were entered into evidence and a jury found Lee guilty of thirteen offenses, upon which the trial court entered a judgment of conviction: burglary as a Class B felony, rape as a Class A felony, six counts of criminal deviate conduct as Class A felonies, robbery as a Class B felony, resisting law enforcement as a Class A misdemeanor, criminal confinement as a Class B felony, intimidation as a Class C felony, and pointing a firearm as a Class D felony. On appeal, Lee raises a single issue, which we restate as whether the trial court committed fundamental error in allowing the State to introduce into evidence the DNA test results obtained pursuant to Lee’s mother’s consent without her meaningful consultation with Lee and without Lee knowingly and voluntarily waiving his rights. We conclude that the police acted improperly in swabbing Lee’s penis and the trial court erred in allowing results of that DNA test into evidence. We also conclude that other evidence presented renders the error harmless; therefore, we affirm Lee’s convictions.

Facts and Procedural History1 During the evening of November 11, 2009, three men, wielding at least one gun among them, broke down the door to K.P.’s boyfriend’s apartment and entered the home.

1 On April 18, 2012, we held oral argument at the Walden Inn and Conference Center, DePauw University, in Greencastle, Indiana. We thank counsel for their advocacy and Walden Inn and DePauw

One wore a black shirt and a ski mask, the second wore a blue shirt, and the third wore a red shirt. They ordered K.P. to lie on the floor while they ransacked the home for valuables and then left. Moments later, before K.P. could leave the apartment to report what had happened, the three men returned.

Ordered at gunpoint, K.P. walked to the bathroom and removed all of her clothes but her socks. K.P. was five months pregnant and told them so. At least one fondled her breasts and then two left the bathroom and closed the door leaving K.P. alone with the man in the black shirt and ski mask and his gun. The man in the black shirt forced his fingers into K.P.’s vagina, unzipped his pants, and ordered her to place his penis in her mouth. She did so until he ejaculated in her mouth. He left the bathroom for a moment and upon returning he ordered she place his penis in her mouth again. The man in the blue shirt also entered the bathroom, placed a gun to K.P.’s head, and demanded she perform oral sex upon him, too. K.P. threw up and the man in the blue shirt forced his penis in her mouth again before exiting the bathroom. When the man in the blue shirt left the bathroom, the man in the black shirt forced his penis into K.P.’s mouth yet again. At some point when the man in the black shirt was speaking to K.P., she recognized his eyes and mouth as those of Lee. She had met Lee before and knew him to be her boyfriend’s sister’s children’s father. Transcript at 102-03. The man in the blue shirt returned to the bathroom where K.P. was and partially inserted his penis into K.P.’s anus, but K.P. removed it and the man in the blue shirt began violent vaginal intercourse with K.P. One of the other two men told the man in the blue shirt that

University for their hospitality.

they were leaving, and the three males then left the apartment.2 K.P. sought help and her neighbor called police.

Officer Aaron Hamer, responding to the emergency call, spotted a male crouched in dark clothes near K.P.’s apartment and asked the figure to show his hands because Officer Hamer thought he saw a gun in the figure’s pocket. The figure began running and Officer Hamer chased him through the neighborhood, running across yards and vaulting fences. Officer Hamer ordered the figure to stop several times and tased the figure, but the figure ignored the orders to stop, broke away from the taser, and continued running. Officer Hamer finally caught up to and grabbed the figure, who punched and kicked Officer Hamer. Officer Hamer handcuffed the figure, who then identified himself as Lee.3 Another officer soon brought K.P. nearby in a police vehicle and shone a bright light on Lee, who was handcuffed and standing next to a police vehicle for K.P. to see. K.P. told officers that he was one of the perpetrators. A black ski mask, a gun, and a cellular phone were recovered along the route that Officer Hamer chased Lee.

Lee was transported directly to the office of Detective Derek Cress, and Lee’s mother also arrived there in response to a call from police. Lee’s mother was summoned because Lee was under the age of eighteen. Id. at 309. Lee was either intoxicated or physically exhausted, and Detective Cress had a difficult time waking Lee. Id. at 312. Lee requested

2 It appears from the record that during K.P.’s sexual assault, whomever of the three who was not with K.P. was either vandalizing or continuing to plunder the home. The record also indicates the three targeted this home because they sought drugs or cash from K.P.’s boyfriend, who lived there.

3 The record also indicates that, by this time, Officer Hamer answered in the affirmative when asked if the figure wore black colored clothing. See Tr. at 226, 231.

use of the restroom and Detective Cress later testified he “helped him assisted [sic] him by his arm and walked him down the hallway to the bathroom and in this kind of situation [officers] leave the door open and usually a detective stands in the doorway and it was me this time that did that and noticed Mr. Lee had to prop himself against the wall in order to stand up and urinate.”4 Id. at 312-13. Lee was not permitted to wash his hands.

Detective Cress also presented Lee’s mother with a form by which to provide consent to a search, informed her of her rights as Lee’s parent, and, at 3:35 a.m., requested she sign the form so officers could obtain DNA swabs of Lee’s person. The typed form reads in pertinent part: “I hereby CONSENT TO A SEARCH WITHOUT A WARRANT by officers . . . of the following described residence and/or motor vehicle[.]” Ex. at 49 (State’s Exhibit 27). “[R]esidence and/or motor vehicle” were crossed out, and in its place was handwritten: “Person – Duane T. Lee, B/M, . . . (17) DNA swabs taken from Lee’s hands, fingers, & penis for the purpose of DNA comparison.” Id. Lee’s mother signed the form. Lee was then transported to a hospital and a forensic examining nurse swabbed Lee’s hands, fingers, and penis in a private room while an officer stood by for security purposes.5 While at Detective Cress’s office, Lee’s mother also called Lee’s cellular phone and the phone, found along the route Officer Hamer chased Lee, then rang.

4 During a sidebar, counsel for the State and Lee discussed with the trial court the potential relevance of Lee appearing to the detective too tired or intoxicated to make a statement and whether to raise the issues of 1) Lee’s potential waiver of his Fifth Amendment right against self-incrimination, and 2) whether officers sought a statement from him at all. See Tr. at 304-08.

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