1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 BILLY DRIVER, Case No. 23-cv-03426-JD
8 Plaintiff, ORDER RE SERVICE AND 9 v. PRELIMINARY INJUNCTION
10 BRAHMA, et al., Re: Dkt. Nos. 2, 7, 13 Defendants. 11
12 13 Plaintiff, a state prisoner, filed a pro se civil rights complaint under 42 U.S.C. § 1983 and a 14 motion for a preliminary injunction. The Court directed defendants to file a response to the 15 motion for a preliminary junction. Plaintiff has been granted leave to proceed in forma pauperis. 16 DISCUSSION 17 STANDARD OF REVIEW 18 Federal courts engage in a preliminary screening of cases in which prisoners seek redress 19 from a governmental entity or officer or employee of a governmental entity. 28 U.S.C. 20 § 1915A(a). In its review, the Court must identify any cognizable claims, and dismiss any claims 21 which are frivolous, malicious, fail to state a claim upon which relief may be granted, or seek 22 monetary relief from a defendant who is immune from such relief. Id. at 1915A(b)(1),(2). Pro se 23 pleadings must be liberally construed. Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th 24 Cir. 1990). 25 Federal Rule of Civil Procedure 8(a)(2) requires “a short and plain statement of the claim 26 showing that the pleader is entitled to relief.” Although a complaint “does not need detailed 27 factual allegations, . . . a plaintiff’s obligation to provide the ‘grounds’ of his ‘entitle[ment] to 1 cause of action will not do. . . . Factual allegations must be enough to raise a right to relief above 2 the speculative level.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations 3 omitted). A complaint must proffer “enough facts to state a claim to relief that is plausible on its 4 face.” Id. at 570. The United States Supreme Court has explained the “plausible on its face” 5 standard of Twombly: “While legal conclusions can provide the framework of a complaint, they 6 must be supported by factual allegations. When there are well-pleaded factual allegations, a court 7 should assume their veracity and then determine whether they plausibly give rise to an entitlement 8 to relief.” Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009). 9 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege that: (1) a right secured by 10 the Constitution or laws of the United States was violated, and (2) the alleged deprivation was 11 committed by a person acting under the color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). 12 LEGAL CLAIMS 13 Plaintiff alleges that he is suffering severe side effects from the forced medication of an 14 antipsychotic drug. Deliberate indifference to serious medical needs violates the Eighth 15 Amendment’s proscription against cruel and unusual punishment. Estelle v. Gamble, 429 U.S. 97, 16 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, 17 WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). A 18 determination of “deliberate indifference” involves an examination of two elements: the 19 seriousness of the prisoner’s medical need and the nature of the defendant’s response to that need. 20 Id. at 1059. 21 A prison official is deliberately indifferent if he or she knows that a prisoner faces a 22 substantial risk of serious harm and disregards that risk by failing to take reasonable steps to abate 23 it. Farmer v. Brennan, 511 U.S. 825, 837 (1994). The prison official must not only “be aware of 24 facts from which the inference could be drawn that a substantial risk of serious harm exists,” but 25 also “must also draw the inference.” Id. If a prison official should have been aware of the risk, 26 but did not actually know, the official has not violated the Eighth Amendment, no matter how 27 severe the risk. Gibson v. County of Washoe, 290 F.3d 1175, 1188 (9th Cir. 2002). “A difference 1 give rise to a § 1983 claim.” Franklin v. Oregon, 662 F.2d 1337, 1344 (9th Cir. 1981). In 2 addition, “mere delay of surgery, without more, is insufficient to state a claim of deliberate 3 medical indifference.... [Prisoner] would have no claim for deliberate medical indifference unless 4 the denial was harmful.” Shapely v. Nevada Bd. Of State Prison Comm’rs, 766 F.2d 404, 407 (9th 5 Cir. 1985). 6 The Supreme Court has recognized a liberty interest in freedom from unwanted 7 antipsychotic drugs. Washington v. Harper, 494 U.S. 210, 221-22 (1990); United States v. Ruiz- 8 Gaxiola, 623 F.3d 684, 691 (9th Cir. 2010). For convicted inmates, or those awaiting trial, the 9 “liberty interest in avoiding unwanted medication must be defined in the context of the inmate’s 10 confinement.” United States v. Loughner, 672 F.3d 731, 745 (9th Cir. 2012) (quoting Harper, 494 11 U.S. at 222). If it is determined that an inmate is a danger to himself or others, and treatment in 12 his medical interest, the Due Process Clause allows the State to treat an inmate with serious mental 13 illness with antipsychotropic drugs against his will. See Harper, 494 U.S. at 227; Riggins v. 14 Nevada, 504 U.S. 127, 135 (1992). Such treatment requires a determination by a neutral factfinder 15 that the antipsychotic drugs are medically appropriate and that the circumstances justify their 16 application. See Kulas v. Valdez, 159 F.3d 453, 455-56 (9th Cir. 1998); Harper, 494 U.S. at 233 17 (administration of antipsychotic drugs “cannot withstand challenge if there are no procedural 18 safeguards to ensure the prisoner’s interests are taken into account.”). 19 In California, the procedural requirements for involuntary medication of prisoners are 20 stated in Keyhea v. Rushen, 178 Cal.App.3d 526 (Cal. Ct. App. 1986). “A Keyhea order permits 21 the long-term involuntary medication of an inmate upon a court finding that the course of 22 involuntary medication is recommended and that the prisoner, as a result of mental disorder, is 23 gravely disabled and incompetent to refuse medication, or is a danger to himself or others.” Davis 24 v. Walker, 745 F.3d 1303, 1307 n.2 (9th Cir. 2014). 25 Plaintiff states that he is subject to forced medication of the antipsychotic medication 26 Invega. He states that he is suffering chest pains and heart palpitations as a side effect.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 BILLY DRIVER, Case No. 23-cv-03426-JD
8 Plaintiff, ORDER RE SERVICE AND 9 v. PRELIMINARY INJUNCTION
10 BRAHMA, et al., Re: Dkt. Nos. 2, 7, 13 Defendants. 11
12 13 Plaintiff, a state prisoner, filed a pro se civil rights complaint under 42 U.S.C. § 1983 and a 14 motion for a preliminary injunction. The Court directed defendants to file a response to the 15 motion for a preliminary junction. Plaintiff has been granted leave to proceed in forma pauperis. 16 DISCUSSION 17 STANDARD OF REVIEW 18 Federal courts engage in a preliminary screening of cases in which prisoners seek redress 19 from a governmental entity or officer or employee of a governmental entity. 28 U.S.C. 20 § 1915A(a). In its review, the Court must identify any cognizable claims, and dismiss any claims 21 which are frivolous, malicious, fail to state a claim upon which relief may be granted, or seek 22 monetary relief from a defendant who is immune from such relief. Id. at 1915A(b)(1),(2). Pro se 23 pleadings must be liberally construed. Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th 24 Cir. 1990). 25 Federal Rule of Civil Procedure 8(a)(2) requires “a short and plain statement of the claim 26 showing that the pleader is entitled to relief.” Although a complaint “does not need detailed 27 factual allegations, . . . a plaintiff’s obligation to provide the ‘grounds’ of his ‘entitle[ment] to 1 cause of action will not do. . . . Factual allegations must be enough to raise a right to relief above 2 the speculative level.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007) (citations 3 omitted). A complaint must proffer “enough facts to state a claim to relief that is plausible on its 4 face.” Id. at 570. The United States Supreme Court has explained the “plausible on its face” 5 standard of Twombly: “While legal conclusions can provide the framework of a complaint, they 6 must be supported by factual allegations. When there are well-pleaded factual allegations, a court 7 should assume their veracity and then determine whether they plausibly give rise to an entitlement 8 to relief.” Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009). 9 To state a claim under 42 U.S.C. § 1983, a plaintiff must allege that: (1) a right secured by 10 the Constitution or laws of the United States was violated, and (2) the alleged deprivation was 11 committed by a person acting under the color of state law. West v. Atkins, 487 U.S. 42, 48 (1988). 12 LEGAL CLAIMS 13 Plaintiff alleges that he is suffering severe side effects from the forced medication of an 14 antipsychotic drug. Deliberate indifference to serious medical needs violates the Eighth 15 Amendment’s proscription against cruel and unusual punishment. Estelle v. Gamble, 429 U.S. 97, 16 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, 17 WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). A 18 determination of “deliberate indifference” involves an examination of two elements: the 19 seriousness of the prisoner’s medical need and the nature of the defendant’s response to that need. 20 Id. at 1059. 21 A prison official is deliberately indifferent if he or she knows that a prisoner faces a 22 substantial risk of serious harm and disregards that risk by failing to take reasonable steps to abate 23 it. Farmer v. Brennan, 511 U.S. 825, 837 (1994). The prison official must not only “be aware of 24 facts from which the inference could be drawn that a substantial risk of serious harm exists,” but 25 also “must also draw the inference.” Id. If a prison official should have been aware of the risk, 26 but did not actually know, the official has not violated the Eighth Amendment, no matter how 27 severe the risk. Gibson v. County of Washoe, 290 F.3d 1175, 1188 (9th Cir. 2002). “A difference 1 give rise to a § 1983 claim.” Franklin v. Oregon, 662 F.2d 1337, 1344 (9th Cir. 1981). In 2 addition, “mere delay of surgery, without more, is insufficient to state a claim of deliberate 3 medical indifference.... [Prisoner] would have no claim for deliberate medical indifference unless 4 the denial was harmful.” Shapely v. Nevada Bd. Of State Prison Comm’rs, 766 F.2d 404, 407 (9th 5 Cir. 1985). 6 The Supreme Court has recognized a liberty interest in freedom from unwanted 7 antipsychotic drugs. Washington v. Harper, 494 U.S. 210, 221-22 (1990); United States v. Ruiz- 8 Gaxiola, 623 F.3d 684, 691 (9th Cir. 2010). For convicted inmates, or those awaiting trial, the 9 “liberty interest in avoiding unwanted medication must be defined in the context of the inmate’s 10 confinement.” United States v. Loughner, 672 F.3d 731, 745 (9th Cir. 2012) (quoting Harper, 494 11 U.S. at 222). If it is determined that an inmate is a danger to himself or others, and treatment in 12 his medical interest, the Due Process Clause allows the State to treat an inmate with serious mental 13 illness with antipsychotropic drugs against his will. See Harper, 494 U.S. at 227; Riggins v. 14 Nevada, 504 U.S. 127, 135 (1992). Such treatment requires a determination by a neutral factfinder 15 that the antipsychotic drugs are medically appropriate and that the circumstances justify their 16 application. See Kulas v. Valdez, 159 F.3d 453, 455-56 (9th Cir. 1998); Harper, 494 U.S. at 233 17 (administration of antipsychotic drugs “cannot withstand challenge if there are no procedural 18 safeguards to ensure the prisoner’s interests are taken into account.”). 19 In California, the procedural requirements for involuntary medication of prisoners are 20 stated in Keyhea v. Rushen, 178 Cal.App.3d 526 (Cal. Ct. App. 1986). “A Keyhea order permits 21 the long-term involuntary medication of an inmate upon a court finding that the course of 22 involuntary medication is recommended and that the prisoner, as a result of mental disorder, is 23 gravely disabled and incompetent to refuse medication, or is a danger to himself or others.” Davis 24 v. Walker, 745 F.3d 1303, 1307 n.2 (9th Cir. 2014). 25 Plaintiff states that he is subject to forced medication of the antipsychotic medication 26 Invega. He states that he is suffering chest pains and heart palpitations as a side effect. He alleges 27 that defendant doctors were not concerned with the side effects and plaintiff continues to receive 1 construed for purposes of screening, these allegations are sufficient to proceed against defendants 2 Dr. Brahma and Dr. Yurovksy. Plaintiff may seek to amend the complaint later if he discovers the 3 identity of the unknown psychiatrist. 4 Plaintiff also filed a motion for a preliminary injunction to stop the forced medication. He 5 states that he does not need the medication and it is causing severe chest pains and heart disease. 6 A preliminary injunction is an “extraordinary remedy” that a court should award only when a 7 party makes a “clear showing” that he is entitled to such relief. See Winter v. Natural Res. 8 Defense Council, Inc., 555 U.S. 7, 22, 24 (2008). To obtain a preliminary injunction, a plaintiff 9 must demonstrate (1) a likelihood of success on the merits, (2) a likelihood of irreparable harm 10 that will result if an injunction is not issued, (3) the balance of equities tips in favor of the plaintiff, 11 and (4) an injunction is in the public interest. See id. at 20. The irreparable injury must be both 12 likely and immediate. See id. at 22; Caribbean Marine Services Co., Inc. v. Baldrige, 844 F.2d 13 668, 674 (9th Cir. 1988) (“A plaintiff must do more than merely allege imminent harm sufficient 14 to establish standing; a plaintiff must demonstrate immediate threatened injury as a prerequisite to 15 preliminary injunctive relief.”) 16 Defendants filed a reply to the motion for a preliminary injunction and say that the Court 17 should not invalidate the California state court’s order allowing the forced medication. Over the 18 past three years, plaintiff has had five Keyhea hearings authorizing the involuntary medication. 19 Request for Judicial Notice (“RJN”) Exs. A, B.1 At each hearing, it was found that if 20 unmedicated, plaintiff would be a danger to others, he would revert back to behavior that served as 21 the basis for the involuntary medication and that he cannot manage his own medication. Id. 22 Plaintiff was represented by counsel at each hearing. Id. 23 Other than his brief conclusory allegations, plaintiff provides no factual or medical support 24 for the belief that he does not require medication or that Invega is causing his chest pains or heart 25 palpitations. Nor does he provide any evidence that he has heart disease. At a July 20, 2023, 26
27 1 The Court takes judicial notice of these court filings. See Reyn’s Pasta Bella, LLC v. Visa USA, 1 health appointment, plaintiff denied any side effects with his current medication. Dkt. No. 21, Ex. 2 C. at 24. Defendants also note that chest pains and heart disease are not a known side effect of 3 Invega. Dkt. No. 21 at 5. 4 Plaintiff previously litigated a case in the Eastern District of California about side effects 5 of Invega and sought to stop the forced medication. See Driver v. Kern County Superior Court, 6 Case No. 20-cv-1665 TLN KJN (E.D. Cal.). Some of his claims in that case contended that 7 Invega was causing baldness, halitosis, diabetes, erectile disfunction, chest pains and heart 8 palpitations. Id. Dkt. No. 227. Summary judgment was granted to defendants on June 27, 2023.2 9 Most of the claims were denied on the merits but the allegations of Invega causing heart issues 10 was dismissed as unexhausted. Id. 11 Plaintiff has failed to meet his burden with respect to any of the factors to grant a 12 preliminary injunction. His conclusory allegations with no factual support do not demonstrate a 13 likelihood of success on the merits or irreparable harm. His allegations must be construed in light 14 of his significant history of mental illness that was documented and discussed in his case in the 15 Eastern District.3 Evidence was presented from several doctors that plaintiff suffered from 16 dangerous psychotic symptoms and without medication would experience a relapse in paranoia, 17 aggressive and threatening behaviors. Dkt. No. 227 at 18, 20. Plaintiff had a history of aggressive 18 behavior, frequent fights, crisis bed admissions and suicidal ideation attempts. Id. at 17. 19 Defendants also presented evidence in that case that plaintiff had a pattern of reporting side effects 20 to all antipsychotic medications. Id. at 20-21. For example, plaintiff argued that Invega was 21 causing an increased risk of diabetes, but laboratory results noted this lipid and hemoglobin levels 22 were normal. Id. at 22. It is also worth noting that state courts have reviewed plaintiff’s 23 medication protocols in multiple hearings where he was represented by counsel, and concluded 24 that continued medication was warranted. Consequently, the motion for a preliminary injunction 25 is dismissed without prejudice. 26
27 2 Plaintiff filed the instant case on July 4, 2023, concerning the same medication but he is now 1 Plaintiff has also requested the appointment of counsel. The Ninth Circuit has held that a 2 district court may ask counsel to represent an indigent litigant only in “exceptional 3 circumstances,” the determination of which requires an evaluation of both (1) the likelihood of 4 success on the merits, and (2) the ability of the plaintiff to articulate his claims pro se in light of 5 the complexity of the legal issues involved. Terrell v. Brewer, 935 F.2d 1015, 1017 (9th Cir. 6 1991). Plaintiff appears able to present his claims adequately, the issues are not complex and he 7 ably litigated his case in the Eastern District. His request is denied. 8 CONCLUSION 9 1. The motions for a preliminary injunction and to appoint counsel (Dkt. Nos. 2, 13) 10 are denied without prejudice. The motion to file a complaint (Dkt. No. 7) is granted and the Court 11 has reviewed the complaint. 12 2. The Court orders that the follow defendants be served electronically at Salinas 13 Valley State Prison: Dr. Brahma and Dr. P. Yurovksy. 14 Service on the listed defendant will be effected via the California Department of 15 Corrections and Rehabilitation’s (CDCR) e-service program for civil rights cases from prisoners 16 in CDCR custody. In accordance with the program, the Clerk is directed to serve on CDCR via 17 email the following documents: the operative complaint, this order of service, a CDCR Report of 18 E-Service Waiver form and a summons. The Clerk is also requested to serve a copy of this order 19 on the plaintiff. 20 No later than 40 days after service of this order via email on CDCR, CDCR will provide 21 the Court a completed CDCR Report of E-Service Waiver advising the court which defendant 22 listed in this order will be waiving service of process without the need for service by the United 23 States Marshal Service (USMS) and which defendant declines to waive service or could not be 24 reached. CDCR also will provide a copy of the CDCR Report of E-Service Waiver to the 25 California Attorney General’s Office which, within 21 days, will file with the Court a waiver of 26 service of process for the defendant if he is waiving service. 27 Upon receipt of the CDCR Report of E-Service Waiver, the Clerk is requested to prepare 1 Waiver a USM-205 Form. The Clerk will provide to the USMS the completed USM-205 forms 2 and copies of this order, the summons and the operative complaint for service upon each defendant 3 who has not waived service. The Clerk will also provide to the USMS a copy of the CDCR 4 Report of E-Service Waiver. 5 3. To expedite the resolution of this case, the Court orders: 6 a. No later than sixty days from the date of service, defendant will file a 7 motion for summary judgment or other dispositive motion. The motion will be supported by 8 adequate factual documentation and will conform in all respects to Federal Rule of Civil 9 Procedure 56, and will include as exhibits all records and incident reports stemming from the 10 events at issue. If defendant is of the opinion that this case cannot be resolved by summary 11 judgment, he will so inform the Court prior to the date his summary judgment motion is due. All 12 papers filed with the Court will be promptly served on the plaintiff. 13 b. At the time the dispositive motion is served, defendant will also serve, on a 14 separate paper, the appropriate notice or notices required by Rand v. Rowland, 154 F.3d 952, 953- 15 954 (9th Cir. 1998) (en banc), and Wyatt v. Terhune, 315 F.3d 1108, 1120 n. 4 (9th Cir. 2003). 16 See Woods v. Carey, 684 F.3d 934, 940-941 (9th Cir. 2012) (Rand and Wyatt notices must be 17 given at the time motion for summary judgment or motion to dismiss for nonexhaustion is filed, 18 not earlier); Rand at 960 (separate paper requirement). 19 c. Plaintiff’s opposition to the dispositive motion, if any, will be filed with the 20 Court and served upon defendant no later than thirty days from the date the motion was served 21 upon him. Plaintiff must read the attached page headed “NOTICE -- WARNING,” which is 22 provided to him pursuant to Rand v. Rowland, 154 F.3d 952, 953-954 (9th Cir. 1998) (en banc), 23 and Klingele v. Eikenberry, 849 F.2d 409, 411-12 (9th Cir. 1988). 24 If defendant files a motion for summary judgment claiming that plaintiff failed to exhaust 25 his available administrative remedies as required by 42 U.S.C. § 1997e(a), plaintiff should take 26 note of the attached page headed “NOTICE -- WARNING (EXHAUSTION),” which is provided 27 to him as required by Wyatt v. Terhune, 315 F.3d 1108, 1120 n. 4 (9th Cir. 2003). 1 d. If defendant wishes to file a reply brief, they will do so no later than fifteen 2 || days after the opposition is served upon him. 3 e. The motion will be deemed submitted as of the date the reply brief is due. 4 || No hearing will be held on the motion unless the Court so orders at a later date. 5 4. All communications by plaintiff with the Court must be served on defendant, or 6 || defendant’s counsel once counsel has been designated, by mailing a true copy of the document to 7 defendant or defendant’s counsel. 8 5. Discovery may be taken in accordance with the Federal Rules of Civil Procedure. 9 No further Court order under Federal Rule of Civil Procedure 30(a)(2) is required before the 10 || parties may conduct discovery. 11 6. It is plaintiffs responsibility to prosecute this case. Plaintiff must keep the Court 12 || wnformed of any change of address by filing a separate paper with the clerk headed “Notice of 13 Change of Address.” He also must comply with the Court’s orders in a timely fashion. Failure to 14 || do so may result in the dismissal of this action for failure to prosecute pursuant to Federal Rule of 3 15 Civil Procedure 41(b). a 16 IT IS SO ORDERED. 5 17 || Dated: October 10, 2023
19 JAMES TO 20 United Stg@fes District Judge 21 22 23 24 25 26 27 28
1 NOTICE -- WARNING (SUMMARY JUDGMENT) 2 If defendants move for summary judgment, they are seeking to have your case dismissed. 3 A motion for summary judgment under Rule 56 of the Federal Rules of Civil Procedure will, if 4 granted, end your case. 5 Rule 56 tells you what you must do in order to oppose a motion for summary judgment. 6 Generally, summary judgment must be granted when there is no genuine issue of material fact-- 7 that is, if there is no real dispute about any fact that would affect the result of your case, the party 8 who asked for summary judgment is entitled to judgment as a matter of law, which will end your 9 case. When a party you are suing makes a motion for summary judgment that is properly 10 supported by declarations (or other sworn testimony), you cannot simply rely on what your 11 complaint says. Instead, you must set out specific facts in declarations, depositions, answers to 12 interrogatories, or authenticated documents, as provided in Rule 56(e), that contradict the facts 13 shown in the defendant’s declarations and documents and show that there is a genuine issue of 14 material fact for trial. If you do not submit your own evidence in opposition, summary judgment, 15 if appropriate, may be entered against you. If summary judgment is granted, your case will be 16 dismissed and there will be no trial. 17 NOTICE -- WARNING (EXHAUSTION) 18 If defendants file a motion for summary judgment for failure to exhaust, they are seeking 19 to have your case dismissed. If the motion is granted it will end your case. 20 You have the right to present any evidence you may have which tends to show that you did 21 exhaust your administrative remedies. Such evidence may be in the form of declarations 22 (statements signed under penalty of perjury) or authenticated documents, that is, documents 23 accompanied by a declaration showing where they came from and why they are authentic, or other 24 sworn papers, such as answers to interrogatories or depositions. 25 If defendants file a motion for summary judgment for failure to exhaust and it is granted, 26 your case will be dismissed and there will be no trial. 27