Dreyfus v. Lilienfeld

49 F.2d 1055, 18 C.C.P.A. 1526, 1931 CCPA LEXIS 236
Court of Customs and Patent Appeals·Decided June 5, 1931·No. No. 2771; No. 2774·Published·Cited by 5 cases

Opinion

Garrett, Judge,

delivered the opinion of the court:

In this appeal and cross-appeal are involved 41 counts of an interference, declared in the Patent Office, between a Lilienfeld patent and certain Lilienfeld applications on the one hand, and a Dreyfus application on the other. All are process counts. Certain of them relate to a method of producing alkali cellulose; others to a method or methods of etherifying cellulose, or manufacturing cellulose ethers. Dreyfus is the senior party, his application having been filed in the United States Patent Office August 5, 1920. Lilienfeld’s applications were all subsequent to that date. The Lilienfeld patent, [1528] from which certain of the counts were taken, was issued February 12, 1924, upon an application filed January 10,1921.

Dreyfus is, apparently, a citizen of Switzerland, doing business in England; Lilienfeld is a citizen of Poland. Both are stated to be prominent in the field of cellulose chemistry.

By the decision of the examiner of interferences, priority was awarded Dreyfus upon the subject matter of counts 1 to 14, inclusive, and to Lilienfeld upon the subject matter of counts 15 to 41, inclusive. Both parties appealed to the Board of Appeals of the United States Patent Office. The board reversed the decision of the Examiner, in part, and awarded counts 1 to 11, inclusive, to Lilienfeld. His decision as to counts 12 to 41 was affirmed. This resulted in an award of priority to Dreyfus upon only counts 12,13, and 14. Upon all others Lilienfeld prevailed.

Incidentally, it may be here stated that the board was of the opinion that the counts 12, 13, and 14, awarded to Dreyfus, and also certain of the counts awarded to Lilienfeld, were unpatentable. The board said:

If our ruling as to counts 1 to 11 is not reversed it is recommended that after the interference is terminated, the subject matter of counts 12, 13, and 14 be rejected as not involving invention over Lilienfeld’s Austrian application A-2709-19.

There was, however, an award of priority to Dreyfus as stated.

Both parties then took their respective appeals to this court, Dreyfus in case No. 2171 and Lilienfeld in case No. 2774, both appeals being in Interference No. 50,553. The appeals involve only the decisions as to priority, and we shall not, in this proceeding, pass upon the issue of patentability suggested by the Board of Appeals as to certain counts.

Other interferences between these same parties are involved in cases 2772, 2773, and 2775, which are being decided concurrently herewith. The records in all the cases were consolidated by consent. 18 C. C. P. A. (Patents) -and-, — F. (2d) -and-.

The art to which the counts relate is a highly technical one, involving chemical problems with reference to cellulose ethers, or esters, a comparatively recent, or, at least, a quite modern discovery. It is an art of which, undoubtedly, there remains much yet to be learned.

The earliest patent relating to the art of jnoducing cellulose ethers, placed in this record, is one granted by the French Government to Dreyfus November 19, 1913, upon an application filed November 18, 1912. Lilienfeld has a United States patent of June 20, 1916, based upon an application filed June 26,1912, and, from statements in this record, it appears that Lilienfeld obtained a British patent as early [1529] as 1912. These early patents are not involved in the issues before us, except as reference is made to them to ascertain the state of the art prior to 1919.

From the decision of the examiner of interferences we quote the following:

Cellulose is the fundamental constituent of the cell walls of plants and is probably elaborated from simpler carbohydrates secreted by the protoplasm of the cell. Chemically, it is a carbohydrate of the general formula (CoHioOs)n, but little is known as to its structure except that it is exceedingly complex. Certain of the hydrogen atoms in the cellulose molecule are hydroxyl hydrogens and can be replaced by acid radicals such as the nitrate group and the acetate group, forming corresponding esters. If replaced by an alkyl or aryl radical, there is formed an ether, the ether being of a low or high degree of etherification, depending on the number of hydroxyl hydrogens which have been replaced. In the preparation of these compounds, the usual procedure is to form an alkali cellulose by treating cellulose with caustic soda, subjecting the alkali cellulose thus produced to the action of the appropriate reagents.

It should be clearly understood that neither party here claims that the counts in issue comprise what may be termed generic invention ”; both simply claim improvements in the art as it existed at the time of their respective filing dates in 1919, and these alleged improvements consist largely in a reduction of the amount of water used in making the completed products. The Board of Appeals says:

The process involved is an improvement over prior processes of producing alkali cellulose by cutting down the amount of water employed especially toward the completion of the operation, and it is unneseecary to explain the operation in detail.

For convenience and clarity, it seems well, first, to segregate the counts into four general groups. Such of them as appear to require individual treatment will be then discussed.

Counts 15 to 26, inclusive, are limited to the production of alkali cellulose fer se and do not include the advancement of the material to the cellulose ethers, or esters, stage. Hence they will be taken as comprising the first group.

Counts 27 to 41,-inclusive, relate to the further etherification of cellulose substances which have been already partially etherified and will be referred to as the second group. fc

Counts 1 to 11, inclusive, as stated by the examiner of interferences :

* * * differentiate from the prior art in that they require the impregnation of cellulose with caustic alkali solution, the removal of part of the liquid, preferably by expression, the intimate admixture of concentrated caustic soda solution or solid caustic soda, and etherification.

We treat 1-11 as a third group.

[1530] Counts 12 and 14, inclusive, are, generally speaking, in the same class as the third group, but are placed by us as a fourth, because of certain limitations which the counts contain.

Of the first group," counts 15-26, No. 22, is quoted as representative:

Count 22. In making alkali cellulose, mixing alkali solution and cellulose, allowing to stand, separating the excess of solution, adding solid caustic alkali and then thoroughly mixing.

Our first concern with reference to this group relates to an application by Lilienfeld, filed August 1, 1919, at Vienna, Austria, seeking patent under the laws of Austria, and' identified in the record as “ Lilienfeld’s Austrian Application A-2709-19.” This application seems to have eventuated in an Austrian patent.

The filing date of this Austrian application is relied upon by Lilienfeld for conception and reduction to practice, of counts 15-26, under the provisions of what is commonly referred to as the “ Nolan Act ” of March 3,1921, being chap. 126, 41 Stat. 1313, 35 U. S. C. A., Secs. 80-87.

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Dreyfus v. Lilienfeld, 49 F.2d 1055, 18 C.C.P.A. 1526, 1931 CCPA LEXIS 236 (ccpa 1931).

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