Dr. Seuss Enters., L.P. v. Comicmix LLC
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Opinion
Hon. Janis L. Sammartino, United States District Judge
Presently before the Court are Plaintiff Dr. Seuss Enterprises, L.P.'s Motions to Exclude Gans Testimony Under Federal Rule of Evidence 702 ("Mot. to Exclude," ECF No. 104), for Summary Judgment ("Pl.'s MSJ," ECF Nos. 107, 109, 1151 ), *1106and to Strike Declaration of Dan Booth ("Mot. to Strike," ECF No. 116) and Defendants ComicMix LLC, Glenn Hauman, David Jerrold Friedman a/k/a David Gerrold, and Ty Templeton's Motion for Summary Judgment Pursuant to Fed. R. Civ. P. 56 ("Defs.' MSJ," ECF Nos. 108, 110). Also before the Court are Plaintiff's response in opposition to Defendants' Motion for Summary Judgment ("Pl.'s MSJ Opp'n," ECF Nos. 119, 124); Defendants' responses in opposition to Plaintiff's Motion for Summary Judgment ("Defs.' MSJ Opp'n," ECF Nos. 120, 125), Motion to Exclude (ECF No. 126), and Motion to Strike (ECF No. 133); Plaintiff's replies in support of its Motion to Exclude (ECF No. 141), Motion for Summary Judgment ("Pl.'s MSJ Reply," ECF Nos. 140, 143), and Motion to Strike (ECF No. 145); and Defendants' reply in support of their Motion for Summary Judgment ("Defs.' MSJ Reply," ECF Nos. 130, 135). The Court heard oral argument on February 7, 2019. Having considered the Parties' arguments, the law, and the record, the Court GRANTS Defendants' Motion for Summary Judgment (ECF No. 108), DENIES Plaintiff's Motion for Summary Judgment (ECF No. 107), and DENIES AS MOOT Plaintiff's Motions to Exclude (ECF No. 104) and to Strike (ECF No. 116).
BACKGROUND
I. Undisputed Facts2
A. Plaintiff and Its Copyrighted Works
Plaintiff is the owner, by assignment, of the copyrights to the works of Theodor S. Geisel, the author and illustrator of the books written under the pseudonym "Dr. Seuss." Pl.'s Statement of Undisputed Material Facts in Support of Pl.'s MSJ ("SOF"), ECF No. 115-1, ¶¶ 1-4. Mr. Geisel wrote and illustrated the works at issue here: Oh, the Places You'll Go! ("Go! "); How the Grinch Stole Christmas! ("Grinch "); and The Sneetches and Other Stories ("Sneetches ") (collectively, the "Copyrighted Works"). Id. ¶¶ 2-7. The Copyrighted Works are duly registered for copyright with the Copyright Office and all copyrights remain in force. Id. ¶¶ 2-4. Although Mr. Geisel passed away in 1991, Plaintiff oversees a robust publishing program, working closely with its publishers to release anniversary editions, reissues in new formats or sizes, and updated editions of the iconic Dr. Seuss books, including the Copyrighted Works. Id. ¶¶ 51, 128-37.
Plaintiff also licenses authors and illustrators to publish additional works under the Dr. Seuss brand. Id. ¶¶ 51, 134-35. For example, Plaintiff's series The Cat In The Hat Learning Library includes books written and illustrated by other authors that are based upon and incorporate Mr. Geisel's works. Id. ¶ 134. This series includes titles such as Oh, the Things You Can Do That Are Good For You! , There's No Place Like Space! , and Oh, the Pets You Can Get! Id. ¶ 135. Plaintiff has also licensed the publication of several books that are derivative of the Copyrighted Works, including Go!: Oh, Baby! Go, Baby! ; Oh, the Places I'll Go! By ME, Myself ; Oh, Baby, the Places You'll Go! ; and Oh, the Places I've Been! Journal. Id. ¶ 142. These books continue the style of the original Dr. Seuss books, and Plaintiff provides close quality control to ensure *1107consistency of style and quality. Id. ¶¶ 129-31.
While children may be the intended readers for many of Dr. Seuss' works, adults buy them, too, and Plaintiff therefore markets the works to both children and adults. Id. ¶¶ 146-49. Other Dr. Seuss works, including Go! , are also aimed at teenagers and adults, and are therefore marketed to both age groups. Id. ¶¶ 147-48. Additionally, Go! is a very popular gift for graduates, and is Plaintiff's best-selling book, and the perennial number one selling book on The New York Times Best Sellers list each spring during graduation season. Id. ¶¶ 141, 148.
Plaintiff is not just a publisher; it is also in the entertainment business, licensing Dr. Seuss works for development of films, television, stage productions, theme parks, and museum exhibitions. Id. ¶ 138. Plaintiff also runs an extensive product licensing and merchandising program. Id. ¶¶ 138-39, 144. In fact, in 2017, Plaintiff was named the top licensed book brand according to NPD, a market industry research firm. Id. ¶ 159. Importantly for purposes of this case, Plaintiff collaborates with other intellectual property holders on collaborations that combine Dr. Seuss' works with those holders' creations to develop new works and products that have combined appeal to larger audiences. Id. ¶¶ 150-56. For example, Plaintiff and its partners have created The Wubbulous World of Dr. Seuss , a television and book series with The Jim Henson Company that featured "muppetized" Dr. Seuss characters; Grinch Panda Pop , a digital game that combines Jam City's Panda character with the Grinch character; Dr. Seuss Funko figurines, which combine Funko Inc.'s distinctive toy designs with Dr. Seuss characters; and a line of Comme des Garçons clothing combining Comme des Garçons' well-known heart design with Grinch artwork. Id. ¶¶ 154-56. Many more collaborations are in the works. Id. ¶ 156.
Plaintiff receives numerous offers from parties wishing to work with DSE on a collaboration or license Plaintiff's intellectual property. Id. ¶ 157. Plaintiff approaches these offers selectively, and when Plaintiff considers whether to pursue a collaboration with another intellectual property holder, it first carefully vets the collaborator. Id. ¶ 130. If Plaintiff decides to move forward, it works extensively with the collaborator and maintains tight control over the work. Id. ¶ 129, 131.
B. Defendants and Boldly
1. Conception and Development of Oh, the Places You'll Boldly Go!
Mr. Gerrold has written Star Trek episodes for Paramount Pictures, the producer of the Star Trek television show. Declaration of Tamar Duvdevani in Support of Pl.'s MSJ ("Duvdevani Decl.") Ex. 2, ECF No. 107-24, at 16:14-17:24. In May 2016, Mr. Gerrold suggested to Mr. Hauman that, "if we could get a license, we should do a Star Trek Primer." SOF ¶ 8. The original idea was to combine Star Trek themes with the pre-school book Pat the Bunny , id. ¶ 9, although they also considered using Fun with Dick & Jane , Goodnight Moon , and The Very Hungry Caterpillar , id. ¶ 15, before finally settling on Go!
Mr. Templeton is an illustrator adept at copying other illustrators' styles. Id. ¶ 32. In June 2016, Mr. Hauman invited Mr.
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Hon. Janis L. Sammartino, United States District Judge
Presently before the Court are Plaintiff Dr. Seuss Enterprises, L.P.'s Motions to Exclude Gans Testimony Under Federal Rule of Evidence 702 ("Mot. to Exclude," ECF No. 104), for Summary Judgment ("Pl.'s MSJ," ECF Nos. 107, 109, 1151 ), *1106and to Strike Declaration of Dan Booth ("Mot. to Strike," ECF No. 116) and Defendants ComicMix LLC, Glenn Hauman, David Jerrold Friedman a/k/a David Gerrold, and Ty Templeton's Motion for Summary Judgment Pursuant to Fed. R. Civ. P. 56 ("Defs.' MSJ," ECF Nos. 108, 110). Also before the Court are Plaintiff's response in opposition to Defendants' Motion for Summary Judgment ("Pl.'s MSJ Opp'n," ECF Nos. 119, 124); Defendants' responses in opposition to Plaintiff's Motion for Summary Judgment ("Defs.' MSJ Opp'n," ECF Nos. 120, 125), Motion to Exclude (ECF No. 126), and Motion to Strike (ECF No. 133); Plaintiff's replies in support of its Motion to Exclude (ECF No. 141), Motion for Summary Judgment ("Pl.'s MSJ Reply," ECF Nos. 140, 143), and Motion to Strike (ECF No. 145); and Defendants' reply in support of their Motion for Summary Judgment ("Defs.' MSJ Reply," ECF Nos. 130, 135). The Court heard oral argument on February 7, 2019. Having considered the Parties' arguments, the law, and the record, the Court GRANTS Defendants' Motion for Summary Judgment (ECF No. 108), DENIES Plaintiff's Motion for Summary Judgment (ECF No. 107), and DENIES AS MOOT Plaintiff's Motions to Exclude (ECF No. 104) and to Strike (ECF No. 116).
BACKGROUND
I. Undisputed Facts2
A. Plaintiff and Its Copyrighted Works
Plaintiff is the owner, by assignment, of the copyrights to the works of Theodor S. Geisel, the author and illustrator of the books written under the pseudonym "Dr. Seuss." Pl.'s Statement of Undisputed Material Facts in Support of Pl.'s MSJ ("SOF"), ECF No. 115-1, ¶¶ 1-4. Mr. Geisel wrote and illustrated the works at issue here: Oh, the Places You'll Go! ("Go! "); How the Grinch Stole Christmas! ("Grinch "); and The Sneetches and Other Stories ("Sneetches ") (collectively, the "Copyrighted Works"). Id. ¶¶ 2-7. The Copyrighted Works are duly registered for copyright with the Copyright Office and all copyrights remain in force. Id. ¶¶ 2-4. Although Mr. Geisel passed away in 1991, Plaintiff oversees a robust publishing program, working closely with its publishers to release anniversary editions, reissues in new formats or sizes, and updated editions of the iconic Dr. Seuss books, including the Copyrighted Works. Id. ¶¶ 51, 128-37.
Plaintiff also licenses authors and illustrators to publish additional works under the Dr. Seuss brand. Id. ¶¶ 51, 134-35. For example, Plaintiff's series The Cat In The Hat Learning Library includes books written and illustrated by other authors that are based upon and incorporate Mr. Geisel's works. Id. ¶ 134. This series includes titles such as Oh, the Things You Can Do That Are Good For You! , There's No Place Like Space! , and Oh, the Pets You Can Get! Id. ¶ 135. Plaintiff has also licensed the publication of several books that are derivative of the Copyrighted Works, including Go!: Oh, Baby! Go, Baby! ; Oh, the Places I'll Go! By ME, Myself ; Oh, Baby, the Places You'll Go! ; and Oh, the Places I've Been! Journal. Id. ¶ 142. These books continue the style of the original Dr. Seuss books, and Plaintiff provides close quality control to ensure *1107consistency of style and quality. Id. ¶¶ 129-31.
While children may be the intended readers for many of Dr. Seuss' works, adults buy them, too, and Plaintiff therefore markets the works to both children and adults. Id. ¶¶ 146-49. Other Dr. Seuss works, including Go! , are also aimed at teenagers and adults, and are therefore marketed to both age groups. Id. ¶¶ 147-48. Additionally, Go! is a very popular gift for graduates, and is Plaintiff's best-selling book, and the perennial number one selling book on The New York Times Best Sellers list each spring during graduation season. Id. ¶¶ 141, 148.
Plaintiff is not just a publisher; it is also in the entertainment business, licensing Dr. Seuss works for development of films, television, stage productions, theme parks, and museum exhibitions. Id. ¶ 138. Plaintiff also runs an extensive product licensing and merchandising program. Id. ¶¶ 138-39, 144. In fact, in 2017, Plaintiff was named the top licensed book brand according to NPD, a market industry research firm. Id. ¶ 159. Importantly for purposes of this case, Plaintiff collaborates with other intellectual property holders on collaborations that combine Dr. Seuss' works with those holders' creations to develop new works and products that have combined appeal to larger audiences. Id. ¶¶ 150-56. For example, Plaintiff and its partners have created The Wubbulous World of Dr. Seuss , a television and book series with The Jim Henson Company that featured "muppetized" Dr. Seuss characters; Grinch Panda Pop , a digital game that combines Jam City's Panda character with the Grinch character; Dr. Seuss Funko figurines, which combine Funko Inc.'s distinctive toy designs with Dr. Seuss characters; and a line of Comme des Garçons clothing combining Comme des Garçons' well-known heart design with Grinch artwork. Id. ¶¶ 154-56. Many more collaborations are in the works. Id. ¶ 156.
Plaintiff receives numerous offers from parties wishing to work with DSE on a collaboration or license Plaintiff's intellectual property. Id. ¶ 157. Plaintiff approaches these offers selectively, and when Plaintiff considers whether to pursue a collaboration with another intellectual property holder, it first carefully vets the collaborator. Id. ¶ 130. If Plaintiff decides to move forward, it works extensively with the collaborator and maintains tight control over the work. Id. ¶ 129, 131.
B. Defendants and Boldly
1. Conception and Development of Oh, the Places You'll Boldly Go!
Mr. Gerrold has written Star Trek episodes for Paramount Pictures, the producer of the Star Trek television show. Declaration of Tamar Duvdevani in Support of Pl.'s MSJ ("Duvdevani Decl.") Ex. 2, ECF No. 107-24, at 16:14-17:24. In May 2016, Mr. Gerrold suggested to Mr. Hauman that, "if we could get a license, we should do a Star Trek Primer." SOF ¶ 8. The original idea was to combine Star Trek themes with the pre-school book Pat the Bunny , id. ¶ 9, although they also considered using Fun with Dick & Jane , Goodnight Moon , and The Very Hungry Caterpillar , id. ¶ 15, before finally settling on Go!
Mr. Templeton is an illustrator adept at copying other illustrators' styles. Id. ¶ 32. In June 2016, Mr. Hauman invited Mr. Templeton to join the project, instructing Mr. Templeton that "this would be Seuss-style [ (Star Trek : The Original Series) ] backgrounds," Duvdevani Decl. Ex. 25, ECF No. 107-39, at 423,3 and that "we're *1108going to want the cover and at least a background art piece for promotions, as well as be able to use the cover for posters, mugs, and all the merchandise that will push this thing over the top." Id. at 424. Mr. Templeton responded, "Holy CRAP that's a cool idea. The title is like printing money. I'm totally in." SOF ¶ 30.
With the team in place, Defendants set out to create Oh, the Places You'll Boldly Go! ("Boldly "). Although concerned about their project's legal risk, Mr. Gerrold and Mr. Hauman concluded that their proposed project would likely qualify as a "parody" of the source material and therefore constitute a fair use. Id. ¶¶ 10-12, 16-18, 23-24. Each of Mr. Templeton, Mr. Gerrold, and Mr. Hauman testified that he considered Boldly a parody, a mash-up, and a transformative work. See, e.g. , Duvdevani Decl. Ex. 1, ECF No. 107-23, at 120:14-23; Duvdevani Decl. Ex. 2 at 68:7-8, 77:19-78; Duvdevani Decl. Ex. 3, ECF No. 107-25, at 75:23-76:11. They also did not anticipate that Boldly would compete with Go! or any other of the Copyrighted Works. See, e.g. , Duvdevani Decl. Ex. 2 at 43:3-45:1; Duvdevani Decl. Ex. 3 at 185:18-186:3.
But each Defendant also testified that he copied from the Copyrighted Works to create Boldly. SOF ¶¶ 33-34, 52-55, 57, 65. Indeed, Mr. Hauman scanned a copy of Go! to Mr. Gerrold because he wanted to "parallel [Go! ] as close as [he] c[ould]." Id. ¶ 34. Although Mr. Gerrold had written his first draft "from scratch" and without access to Go! , he later rewrote Boldly 's text to more closely match Go! Id. ¶ 35. Mr. Hauman created a side-by-side comparison of Go! 's and Boldly 's text, id. ¶¶ 34, 57, to assist himself and Mr. Gerrold in their effort "to parallel the structure of [Go! ]." Duvdevani Decl. Ex. 2 at 95:7-8.
Mr. Templeton testified as to his process for illustrating Boldly :
I would have the original book open to what I was looking at. I would rough out the positions the characters are in. After I was satisfied with the position that the characters are in being similar enough to evoke the original source material, I would render them as carefully as I could.
Duvdevani Decl. Ex. 1 at 171:3-9. For example, Mr. Templeton's illustration of one page took him about seven hours because he "painstakingly attempted to make" his illustration "nearly identical" in certain respects to one illustrated by Dr. Seuss. Id. at 167:1-17. Mr. Hauman instructed Mr. Templeton to "go closer to" Go! , SOF ¶¶ 37, 49, 53, and Mr. Templeton later admitted, "I did, in fact, slavishly copy from Seuss," to illustrate Boldly. Id. ¶ 54. This was because it was "essential to the parody ... that people recognize the source material in poses since they WON'T be seeing the Grinch or the Whos or the Gox" or any other character from Dr. Seuss, and Mr. Templeton was therefore "concerned if we try to completely ignore everything about the source material the gags fall apart." Duvdevani Decl. Ex. 68, ECF No. 107-64, at 609.
Defendants included two disclaimers on the copyright page of the unpublished, "completed" draft of Boldly. Duvdevani Decl. Ex. 31, ECF No. 115-11, at 452. The first read: "This is a work of fair use, and is not associated with or endorsed by CBS Studio or Dr. Seuss Enterprises, L.P." Id. The second disclaimer read, "Copyright Disclaimer under section 107 of the Copyright Act 1976, allowance is made for 'fair use' for purposes such as criticism, comment, news reporting, teaching, scholarship, education, research, and parody." Id.
*1109The copyright page further attributes the copyright and trademarks in Boldly to Mr. Gerrold and Mr. Templeton-not to Plaintiff. Id.
2. Plans to Publish and Sell Boldly
In July 2016, Mr. Hauman contacted John Frazier, a merchant at ecommerce retailer ThinkGeek, to assess interest in handling merchandise, printing and distribution for Boldly. SOF ¶ 41. Mr. Frazier advised Mr. Hauman that, while ThinkGeek did not manufacture books, it could handle distribution for Boldly, but stated: "It goes without saying you've got the license, though, right?" Duvdevani Decl. Ex. 29, ECF No. 107-42, at 441. Mr. Hauman replied to Mr. Frazier, "No license, this is straight parody fair use of both Seuss and Trek," but "I realize this may complicate matters for you and cause you to pass" and, "if so, I completely understand and no hard feelings." Id.
ThinkGeek eventually ordered 5,000 copies of Boldly , if they could be printed and delivered in time for Christmas sales. SOF ¶ 93. On July 19, 2016, Mr. Hauman wrote an e-mail to another third-party stating: "[H]ad a conversation with the senior buyer for ThinkGeek, and we'll be selling them a lot of stuff. (I was hoping they'd even handle fulfillment on merchandise, but since this is unlicensed it seems unlikely.)." Duvdevani Decl. Ex. 30, ECF No. 107-43, at 444.
On August 31, 2016, Defendants launched a fundraising campaign on Kickstarter.com to pay for the production costs and fixed costs for creating Boldly. SOF ¶ 66. Defendants never contacted Plaintiff or CBS/Paramount for a license, id. ¶ 10, but told the public, in the "Risks and Challenges" section of their Kickstarter campaign:
While we firmly believe that our parody, created with love and affection, fully falls within the boundary of fair use, there may be some people who believe that this might be in violation of their intellectual property rights. And we may have to spend time and money proving it to people in black robes. And we may even lose that.
Id. ¶ 67. The Kickstarter campaign ran through September 30, 2016, netting 727 backers who pledged $ 29,575 to the project. See Duvdevani Decl. Ex. 40, ECF No. 107-50, at 522.
Allison Adler, an editor at publisher Andrews McMeel Publishing ("AMP"), saw the Kickstarter page, reached out to Defendants, and subsequently presented a proposal to AMP's Acquisitions Committee for publishing Boldly , describing the intended audience as "Graduates and parents of graduates (college, high school, 8th grade); fans of Star Trek; fans of Dr. Seuss." Id. ¶¶ 73-77, 80.
Mr. Hauman and Ms. Adler spoke and exchanged several e-mails. Id. ¶¶ 80, 82-85, 87-88, 90. Mr. Hauman disclosed to Ms. Adler his discussions with ThinkGeek, that Defendants were considering sequels to Boldly ("Picard Hears A Q" and "One Kirk, Two Kirk, Red Shirt, Blue Shirt"), and that Defendants wanted to create merchandise for Boldly , depending on "what can be done legally with and without permission." Id. ¶¶ 72, 85.
On September 19, 2016, AMP sent Mr. Hauman an offer to publish Boldly and, following several rounds of correspondence, the parties reached a "letter of agreement" on the principal terms on September 21, 2016. Id. ¶¶ 87-90. By September 27, 2016, AMP's VP of Sales advised Ms. Adler to "do an on-sale date" of February 28, 2017, "for the trade," Duvdevani Decl. Ex. 57, ECF No. 115-22, at 583, so "we can try and capture some grad biz." Duvdevani Decl. Ex. 58, ECF No. 115-23, at 586.
*11103. Plaintiff's Demand Letters and Litigation
After learning about Boldly , Plaintiff sent Defendants three letters, dated September 28, October 7, and October 25, 2016, demanding that Defendants immediately cease all use of the Copyrighted Works. SOF ¶¶ 104-06. Plaintiff also sent a DMCA takedown notice to Kickstarter on October 7, 2016. Id. ¶ 69.
On September 28, 2016-the date the first letter was sent to Defendants-Mr. Hauman forwarded it to Ms. Adler of AMP. Id. ¶ 94. The next day, AMP's President advised that "the risk of moving forward is not something we can take on," and AMP withdrew from the project. Id. ¶¶ 95-97. Defendants did not send the letters to ThinkGeek. See id. ¶ 118.
Defendants retained counsel on October 26, 2018, and sent Plaintiff a responsive letter on October 28, 2016, which refused DSE's demands, threatened legal claims, and advised that Defendants would be sending a counter-notice to Kickstarter to reinstate its campaign, which they did on October 31, 2016. Id. ¶ 107-09.
Plaintiff filed this infringement action on November 10, 2016. ECF No. 1. After receiving the Complaint, Mr. Gerrold suggested that re-drawing the illustrations could be a "way out" of the litigation:
A lot of our artwork is based on Dr. Seuss's artwork. What if we did whole new artwork, not specifically based on any individual drawing by Seuss, but close enough to his style to match the text. If we replace the stuff that's too dead on - yes, its extra work for Ty [Templeton], but it really weakens their case.
Duvdevani Decl. Ex. 24, ECF No. 107-38, at 421. Mr. Templeton admitted that he "did, in fact, slavishly copy from Seuss," and noted that "[i]n my original layouts for our book, I was ignoring the layouts for [Go! ] book, and just trying for a S[eu]ssian art style." Id. Mr. Templeton offered to revise the artwork to follow Go! less closely. Id.
On November 15, 2016, Mr. Hauman notified ThinkGeek about Plaintiff's claims. SOF ¶ 125. On February 2, 2017, ThinkGeek contacted Mr. Hauman for an update, as it would "LOVE to be able to offer [Boldly ] for Graduation." Duvdevani Decl. Ex. 66, ECF No. 107-62, at 605. Mr. Hauman replied, "I would LOVE to offer it to you, but the lawsuit grinds on." Id. Boldly remains unpublished. See, e.g. , Duvdevani Decl. Ex. 3 at 139:6-140:3.
II. Procedural Background
Many of the issues raised by Plaintiff's and Defendants' Motions for Summary Judgment have been addressed previously in the course of the extensive motion practice in this case.
A. Defendants' First Motion to Dismiss
Following the filing of Plaintiff's Complaint on November 10, 2016, see ECF No. 1, Defendants moved to dismiss Plaintiff's copyright claims on the grounds of fair use and its trademark claims on the grounds that Plaintiff held no cognizable trademark rights in the title, artistic style, or fonts used in Go! and, if it did, Defendants' use was protected by the First Amendment under Rogers v. Grimaldi ,
On June 9, 2017, the Court granted in part and denied in part Defendants' first motion to dismiss. See generally ECF No. 38. Regarding Defendants' fair use defense, the Court found that Boldly is "a highly transformative work that takes no more than necessary to accomplish its transformative purpose and will not impinge *1111on the original market for Plaintiff's underlying work." Id. at 12. Although the Court declined to find that Boldly is a parody, the Court concluded that Boldly "is no doubt transformative." Id. at 8. Acknowledging that Defendants did intend to profit from Boldly , the Court concluded that the weight given Defendants' commercial purpose "is slight given both the transformative nature of the work ... and the fact that Boldly does not supplant the market for Go! or the other relevant Dr. Seuss works." Id. The Court concluded that the creative nature of the Copyrighted Works weighed slightly in Plaintiff's favor, id. at 9, while the amount and substantiality of the Copyrighted Works Defendants used did "not weigh against Defendants" because Boldly did not copy elements from Go! and the other Copyrighted works "in their entirety" and did not "copy more than is necessary to accomplish its transformative purpose." Id. at 9-10. Finally, accepting Plaintiff's allegations as true, the Court concluded that the Court had to presume some degree of harm to Plaintiff's licensing opportunities, although "this presumed harm is neutralized somewhat by the fact that Boldly does not substitute for the original and serves a different market function than Go!" because "Boldly 's market relies on consumers who have already read and greatly appreciated Go! and Dr. Seuss's other works, and who simultaneously have a strong working knowledge of the Star Trek series," rendering it "unlikely that Boldly would severely impact the market for Dr. Seuss's works." Id. at 11. "Ultimately, given the procedural posture of this motion and near-perfect balancing of the factors, the Court" denied Defendants' first motion as to fair use. Id. at 13.
As to Plaintiff's trademark and unfair competition claims, the Court recognized that the Rogers test was applicable, see id. at 14-16, concluding that "there is no question that Defendants' invocation of Plaintiff's alleged trademarks is relevant to Boldly 's artistic purpose," id. at 15, and that "Boldly does not explicitly mislead as to its source or contents." Id. at 16. Nonetheless, the Court declined to grant Defendants' motion regarding Plaintiff's alleged trademark in Go! 's title because Defendants failed to address Plaintiff's argument concerning confusingly similar titles. Id. at 17. The Court granted Defendants' motion to dismiss Plaintiff's trademark claims on nominative fair use grounds because Plaintiff failed to oppose Defendants' arguments on the merits. Id. at 18-19. Given the dismissal of Plaintiff's trademark claims, the Court also dismissed its unfair competition claims. Id. at 19. Nonetheless, the Court granted Plaintiff leave to file an amended complaint regarding its trademark and unfair competition causes of action. See id. at 20.
B. Defendants' Second Motion to Dismiss
Plaintiff filed the operative Amended Complaint on June 22, 2017, see ECF No. 39, which Defendants again moved to dismiss. See ECF No. 41. The Court denied Defendants' motion. See generally ECF No. 51. As to Defendants' fair use defense, although the Court found no "reason to alter its analysis regarding the first three factors," see id. at 6, the Court re-examined the fourth factor, concluding that it would "not presume market harm" because it had found that Boldly was transformative. Id. at 9. Based on Plaintiff's allegations, however, the Court concluded that there was "potential harm to the market for Plaintiff's derivative works" and that the factor favored Plaintiff. Id.
As for Plaintiff's trademark and unfair competition claims, the Court concluded that the title of Go! may be entitled to trademark protection, id. at 13, but that *1112"Plaintiff's claimed general 'illustration style' is not protectable." Id. at 15. The Court therefore focused on Plaintiff's allegations concerning the use of the title of Go! and its font in analyzing Defendants' nominative fair use arguments. Id. Although the Court determined that there was no descriptive substitute for the title of the book and it was necessary for Boldly to use Go! 's title, id. at 19, and that Defendants did "nothing in conjunction with the use of the mark to suggest a sponsorship or endorsement by Plaintiff," id. at 23, the Court concluded that "it was unnecessary for Defendants to use the distinctive font as used on Go! to communicate their message (i.e., that Boldly is a mash-up of the Go! and Star Trek universes)." Id. at 21-22. As before, the same result was applicable to Plaintiff's unfair competition claims. See id. at 23-24.
C. Defendants' Motions for Judgment on the Pleadings and Issuance of a Request to the Register of Copyrights Pursuant to
On December 21, 2017, Defendants answered the First Amended Complaint, see ECF No. 53, and moved for judgment on the pleadings of Plaintiff's trademark and unfair competition claims under Rogers as applied by the Ninth Circuit's recent decision in Twentieth Century Fox Television v. Empire Distribution, Inc. ,
On May 21, 2018, the Court denied Defendants' motion for issuance of a request to the register of copyrights, see ECF No. 88, and granted in part and denied in part Defendants' motion for judgment on the pleadings. See ECF No. 89. With respect to the motion for judgment on the pleadings, as before, the Court concluded that Defendants' invocation of Plaintiff's trademarks was relevant to Boldly 's artistic purpose and content.
As for Defendants' motion under Section 411(b)(2), Defendants claimed that "The Sneetches" was published in a July 1953 issue of Redbook and that "The Zax" was published in the March 1954 issue, but that Mr. Geisel failed timely to renew the copyright for either story. ECF No. 57 at 3-4. Further, when Mr. Geisel applied to register the copyright in Sneetches , he failed to indicate that Sneetches contained these previously published works.
MOTIONS FOR SUMMARY JUDGMENT
I. Legal Standard
Under Federal Rule of Civil Procedure 56(a), a party may move for summary judgment as to a claim or defense or part of a claim or defense. Summary judgment is appropriate where the Court is satisfied that there is "no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a) ; Celotex Corp. v. Catrett ,
The initial burden of establishing the absence of a genuine issue of material fact falls on the moving party. Celotex , 477 U.S. at 323,
Once the moving party satisfies this initial burden, the nonmoving party must identify specific facts showing that there is a genuine dispute for trial. Celotex , 477 U.S. at 324,
II. Analysis
A. Defendants' Motion for Summary Judgment
Defendants seek summary judgment as to all of Plaintiff's surviving claims on the grounds that Defendants are entitled to summary adjudication on their Twelfth and Thirty-Seventh Affirmative Defenses for Fair Use and First Amendment, respectively. Defs.' MSJ Notice at 1.
*11141. Copyright Infringement and Fair Use
Defendants seek summary adjudication on Plaintiff's copyright infringement claim on the grounds that Boldly is a fair use. See Defs.' MSJ at 7-12. As the Court has previously explained, see ECF No. 38 at 4 (citing
In codifying the fair use doctrine, Congress set forth four non-exclusive factors for courts to consider in evaluating whether a particular use of a copyrighted work is fair:
(1) the purpose and character of the use, including whether such use is of a commercial nature or is for nonprofit educational purposes;
(2) the nature of the copyrighted work;
(3) the amount and substantiality of the portion used in relation to the copyrighted work as a whole; and
(4) the effect of the use upon the potential market for or value of the copyrighted work.
... "The fair use doctrine thus 'permits [and requires] courts to avoid rigid application of the copyright statute when, on occasion, it would stifle the very creativity which that law is designed to foster.' " ... Accordingly, "the analysis is a flexible one[,]" to be "perform[ed] on a case-by-case basis" and "in light of the copyright law's purpose 'to promote the progress of science and art by protecting artistic and scientific works while encouraging the development and evolution of new works.' "
ECF No. 38 at 5 (quoting
a. First Factor: The Purpose and Character of the Use
As the Court previously explained,
"The central purpose of this [factor] is to see ... whether the new work merely 'supersede[s] the objects' of the original creation ... or instead adds something new, with a further purpose or different character, altering the first with new expression, meaning, or message; it asks, in other words, whether and to what extent the new work is 'transformative.' " ... Because "the goal of copyright, to promote science and the arts, is generally furthered by the creation of transformative works[,]" the "more transformative the new work, the less will be the significance of other factors, like commercialism, that may weigh against a finding of fair use." ... "[A]n allegedly infringing work is typically viewed as transformative as long as new expressive content or message is apparent." ... "This is so even where ... the allegedly infringing work makes few physical changes to the original or fails to comment on the original." ... However, even when a new use is transformative, "the degree to which the new user exploits the copyright for commercial gain-as opposed to incidental use as part of a commercial enterprise"-affects the overall balance of this factor.
ECF No. 38 at 6-7 (quoting Campbell ,
Not surprisingly, Defendants argue that "[t]he Court's analysis of [this] ... fair use factor[ ] is settled," Defs.' MSJ at 7, while Plaintiff urges the Court to "reconsider [its] finding in light of further legal developments," specifically, the Federal Circuit's subsequent decision in Oracle America, Inc. v. Google LLC ,
The Court does not find Oracle persuasive. Plaintiff argues that " Oracle held that ... Google's use of Oracle's Java program was not transformative, despite the fact that Google only used 37 of the 166 Java SE API packages and created its own implementing code." Pl.'s MSJ at 16 (citing Oracle ,
Further, the Court is not persuaded that Boldly "has the same intrinsic purpose and function as Go! ," i.e. , "providing an illustrated book, with the same uplifting message that would appeal to graduating high school and college seniors," see Pl.'s MSJ at 17, or that Defendants "act[ed] in bad faith." See id. at 17. While Boldly may be an illustrated book with an uplifting message (something over which Plaintiff cannot exercise a monopoly), it is one tailored to fans of Star Trek 's Original Series. See, e.g. , Duvdevani Decl. Ex. 2 at 67:1-68:3. Further, that Defendants discussed the necessity of a license and determined that Boldly was a "fair use parody" without seeking the advice of counsel does not amount to bad faith. See, e.g. , Campbell ,
Finally, Plaintiff's argument that Boldly is a derivative work misses the *1116mark, as a derivative work is not foreclosed from being transformative (or constituting a fair use). The Copyright Act defines a "derivative work" as "a work based upon one or more preexisting works, such as a translation, musical arrangement, dramatization, fictionalization, motion picture version, sound recording, art reproduction, abridgment, condensation, or any other form in which a work may be recast, transformed, or adapted."
b. Second Factor: The Nature of the Copyrighted Use
The Parties agree that there is no reason for the Court to alter its prior finding that "this factor as a whole ... weighs only slightly in [Plaintiff's] favor." See ECF No. 38 at 9 (quoting Seltzer ,
c. Third Factor: The Amount and Substantiality of the Portion Used
In ruling on Defendants' first motion to dismiss, the Court found that, although "there is no dispute that Boldly copies many aspects of Go! 's and other Dr. Seuss illustrations[,] ... Boldly does not copy them in their entirety[,]" but rather "infuse[s each] with new meaning and additional illustrations that reframe Seuss images from a unique Star-Trek viewpoint." ECF No. 38 at 9. The Court also found that Boldly did not "copy more than is necessary to accomplish its transformative purpose."
Defendants urge the Court to stand by its earlier ruling, see Defs.' MSJ at 7, while Plaintiff again encourages the Court to reconsider its prior conclusion given the Federal Circuit's decision in Oracle and facts developed in discovery that it claims *1117show "Defendants took far more from Go! than they needed to create a Dr. Seuss-Star Trek mash-up." See Pl.'s MSJ at 20-21. Specifically, Plaintiff claims that " Oracle makes clear ... Defendants' addition of new content stolen from another copyright holder (Star Trek trademarks and references) does not lessen the substantiality of the taking from" Plaintiff.
The Court is unpersuaded. There is always an argument to be made that an infringement defendant could have used less-otherwise the case would not be in litigation. The pertinent question is whether Defendants "only copie[d] as much as [wa]s necessary for [their] intended use. " L.A. News Serv. v. CBS Broad., Inc. ,
Although the Court ultimately concluded that Boldly was not a parody, see ECF No. 38 at 8, the Court concludes that this case is most analogous to the situation in Leibovitz v. Paramount Pictures Corp. ,
The Second Circuit stressed that, "[i]n assessing the amount and substantiality of the portion used, [the court] must focus only on the protected elements of the original."
As in Leibovitz , the Court must take care in distinguishing precisely those elements of the Copyrighted Works to which Plaintiff is entitled copyright protection. Examining the cover of each work, for example, Plaintiff may claim copyright protection in the unique, rainbow-colored rings and tower on the cover of Go! Plaintiff, however, cannot claim copyright over any disc-shaped item tilted at a particular angle; to grant Plaintiff such broad protection would foreclose a photographer from taking a photo of the Space Needle just so, a result that is clearly untenable under-and antithetical to-copyright law.
But that is essentially what Plaintiff attempts to do here. Instead of replicating Plaintiff's rainbow-ringed disc, Defendants drew a similarly-shaped but decidedly non-Seussian spacecraft-the USS Enterprise-at the same angle and placed a red-and-pink striped planet where the larger of two background discs appears on the original cover. See Duvdevani Decl. Ex. 31, ECF No. 115-11, at 450. Boldly 's cover also features a figure whose arms and hands are posed similarly to those of Plaintiff's narrator and who sports a similar nose and eyes, but Boldly 's narrator has clearly been replaced by Captain Kirk, with his light, combed-over hair and gold shirt with black trim, dark trousers, and boots.5
Further, Defendants here took less from Plaintiff's copyrighted works both quantitatively and qualitatively than the defendant in Leibovitz. The defendant in Leibovitz incorporated nearly the entirety of the plaintiff's photograph, except for superimposing a different face onto the body.
d. Fourth Factor: The Market Effect of the Use
*1119This factor considers "not only the extent of market harm caused by the particular actions of the alleged infringer, but also 'whether unrestricted and widespread conduct of the sort engaged in by the defendant ... would result in a substantially adverse impact on the potential market' for the original." ... "Where the allegedly infringing use does not substitute for the original and serves a 'different market function,' such factor weighs in favor of fair use." ... However, "[t]his factor also considers any impact on 'traditional, reasonable, or likely to be developed markets.' "
ECF No. 38 at 10-11 (quoting Campbell ,
At oral argument, Plaintiff's counsel conceded that, if the Court concludes that Boldly is transformative, the burden is on Plaintiff to demonstrate a likelihood of future market harm. ECF No. 148 at 7:5-24, 12:20-22; see also, e.g. , Campbell ,
Given that this factor is often treated as the "single most important element of fair use," see Harper & Row Publishers, Inc. v. Nation Enters. ,
At the hearing, the Court asked Plaintiff to identify any record evidence that Boldly is likely to harm the market for Go! and Plaintiff's licensed derivatives. ECF No. 148 at 15:16-16:19; see also id. at 8:9-16, 11:2-12:12, 14:1-24. As in its papers, Plaintiff argued that, "had Defendants and their publisher and wholesalers acted on th[eir] plan to target 'fans of Seuss' and 'Trek' in Spring, a substantial number of purchasers would have bought Boldly , rather than Go! , as a graduation gift." Pl.'s MSJ Reply at 8; see also ECF No. 148 at 14:1-24. As for Plaintiff's market for derivative works, Plaintiff introduced undisputed evidence that it has published many derivatives of the Copyrighted Works-including collaborations with other rights holders-and has a "robust licensing program." Pl.'s MSJ at 9; see also ECF No. 148 at 9:9-11:18. Plaintiff also contends that " 'unrestricted and widespread conduct of the sort engaged in by the defendant' would harm [Plaintiff]'s licensing program." Pl.'s MSJ at 10 (quoting Campbell ,
Even viewing the undisputed evidence most favorably to Plaintiff, the Court concludes that Plaintiff has failed to sustain its burden to demonstrate by a preponderance of the evidence that Boldly is likely substantially to harm the market for Go! or licensed derivatives of Go! Instead, the "potential harm to [Plaintiff]'s market remains hypothetical." See, e.g. , Perfect 10, Inc. v. Amazon.com, Inc. ,
Equals Three is instructive. In Equals Three , a producer of online humor videos brought a declaratory relief action against the owner of an online library of user-generated video clips, seeking an injunction and declaratory judgment that its use of the owner's videos was a fair use.
In evaluating the alleged infringer's fair use defense, the district court determined that, although not parodic, the use of all but one of the videos was transformative and that the commercial nature of the use was outweighed by this transformativeness.
With respect to market harm, the copyright holder offered the "speculative conclusion" that its videos are most valuable shortly after publication and that this was when the alleged infringer copied its videos.
Similarly, in Perfect 10 , the Ninth Circuit determined that Google's use of thumbnails of copyrighted images was highly transformative, see
*1122
As in Perfect 10 and Equals Three , the Court has concluded that Defendants' use of the Copyrighted Works was transformative. See supra Section II.A.1.a. Accordingly, as Plaintiff itself has conceded, see ECF No. 148 at 7:5-24, 12:20-22, and as the Court has previously found, see ECF No. 51 at 9, harm to Plaintiff's potential market for Go! cannot be presumed. See, e.g. , Campbell ,
As before, see ECF No. 38 at 11 (citing Kelly , 336 F.3d at 821 ), the Court concludes on the record before it that Boldly is not likely to usurp Go! 's market as a children's book:
Boldly does not substitute for the original and serves a different market function than Go! ... Indeed, Boldly 's market relies on consumers who have already read and greatly appreciated Go! and Dr. Seuss's other works, and who simultaneously have a strong working knowledge of the Star Trek series. It is therefore unlikely that Boldly would severely impact the market for Dr. Seuss's works.
Yes, Defendants wanted Boldly to be "family friendly," but they "d[idn']t expect it to be read by 5 year olds"; they just wanted it to "be safe for them." Duvdevani Decl. Ex. 20, ECF No. 107-35, at 362. Even if Boldly appears "family friendly," id. , it still touches on more adult subjects, including "lovers ... [who]'ll never be back for an episode two." Duvdevani Decl. Ex. 31 at 456. Even the illustrations are imbued with sexual innuendo, with one page depicting a number of women (and possibly one man) with whom Captain Kirk has slept. See id. at 469. The illustration also features Captain Kirk pulling on his boots, see id. , which Mr. Templeton explains "is a common trope of Star Trek that after Captain Kirk has bedded a lovely alien lady, you will always see the scene afterwards, he will be pulling his boots back on. That was the sort of shorthand in Star Trek for Captain Kirk got some.... [The illustration]'s evocative of the Star Trek element of sex." Duvdevani Decl. Ex. 1 at 175:3-17.
This further cements the Court's prior conclusion that Boldly is targeted at those who have an appreciation of both Go! (or other Dr. Seuss works) and Star Trek 's Original Series. As Mr. Gerrold testified, Star Trek "is a very adult show and was always from the very beginning ... a commentary on social issues, it is about the challenges that adults face, and Star Trek is for a very adult demographic." Duvdevani Decl. Ex. 2 at 43:12-18. Boldly was intended "for adults who are familiar with all the episodes [of Star Trek ]" and "would not work for kids who have not seen the episode[s]." Id. at 44:10-14. Despite its admittedly Seussian appearance, Boldly is clearly not a children's book and there is a minimal risk that Boldly will usurp Go! 's market to the extent it is targeted to children (either directly or through their parents).
The closer question concerns Go! 's graduation and derivative markets. See, e.g. , Pl.'s MSJ at 22-24. Plaintiff claims, for example, that "Boldly was intended to compete with, and thus supplant, Go! in *1123the market for graduation gifts." Id. at 23. It is clear that Defendants' publisher and distributor intended to market Boldly for, among other purposes, graduation,7 see, e.g. , Duvdevani Decl. Ex. 48, ECF No. 115-19, at 550 (identifying the possible audience as "[g]raduates and parents of graduates (college, high school, 8th grade); fans of Star Trek ; fans of Dr. Seuss"); Duvdevani Decl. Ex. 66, ECF No. 107-62 ("[ThinkGeek woul]d LOVE to be able to offer [Boldly ] for Graduation on the site."), but Plaintiff has introduced no evidence concerning the likely incidence of such purchases or the possible impact-if any-on its considerable licensing revenues.
What is clear is that Go! is Plaintiff's "best-selling book," see SOF ¶ 141, and that is it a "NY Times best seller each spring" with "[o]ver 12.5M copies sold with sales increasing the past 4 years!" See Duvdevani Decl. Ex. 108, ECF No. 115-52, at 1. Defendants, on the other hand, raised $ 29,575 from 727 backers for Boldly over a two-month period through Kickstarter, see Duvdevani Decl. Ex. 40, ECF No. 107-50, at 522, and ThinkGeek placed an order for 5,000 copies of Boldly for Christmas 2016 sales. See Duvdevani Decl. Ex. 59, ECF No. 115-24; Duvdevani Decl. Ex. 60, ECF No. 107-59. Although it is certainly conceivable that some would-be purchasers of Go! would instead purchase Boldly for a Trekkie graduate, there is a dearth of evidence or expert testimony permitting the Court to extrapolate the likely effect-if any-that Boldly may have on Plaintiff's sales of Go!
The same is true of Plaintiff's derivative market. It is undisputed that Plaintiff was the top book licensor in 2017, see Duvdevani Decl. Ex. 126, ECF No. 107-81, and that the "bulk" of Plaintiff's revenues comes from licensing, with approximately half of those revenues coming from publishing in "non-film year[s]." Duvdevani Decl. Ex. 4, ECF No. 115-2, at 59:6-60:2. It is also undisputed that Plaintiff has licensed books derivative of Go! , such as Go!: Oh Baby! Go, Baby! ; Oh, the Places I'll Go! by ME, Myself ; Oh, Baby, the Places You'll Go! ; Oh, the Places You'll Go (Pop-Up) ; and Oh, the Places I've Been! Journal , see, e.g., id. at 75:7-79:22, 80:4-7; see also SOF ¶ 142, and that Plaintiff has licensed collaborations in which Plaintiff's intellectual property is combined with another's intellectual property, such as Wubbulous World of Dr. Seuss , Grinch Panda Pop , a clothing line with Comme des Garçons, Dr. Seuss Funko figurines, and PBD-related books based on The Cat in the Hat Knows a Lot About That. See, e.g. , Duvdevani Decl. Ex. 4 at 125:2-129:2, 135:25-137:3, 142:19-146:19, 151:1-160:5, 166:4-168:12, 284:19-286:3; see also SOF ¶¶ 150-56.
As in Perfect 10 and Equals Three , however, Plaintiff has introduced no evidence tending to show that it would lose licensing opportunities or revenues as a result of publication of Boldly or similar works. See, e.g. , Perfect 10 ,
And merely because Plaintiff has licensed works derivative of Go! does not mean that a license is required in all instances. See, e.g. , Authors Guild, Inc. v. HathiTrust ,
Under circumstances such as this, in which Plaintiff has failed to introduce evidence tending to demonstrate that the challenged work will substantially harm the market for its Copyrighted Works, the Court may conclude that this factor favors neither party. See Perfect 10 ,
e. Weighing of the Factors
"No single factor or combination of factors controls the fair use analysis; rather, the Court must weigh all the facts 'in light of the purposes of copyright.' " Sofa Entm't, Inc. v. Dodger Prods., Inc. ,
Here, the Court has concluded that Boldly is highly transformative. As such, Boldly serves to further "the goal of copyright, to promote science and the arts." See Campbell , 510 U.S. at 579,
*11262. Trademark Infringement Claims
Defendants also seek summary adjudication of Plaintiff's surviving trademark infringement claims.9 See Defs.' MSJ at 12-18. Following the Court's dismissal of Plaintiff's claims based on the title of Boldly , see ECF No. 89 at 8-9, Plaintiff's surviving trademark claims are premised upon Defendants' alleged misappropriation of "the stylized font that [Plaintiff] uses consistently throughout the Dr. Seuss books" and "Dr. Seuss's unique illustration style." See, e.g. , FAC ¶¶ 76, 85. Defendants contend that these claims are defective because neither a stylized font nor an illustration style is subject to trademark protection, see Defs.' MSJ at 13-15, and, even if they were, that Defendants' use merits First Amendment protection under Rogers v. Grimaldi ,
a. Trademark Protection
i. Illustration Style
Defendants contend that "[t]rademark law does not protect an artist's overall style, rather than discrete manifestations of that style." Defs.' MSJ at 13. Despite acknowledging that "no reported case has involved these precise facts," Plaintiff counters that "illustrative style and font meet the Lanham Act's intentionally broad definition of mark." Pl.'s MSJ Opp'n at 18. Indeed, Plaintiff argues, "the undisputed evidence amply supports [Plaintiff]'s allegations that [Plaintiff's stylized font and unique illustration style] are distinctive and have acquired secondary meaning in the mind of the public, and are readily associated with [Plaintiff]." Id. at 17. Plaintiff relies heavily upon a survey introduced by its expert, Hal L. Poret, which "shows that 24% of consumers are confused as to origin [of Boldly ] because Defendants deliberately used [Plaintiff's distinctive illustration style and font], which is legally probative of confusion." Id. at 18 (emphasis in original).
In ruling on Defendants' motion to dismiss, the Court concluded that, "at this stage of the proceedings and based on the information in front of the Court, ... Plaintiff's claimed general 'illustration style' is not protectable." ECF No. 51 at 15 (citing Whitehead v. CBS/Viacom, Inc. ,
The Court sees no legal or factual basis to change its conclusion at the summary judgment stage. Accordingly, the Court GRANTS Defendants' motion and grants summary judgment on Plaintiff's trademark claims to the extent they are premised on Plaintiff's artistic style. See, e.g. , Munro v. Lucy Activewear, Inc. ,
*1127Galerie Furstenberg v. Coffaro ,
Because "the same result inures regarding Plaintiff's unfair competition claims," see ECF No. 38 at 19; ECF No. 51 at 23; see also Cleary v. News Corp. ,
ii. Typeface10
Defendants first argue that "[a] mutable font is no more susceptible of trademark rights than a general style." Defs.' MSJ at 14. The Court must agree. Although "[o]ne can obtain a trademark on the name of a typeface ..., as trademarks only protect the use of a name or mark in commerce, trademark cannot protect the design of the typeface itself." Evans, supra note 10, at 323 (footnotes omitted) (citing Lipton, supra note 10, at 184). A number of publications use distinctive typefaces. The New Yorker , for example, uses its own Irvin typeface for its headlines, David Consuegra, American Type Design and Designers 170-71 (2004), and Adobe Caslon for the text of its articles. See Adam Gopnik, John Updike , New Yorker, Feb. 9, 2009, at 35. Although The New Yorker may trademark the name of the typeface or its mark in that stylized typeface, see THE NEW YORKER,
Even if the typeface Defendants copied for the cover, title page, and spine of Boldly were entitled to trademark protection, however, Defendants contend that "Boldly does not use th[e] 'Seuss font[s]' " Plaintiff urges licenses to use in its Style Guide. Defs.' MSJ Reply at 8-9. Defendants have introduced evidence that Plaintiff instructs licensees to use its custom Dr. Seuss Light *1128or Bold fonts "for graphics, titles, or call outs on packaging." Duvdevani Decl. Ex. 85-1, ECF No. 115-29, at 13. The Dr. Seuss font "is the primary font of the Dr. Seuss licensing program" and was inspired by Dr. Seuss' hand lettered title from The Cat in the Hat.
The Court acknowledges that it previously concluded, without considering the Ninth Circuit's decision in Twentieth Century Fox Television v. Empire Distribution, Inc. ,
Having concluded that the title of Boldly does not violate the Lanham Act, the Court now concludes that Defendants' use of Seussian typefaces, not in conjunction with an enforceable mark, cannot support a claim for violation of the Lanham Act or, consequently, California's Unfair Competition Law. Accordingly, the Court GRANTS Defendants' Motion for Summary Judgment as to Plaintiff's remaining trademark and unfair competition claims, to the extent they are based upon Defendants' alleged misappropriation of Plaintiff's typefaces. The Court also GRANTS Defendant's Motion for Summary Judgment and DISMISSES Plaintiff's surviving unfair competition claims to the same extent.
b. First Amendment Protection Under Rogers
Given the Court's conclusion that neither Plaintiff's artistic style nor distinctive font is entitled to trademark protection, see supra Section III.B.2.a, the Court declines to address Defendants' argument that their use of the alleged marks is entitled to First Amendment protection under Rogers . See Defs.' MSJ at 15-18.
B. Plaintiff's Motion for Summary Judgment
In light of the Court's conclusion that Defendants are entitled to summary judgment on their fair use defense, see supra Section II.A.1, the Court DENIES Plaintiff's Motion for Summary Judgment.
EVIDENTIARY MOTIONS
Plaintiff requests that the Court strike the Booth Declaration and Exhibits 1 through 7 thereto, see generally Mot. to Strike, and exclude the testimony of Defendants' expert, Dr. Joshua Gans. See generally Mot. to Exclude. Because the Court relies on neither the Booth Declaration nor the opinions of Dr. Gans in reaching the above conclusions, the Court DENIES AS MOOT Plaintiff's Motions to Exclude and to Strike.
CONCLUSION
In light of the foregoing, the Court GRANTS Defendants' Motion for Summary Judgment (ECF No. 108), DENIES Plaintiff's Motion for Summary Judgment (ECF No. 107), and DENIES AS MOOT Plaintiff's Motions to Exclude (ECF No. 104) and to Strike (ECF No. 116).
IT IS SO ORDERED.
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