Dr. Rulon Garfield v. The United States

770 F.2d 1061, 1985 U.S. App. LEXIS 15252
CourtCourt of Appeals for the Federal Circuit
DecidedAugust 26, 1985
DocketAppeal 85-550
StatusPublished

This text of 770 F.2d 1061 (Dr. Rulon Garfield v. The United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dr. Rulon Garfield v. The United States, 770 F.2d 1061, 1985 U.S. App. LEXIS 15252 (Fed. Cir. 1985).

Opinion

*1062 PAULINE NEWMAN, Circuit Judge.

The decision of the United States Claims Court, denying appellant’s motion for summary judgment, granting appellee’s cross-motion for summary judgment, and dismissing appellant’s complaint, is affirmed.

OPINION

The facts surrounding this pre-Civil Service Reform Act appeal are set forth in the Claims Court’s opinion, 6 Cl.Ct. 54 (1984), and are not disputed by the parties. That opinion also contains a summary of the initial decision of the Presiding Official at the Denver Field Office and the final decision of the Merit Systems Protection Board (Board). We have reviewed the entire record, the positions expounded at oral argument, and the post-hearing submissions.

I.

The record shows that appellant had filed a related claim of discrimination with the Equal Employment Opportunity Commission (E.E.O.C.), arising from the same facts. At oral argument the court raised the question of whether it had jurisdiction to hear this appeal if the discrimination claim was still pending, and invited post-hearing submissions on this point.

Appellant confirmed that a pro se complaint alleging religious discrimination was filed on October 12, 1979 and is pending before the E.E.O.C. as Docket No. 03800147. However, as the ease before the court arose prior to the effective date of the Civil Service Reform Act of 1978, appellant argues that the rule of Williams v. Dept. of the Army, 715 F.2d 1485 (Fed.Cir.1983) does not apply and that the issues in this appeal can be adjudicated, citing Ballentine v. Merit Systems Protection Board, 738 F.2d 1244 (Fed.Cir.1984).

In response, the government agreed that Williams has no application to an “old system” case, but disagreed that the existence of a pending claim before the E.E.O.C. is of no moment. The government observed that both the initial decision of the presiding official and the preliminary decision of the full Board stated that the Board’s decision would not become final on the non-discrimination issues until the E.E. O.C.’s decision on the issue of discrimination became final. See 5 C.F.R. § 1201.-165(d)(2). Since the E.E.O.C. had not acted upon such claim by appellant, the government concluded that “neither the presiding official’s decision nor the full MSPB’s decision are ‘final’ and the Claims Court would not have had jurisdiction to review the MSPB’s decision in this case.”

The government stated that this conclusion requires this court to vacate the Claims Court’s decision for lack of jurisdiction, but the government nevertheless joined with appellant in asking the court to adjudicate this appeal on the merits. The government argued that the parties and the courts had devoted a great deal of time to this case and that appellant never advised the courts involved or the government of the pendency of his E.E.O.C. claim until after argument in this case. 1 Under such circumstances, it “would not be equitable or in the interest of justice to allow Dr. Garfield’s silence to enable him to avoid the unfavorable decision he received from the Claims Court by advising this Court and the Government of the existence of his E.E.O.C. claim at this late date.”

The government’s position is that the court should decide the appeal despite a presumed lack of jurisdiction in the lower court. Jurisdiction cannot be created by consent of the parties. See Glasstech, Inc. v. AB Kyro OY, 769 F.2d 1574, 1577 (Fed.Cir.1985).

We agree that it is in the interest of all concerned that the matter be finally adjudicated. Accordingly, the court inquired about the status of the E.E.O.C. claim, the perceived jurisdictional barrier in this appeal. Appellant affirmed his intent to pursue the E.E.O.C. claim to its conclusion, and urged the court to maintain its jurisdiction over the case at bar, expressing con *1063 cern that the present action would be time-barred under 28 U.S.C. § 2401 if appellant were required to delay filing until final resolution of his E.E.O.C. claim.

Upon review of all the circumstances, we conclude that the government’s position concerning the absence of jurisdiction in the Claims Court is not correct. The issue is not jurisdiction, but whether the fact that the Board’s order was not final precluded the Claims Court from entertaining this suit. While actions arising under the Civil Service Reform Act of 1978 require that there be a final order or decision of the Board before an appeal can be taken, 5 U.S.C. § 7703(a)(3), no such requirement existed for “old system” eases.

The government directs our attention to 5 C.F.R. § 1201.165. This section is relevant only if appellant had appealed from an adverse decision of the Board. However, appellant did not “appeal” to the Claims Court but filed an independent civil action for back pay and reinstatement. Such a suit is in the nature of a collateral attack on the Board’s preliminary decision, rather than an appeal from a final decision.

A final Board decision will normally be required by the Claims Court before it will entertain such a suit, under the general principle of exhaustion of administrative remedies, but its absence did not deprive the Claims Court of jurisdiction on the facts of this “old system” case. The Claims Court’s exercise of jurisdiction was of pragmatic virtue: First, the preliminary decision of the Board is “final” in the practical sense. Completion of appellant’s E.E. O.C. claim will not alter the Board’s decision on the nondiscrimination issues. Second, neither the government at trial or on appeal, nor the Claims Court sua sponte, raised the question whether the suit was premature because of the lack of a final order. The Supreme Court has held that exhaustion of remedies is not a bar to judicial review if the agency fails to assert a lack of exhaustion as a basis for opposing review, and the same principle applies here. See Weinberger v. Salfi, 422 U.S. 749, 765-67, 95 S.Ct. 2457, 2466-68, 45 L.Ed.2d 522 (1975). See also Mathews v. Diaz, 426 U.S. 67, 96 S.Ct. 1883, 48 L.Ed.2d 478 (1976); Mathews v. Eldridge, 424 U.S. 319, 96 S.Ct. 893, 47 L.Ed.2d 18 (1976). Accordingly, we conclude that this appeal is ripe for adjudication, and that no waiver or estoppel concerning appellant’s pending E.E.O.C. claim is required.

II.

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Related

Weinberger v. Salfi
422 U.S. 749 (Supreme Court, 1975)
Mathews v. Eldridge
424 U.S. 319 (Supreme Court, 1976)
Mathews v. Diaz
426 U.S. 67 (Supreme Court, 1976)
Krim M. Ballentine v. Merit Systems Protection Board
738 F.2d 1244 (Federal Circuit, 1984)
Glasstech, Inc. v. Ab Kyro Oy
769 F.2d 1574 (Federal Circuit, 1985)
Garfield v. United States
6 Cl. Ct. 54 (Court of Claims, 1984)
Shaw v. United States
640 F.2d 1254 (Court of Claims, 1981)

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Bluebook (online)
770 F.2d 1061, 1985 U.S. App. LEXIS 15252, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dr-rulon-garfield-v-the-united-states-cafc-1985.