Downing v. City of Lowell

741 N.E.2d 469, 50 Mass. App. Ct. 779, 2001 Mass. App. LEXIS 23
CourtMassachusetts Appeals Court
DecidedFebruary 1, 2001
DocketNo. 97-P-2408
StatusPublished
Cited by8 cases

This text of 741 N.E.2d 469 (Downing v. City of Lowell) is published on Counsel Stack Legal Research, covering Massachusetts Appeals Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Downing v. City of Lowell, 741 N.E.2d 469, 50 Mass. App. Ct. 779, 2001 Mass. App. LEXIS 23 (Mass. Ct. App. 2001).

Opinion

Greenberg, J.

A letter from the superintendent of the Lowell schools dated April 12, 1995, informed the plaintiff that his contract as principal of the C.G. McDonough Arts Magnet School would not be renewed at the end of the school year. That letter superseded one sent the previous day, April 11, that purported to dismiss him for cause: inefficiency, insubordination, and conduct unbecoming a principal. The question put is [780]*780whether, thus postured, the plaintiff is entitled to the procedural safeguards of G. L. c. 71, § 41, third par., namely, review of the decision by petition for arbitration.2

This, in outline, is the contractual setting of the dispute. Sometime in 1963, the plaintiff began employment as a teacher in the Lowell public schools where he achieved tenure and was subsequently appointed by the superintendent to the position of principal. The last contract between them, signed June 29, 1994, covered the period from July 1, 1994, through June 30, 1995. The agreement provided that the plaintiff could be terminated for cause under the statute. On April 11, 1995, the superintendent sent a ten-page letter to the plaintiff notifying him of the decision to dismiss him for cause. On advice of counsel he revoked his decision to dismiss the plaintiff. On the following day the superintendent sent the plaintiff a second letter notifying him of the nonrenewal of his contract effective at the close of the 1995 [781]*781school year.3 Shortly thereafter, on April 27, 1995, the superintendent’s counsel notified the plaintiffs lawyer that the plaintiff was not being dismissed or demoted but, instead, that his contract was not being renewed by the superintendent. More letters ensued pertaining to the plaintiff’s demand for arbitration on the basis that the nonrenewal letter was equivalent to dismissal, and, alternatively, that “tenured principals” (he had been a principal for more than three years) whose contracts are not renewed are afforded dismissal-type safeguards under G. L. c. 71, § 41.

The plaintiff filed a complaint in the Superior Court against the defendants seeking a declaratory judgment to that effect. A Superior Court judge, after a hearing on cross motions for summary judgment, allowed the defendants’ motion, and the plaintiff has appealed.

1. Prior to June 18, 1993, which was the effective date of St. 1993, c. 71, the Education Reform Act of 1993 (1993 Act), no principal who had served in that position for over three years could be demoted or dismissed without his consent except for cause and only upon a majority vote of the school committee after either a public or private hearing. See Dolloff v. School Comm. of Methuen, 9 Mass. App. Ct. 502, 503 & n.1 (1980). By June 29, 1994, the date on which the plaintiff signed his last contract, the 1993 Act had come into effect and had eliminated the school committee’s involvement as well as a principal’s col[782]*782lective bargaining rights. Instead, principals, like superintendents, and other management personnel within the system, were reclassified as contractual employees. In 1995, some additional changes pertaining to school principals (1995 revisions) went into effect. See note 3, supra.

2. The plaintiff bases his claim on the ground that he was “dismissed” and rejects the superintendent’s assertion that his contract was simply allowed to expire without renewal. Both the applicable provisions of the 1993 Act and the 1995 revisions explicitly refer to principals as contractual employees providing .insulation against dismissal except for “good cause.” These safeguards do not apply should a contract simply expire. A dismissal is not the same as a nonrenewal of a contract. See Costello v. School Comm. of Chelsea, 27 Mass. App. Ct. 822, 826 (1989) (holding that “removal” or “discharge” from continuing employment is distinct from a failure to rehire an employee who is subject to annual renomination and reappointment). Thus, a principal under a one-year, or even a three-year, contract is guaranteed protection in the event of a dismissal only when a superintendent seeks to terminate the employment relationship prior to the expiration of the contractual period. To hold otherwise would grant principals de facto tenure and frustrate the Legislature’s intent of limiting appointments to fixed terms. Cf. Porrell v. School Comm. of Wayland, 45 Mass. App. Ct. 23, 25 (1998), citing School Comm. of Natick v. Education Assn. of Natick, 423 Mass. 34, 38 (1996) (finding no de facto tenure for contractually employed coaches).

The plaintiff argues that, because the 1993 Act (in effect on the date he signed his most recent contract) does not mention “nonrenewal,” dismissal is the only possible means of terminating a principal. Even though the 1995 revisions had been approved at the time he received notice of nonrenewal of his contract, he contends that the change was substantive for purposes of G. L. c. 71, § 41, and was therefore only applicable to contracts signed after the revisions went into effect. While it is true that the 1995 revisions explicitly address “nonrenewal” (by mandating sixty-day notice to a nonrenewed principal, see note 3, supra), this addition does not mean that the option of “nonrenewal” was precluded under the 1993 Act. The effect of the 1995 revisions is to provide principals with additional rights, rather than to introduce a new, previously unavailable termination option of “nonrenewal.” The introduction of specific [783]*783safeguards surrounding nonrenewal in the 1995 revisions strengthens the defendants’ argument that the Legislature envisioned two different scenarios, one passive (by expiration of contract) and the other active (by dismissal or demotion). Each alternative triggers its own distinct procedural safeguards: for nonrenewal, notice is required, and for dismissal, just cause and arbitration. While the 1995 revisions made explicit the notice to which a principal is entitled before a contract could effectively not be renewed, which sixty-day notice requirement was satisfied in the instant case, they did not negate a preexisting distinction between active and passive termination. Thus, the issue of the statute’s nonretroactivity is immaterial to the plaintiff’s case.4

3. The plaintiff also argues that principals who have served as teachers for more than three consecutive years should be afforded the same protections as those offered to professional teachers. The plaintiff is correct that, in substituting “professional teacher status” for the earlier “tenure” status, the 1993 Act creates specific procedural safeguards that professional teachers enjoy prior to a dismissal. See G. L. c. 71, §§ 41, 42. Section 41, however, excludes principals from the listed professional employees entitled to that particular status.5 Thus, the plaintiff’s argument turns on whether these safeguards are applicable to contractual employees who have incidentally achieved professional teacher status prior to or concurrent with their role as principals or other positions that are not defined as “teachers.” The plaintiff relies on a case decided before the passage of the 1993 Act which holds that the earlier tenure statute’s reference to “teachers” applies to school principals. See, e.g., McCartin v. School Comm. of Lowell, 322 Mass. 624, 627 (1948).

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Bluebook (online)
741 N.E.2d 469, 50 Mass. App. Ct. 779, 2001 Mass. App. LEXIS 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/downing-v-city-of-lowell-massappct-2001.