Dowell v. CM LENSING

805 F. Supp. 1335, 1992 U.S. Dist. LEXIS 16875, 1992 WL 321388
CourtDistrict Court, M.D. Louisiana
DecidedOctober 19, 1992
DocketCiv. A. 90-1230-A
StatusPublished
Cited by3 cases

This text of 805 F. Supp. 1335 (Dowell v. CM LENSING) is published on Counsel Stack Legal Research, covering District Court, M.D. Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dowell v. CM LENSING, 805 F. Supp. 1335, 1992 U.S. Dist. LEXIS 16875, 1992 WL 321388 (M.D. La. 1992).

Opinion

RULING ON APPLICATION FOR WRIT OF HABEAS CORPUS

JOHN V. PARKER, Chief Judge.

This matter is before the court upon petitioner’s application for habeas corpus. The report and recommendation of United States Magistrate Christine A. Noland, dated August 21, 1992, recommends that the application be granted in part and denied in part. Dowell moved for expedited consideration of the report, stating that the State would not be filing any objections to the report. Upon preliminary review, the court instructed the parties to file supplemental briefs addressing certain issues relating to the habitual offender adjudication. The court has now conducted a thorough review of the report and carefully considered the petition, the record, the tapes from the evidentiary hearing held below and the láw applicable to this action.

On May 19, 1981, Dowell was convicted of simple burglary in the Nineteenth Judicial District Court for the Parish of East Baton Rouge, Louisiana. He was adjudged an habitual offender based upon a 1977 guilty plea to felony theft in the Fifteenth Judicial District Court in Lafayette, Louisiana. Dowell asserts numerous arguments in support of his application for writ of habeas corpus under 28 U.S.C. § 2254 that have been thoroughly addressed by the magistrate judge in her report. However, the court finds that one of those arguments deserves further consideration.

Dowell contends that his 1977 guilty plea was not made knowingly and voluntarily because he was informed that he was entitled to a six-member jury and that at least five jurors would have to agree as to his guilt in order to convict. While that was a correct statement as to the law at the time of his plea, the Supreme Court held two years later that the concurrence of six jurors is constitutionally required to preserve the substance of the jury trial right and to assure the reliability of the verdict. Burch v. Louisiana, 441 U.S. 130, 99 S.Ct. 1623, 60 L.Ed.2d 96 (1979).

Dowell contends that Burch should be applied retroactively and that his plea was invalid because he was not properly informed as to his right to a trial by jury. At the evidentiary hearing held by the magistrate judge, Dowell testified that he had “no chance” if the State only had to convince five jurors but he would not have pled guilty had he known that the verdict had to be a unanimous verdict of six.

In her report, the magistrate judge discusses at length whether Burch should be applied retroactively to invalidate the 1977 plea. Essentially, the magistrate judge concludes that Burch should be applied retroactively based upon Thomas v. Blackburn, 623 F.2d 383 (5th Cir.1980) cert. denied, 450 U.S. 953, 101 S.Ct. 1413, 67 L.Ed.2d 380 (1981). In Thomas, the Fifth Circuit considered retroactive application of the Supreme Court’s related decision in Ballew v. Georgia 1 , which found the use of a five-person jury to be unconstitutional. The Fifth Circuit concluded that Ballew must be applied retroactively, not only to cases pending on direct appeal, but to convictions obtained by five-person juries that had become final prior to the Supreme Court’s decision in Ballew.

Recognizing that Dowell was not actually convicted by five jurors, the magistrate judge additionally relies on a per curiam opinion, Smith v. Blackburn, 632 F.2d 1194 (5th Cir.1980), as authority for finding that Dowell did not validly waive his right to a jury trial when he pled guilty. In Smith, the petitioner elected to be tried by a five-person jury. Relying on Thomas and Ballew, the court reversed and remanded for the issuance of a writ of habe-as corpus. However, the court observed that the petitioner did not intentionally waive a known right or privilege:

“In fact, petitioner was forced to choose between what were to become two unconstitutional choices: a five-member jury, held unconstitutional in Ballew, or *1340 a six-member jury where the concurrence of five members could support a conviction, also held unconstitutional in Burch v. Louisiana ...” Smith, at page 1195.

In this case, the magistrate judge concludes that Dowell did not intelligently waive his right because he was “forced to choose” between a jury where five members could convict and pleading guilty. If Dowell had been convicted by five jurors, the court might well agree with the magistrate judge. Instead, however, Dowell chose to plead guilty after being informed that he was entitled to a jury trial where five out of six jurors would have to agree in order to convict. The court finds that there is a fundamental difference between being convicted by five jurors as opposed to pleading guilty after being instructed in accordance with the current law that a verdict of five jurors would be sufficient to convict.

As a general rule, when a judgment of conviction is based upon a voluntary and intelligent guilty plea made upon advice of competent counsel, it is not subject to collateral attack. United States v. Broce, 488 U.S. 563, 109 S.Ct. 757, 102 L.Ed.2d 927 (1989). There is no serious question that Dowell’s decision to plead guilty in 1977 was voluntarily and intelligently made upon advice of competent counsel. “[AJbsent misrepresentation or other impermissible conduct by state agents, a voluntary plea of guilty made in light of the then existing law does not become vulnerable because later judicial decisions indicate that the plea rested on a faulty premise.” Broce, at page 764, quoting Brady v. United States, 397 U.S. 742, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970).

In Brady, the petitioner pleaded guilty to kidnapping, a federal offense under then 18 U.S.C. § 1201(a). Nine years after the plea, the Supreme Court ruled in United States v. Jackson 2 that § 1201(a) was unconstitutional because it permitted imposition of the death sentence only upon a jury’s recommendation, thereby making the risk of death the price of a jury trial. The court found that the death penalty provision imposed “an impermissible burden” upon the exercise of the Sixth Amendment right to demand a jury trial.

Brady argued that Jackson required the invalidation of every plea of guilty entered under § 1201(a), at least when the fear of death was shown to have been a factor in the plea. The Supreme Court rejected his argument, finding that the plea was voluntary and intelligent, i.e. with sufficient awareness of the relevant circumstances and likely consequences.

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Related

Hunt v. Tucker
875 F. Supp. 1487 (N.D. Alabama, 1995)
Dowell v. Lensing
996 F.2d 306 (Fifth Circuit, 1993)

Cite This Page — Counsel Stack

Bluebook (online)
805 F. Supp. 1335, 1992 U.S. Dist. LEXIS 16875, 1992 WL 321388, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dowell-v-cm-lensing-lamd-1992.