IN THE COURT OF APPEALS OF IOWA
No. 23-0509 Filed July 24, 2024
DOUGLAS WILSON and JANE WILSON, Plaintiffs-Appellees,
vs.
SHENANDOAH MEDICAL CENTER, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Page County, Margaret Reyes,
Judge.
Shenandoah Medical Center appeals the district court’s denial of its motion
for summary judgment. AFFIRMED.
Jennifer E. Rinden, Vincent S. Geis, and Nancy J. Penner of Shuttleworth
& Ingersoll, PLC, Cedar Rapids, for appellant.
Jessica A. Zupp of Zupp and Zupp Law Firm, Denison, Gary T. Gee of Gary
Gee Law Office, Shenandoah, and Andrew D. Sibbernsen of Sibbernsen Law Firm,
PC, Omaha, Nebraska, for appellees.
Considered by Badding, P.J., Langholz, J., and Bower, S.J.*
*Senior judge assigned by order pursuant to Iowa Code section 602.9206
(2024). 2
BOWER, Senior Judge.
Shenandoah Medical Center appeals the district court’s denial of its motion
for summary judgment for failure to timely file an expert witness designation. Upon
review, we affirm.
I. Background Facts and Proceedings
In December 2021, Douglas and Jane Wilson filed suit against Shenandoah
Medical Center (SMC), alleging SMC committed medical malpractice in its care
and treatment of Douglas relating to a hip replacement. On January 20, 2022,
SMC filed an answer. On February 1, the Wilsons filed a certificate of merit under
Iowa Code section 147.140 (2021), in which registered nurse Jenny Beerman
opined “nurses, agents, and employees, working at [SMC] breached the standard
of care in caring for and treating Douglas Wilson following his December 30, 2019,
right hip replacement procedure.”
On March 1, the parties filed a trial scheduling and discovery plan. Among
other provisions, it stated the Wilsons would designate their expert witnesses by
“210 days before trial or by September 1, 2022,” and SMC would designate its
witnesses by “150 before trial or by December 1, 2022.” On March 8, SMC filed a
motion to “extend the trial scheduling time standards in this case to allow this case
to be scheduled beyond December 2023 and specifically for July 23–29, 2024.”
The motion further stated, “Defense counsel has communicated with Plaintiffs’
counsel in good faith. Plaintiffs’ counsel has indicated he intends to resist this
motion but he is available for trial July 23–29, 2024.” Following a hearing on SMC’s
motion to extend trial deadlines, the court entered an order finding “good cause for
the motion” and ordered the trial be scheduled in July 2024. The court set a status 3
hearing for December 8 to confirm the trial date and schedule a pre-trial
conference.
On November 30, SMC filed its designation of expert witnesses. On the
same date, SMC filed a motion for summary judgment based on the Wilsons’
failure to timely file its expert-witness disclosure. See Struck v. Mercy Health
Servs.–Iowa Corp., 973 N.W.2d 533, 539 (Iowa 2022) (“It is well settled that expert
testimony is required to prove professional negligence claims against healthcare
providers.”).1 On December 2, the Wilsons filed an expert-witness disclosure
naming Beerman as their expert. The Wilsons resisted SMC’s motion for summary
judgment, asserting substantial compliance and good cause for missing the expert-
designation deadline, as well as lack of prejudice to SMC.
Following a hearing, the district court entered an order denying SMC’s
motion. SMC filed an application for interlocutory appeal, which our supreme court
granted and transferred to this court for disposition.
II. Standard of Review
We review orders concerning summary judgment for correction of errors at
law. Banwart v. 50th St. Sports, L.L.C., 910 N.W.2d 540, 544 (Iowa 2018). Here,
however, the court denied SMC’s motion based on its finding good cause excused
the Wilsons’ deviation from the expert-witness deadline. When reviewing “good
cause” determinations under Iowa Code section 668.11 (2021), “[t]he scope of our
review is for abuse of discretion.” Hantsbarger v. Coffin, 501 N.W.2d 501, 505
1 The question of whether expert-witness testimony is required to substantiate the
Wilsons’ claims against SMC is not before us on appeal. Cf. Struck, 973 N.W.2d at 539 n.4 (noting two exceptions to the expert-witness requirement). 4
(Iowa 1993); see also McGrew v. Otoadese, 969 N.W.2d 311, 319 (Iowa 2022)
(reviewing the district court’s admission of expert testimony under Iowa Rule of
Civil Procedure 1.500(2) for abuse of discretion). The district court has “broad
discretion in ruling on whether to extend the time allowed for parties to designate
expert witnesses . . . , and the exercise of that discretion will not be disturbed
unless it was exercised on clearly untenable grounds or to an extent clearly
unreasonable.” Hill v. McCartney, 590 N.W.2d 52, 54–55 (Iowa Ct. App. 1998).
III. Discussion
In this interlocutory appeal, SMC challenges the district court’s denial of its
motion for summary judgment based on the Wilsons’ failure to timely file its expert-
witness disclosure. Iowa Code section 668.11(1)(a) requires a plaintiff alleging
medical malpractice to “certify to the court and all other parties the expert’s name,
qualifications and the purpose for calling the expert . . . within one hundred eighty
days of the defendant’s answer unless the court for good cause not ex parte
extends the time of disclosure.” Failure to timely designate an expert generally
bars the expert from testifying in the action “unless leave for the expert’s testimony
is given by the court for good cause shown.” Iowa Code § 668.11(2).
Because section 668.11 is a “procedural or remedial” statute, it is subject to liberal interpretation. Only substantial, rather than strict, compliance is required. “Substantial compliance is ‘compliance in respect to essential matters necessary to assure the reasonable objectives of the statute.’” The purpose of section 668.11 is “to require a plaintiff to have his or her proof prepared at an early stage in the litigation in order that the professional does not have to spend time, effort and expense in defending a frivolous action.”
Jackson v. Cath. Health Initiatives, Inc., No. 22-1911, 2023 WL 5602863, at *2
(Iowa Ct. App. Aug. 30, 2023) (internal citations omitted). 5
Here, the parties agreed to the deadlines in the trial scheduling and
discovery plan, which stated the Wilsons would designate their expert witnesses
by “210 days before trial or by September 1, 2022.” The Wilsons designated their
expert on December 2, 2022. The Wilsons’ disclosure was untimely. Accordingly,
the central question before the district court was whether the Wilsons established
good cause for their delay.
For purposes of section 668.11, “good cause” is a “sound, effective, truthful reason, something more than an excuse, a plea, apology, extenuation, or some justification for the resulting effect. The movant must show his failure to defend was not due to his negligence or want of ordinary care or attention, or to his carelessness or inattention. He must show affirmatively he did intend to [act] and took steps to do so, but because of some misunderstanding, accident, mistake or excusable neglect failed to do so. Defaults will not be vacated where the movant has ignored plain mandates in the rules with ample opportunity to abide by them.”
Reyes v. Smith, No. 21-0303, 2022 WL 1656238, at *2 (Iowa Ct. App.
May 25, 2022) (quoting Nedved v. Welch, 585 N.W.2d 238, 240 (Iowa 1998)). In
determining whether good cause exists for a plaintiff’s noncompliance with the
section 668.11 deadline, “the court considers three factors: (1) the seriousness of
the deviation; (2) the prejudice to the defendant; and (3) defendant’s counsel’s
actions.” See id.
SMC correctly notes delays equal to or shorter than three months have
been considered serious deviations. See Nedved, 585 N.W.2d at 240 (affirming
the rejection of an expert designation filed three months late); Reyes, 2022
WL 1656238, at *2 (“[A] delay of sixty-six days is substantial.”); see also Hill, 590
N.W.2d at 55 (affirming the rejection of an expert designation filed four months
late). The district court acknowledged as much, noting “Iowa courts have found a 6
three-month delay in filing an expert designation, as in the present matter, to be a
serious deviation.”
The district court further observed in Reyes, this court found “a late filing
deprives a defendant of the ‘strategic advantage under section 668.11 of knowing
the plaintiffs’ expert evidence before designating their own experts.’” (quoting
Reyes, 2022 WL 1656238, at *2). However, the court found “there are important
differences between Reyes and the present matter.” Specifically,
Here, the Wilsons argue that SMC is not prejudiced by their delay because trial is not scheduled to occur until July 2024—a delay requested by SMC’s counsel. And, unlike Reyes where defendants’ counsel “remained silent” as to the late disclosures, the Wilsons argue that SMC acquiesced to the delayed disclosures by engaging in extensive scheduling negotiations to conduct depositions both before and after the Wilson[s’] September 1, 2022 deadline. Again, scheduling was delayed by the unavailability of SMC’s counsel and SMC continued working on the case even without the Wilson[s’] expert designation.
The court therefore concluded, “Weighing the factors above coupled with
the facts of this matter, the court concludes that the Wilsons have established good
cause for their delayed disclosures under Iowa Code section 668.11.” The court
further found the Wilsons’ late disclosure of expert testimony was “harmless.” See
Iowa Rs. Civ. P. 1.500(2), .517(3)(a). The court stated, “For the reasons stated
above, the court considers the Wilsons’ failure to meet the disclosures harmless
considering the delayed trial date requested by SMC, the unavailability of SMC’s
counsel for depositions, and the lack of surprise or prejudice to SMC.”
Upon review, we find the record, including exhibits showing
correspondence between counsel and the relevant pleadings, supports the court’s
decision. In reaching this conclusion, we have considered our court’s decision in 7
Stanton v. Knoxville Community Hospital, Inc., No. 19-1277, 2020 WL 4498884,
at *4 (Iowa Ct. App. Aug. 5, 2020). In that case, the district court denied the
defendants’ motion for summary judgment after the plaintiff designated his expert
witness in May 2019—four months after the January deadline. Stanton, 2020
WL 4498884, at *1.
On interlocutory review, our court reversed the district court’s decision upon
concluding the record did not support the district court’s finding of good cause.
The court set forth “many circumstances that weigh[ed] against a finding of good
cause.” See id. at *3–4. Specifically, as relevant here, the court observed the
plaintiff “did not start looking for an expert until April 2, 2019—a year and a half
after he filed this lawsuit in September 2017, and almost three months after his
expert-designation deadline had already passed.” Id. at *3. The court stated
“during the winter of 2017–2018, both defendants served written discovery
responses on [the plaintiff, asking] for information about his experts,” but the
plaintiff “did not answer in a timely manner.” Id. at *1. The defendants continued
to “reach[] out to inquire about the status of [the plaintiff’s] responses,” including
an April 2018 email, in which defendant’s counsel stated in part: “Please let me
know when we can expect answers and responses [to our requests for production
and interrogatories]. I am especially interested in [a] list of medical providers, an
authorization to receive copies of Mr. Stanton’s medical records[,] and information
about your experts and claimed damages.” Id. The plaintiff provided his discovery
responses in August 2018, which “included no specifics about [his] retained
experts, if any,” and instead stated, “Any and all medical providers contained in the
medical records. Records include the information being requested. To be 8
supplemented at a later date if additional experts are necessary.” Id. The plaintiff
did not provide any additional information; his expert-witness designation deadline
expired in January 2019, after which his “lawyer’s office began making inquiries
into potential experts” four months later, in April. Id.
Our court observed the plaintiff’s “deadline was clear” and “emails between
the lawyers show[ed his] counsel was actually aware of [it]”; the plaintiff had “ample
opportunity to comply with the deadline”; and the “[d]efendants’ counsel made
multiple efforts—both through discovery requests and follow-up emails—to obtain
from [the plaintiff] information about his expert.” Id. at *3. The court also noted the
defendants suffered “at least some prejudice” by having to designate experts
before the plaintiff. Id. (noting further the plaintiff gained “the strategic advantage
of seeing his opponent’s expert materials before he had to designate”). Finally,
we observed the district court “erroneously concluded defendants’ counsel’s
actions supported a finding of good cause.” Id. at *4 (finding the court “misapplied”
the defense-counsel-action factor: “The district court noted that defense counsel
‘waited for the time period [for designating experts] to pass and then used
[p]laintiff’s late designation as a means to seek summary judgment.’ We take this
to mean the district court believed the defendants should have waited longer
before filing their motions for summary judgment. . . . [However,] we believe
defense lawyers are fully justified in moving forward with motions for summary
judgment [under these circumstances].”).
In contrast, here, the Wilsons filed suit against SMC in December 2021. On
February 1, 2022, the Wilsons filed their certificate of merit setting forth the opinion
of nurse Beerman relating to SMC’s breach of the standard of care. The parties 9
filed a trial scheduling and discovery plan, stating the Wilsons would designate
their expert witnesses by “210 days before trial or by September 1, 2022.” The
next week, SMC filed a motion to extend the case processing deadlines, stating in
part:
Defendant requests that the Court extend the trial scheduling time standards in this case to allow this case to be scheduled beyond December 2023 and specifically for July 23–29, 2024. Good cause supports this request. Defense counsels’ trial calendars do not permit an earlier trial date. . . . In addition, this is a medical malpractice case. There will be a number of experts designated by the parties. Completing discovery, including expert designations and expert discovery, will require a substantial amount of time, which further supports a trial date within the extension timeline of a complex civil case under [Iowa Rule of Civil Procedure] 23.2(2).
On March 29, over the Wilsons’ resistance, the court entered an order finding
“good cause” for SMC and ordered the trial be scheduled in July 2024. The court
set a status hearing for December 2022 to confirm the trial date and schedule a
pre-trial conference.
On May 9, SMC served written discovery requests on the Wilsons. On June
13, the Wilsons provided their discovery responses, which included information
about the Wilsons’ proposed expert witnesses. For example, in response to
interrogatory number 16, which requested “the name, address, telephone number,
and employer’s name, address and telephone number of each person you expect
to call as an expert witness . . . at trial,” the Wilsons stated: 10
Meanwhile, the Wilsons asked SMC about scheduling depositions, stating,
“Hopefully we aren’t having to look too far in to the fall.” Correspondence between 11
the parties’ attorneys about scheduling depositions continued right up to the date
SMC filed its designation of expert witnesses and motion for summary judgment.
We observe the legislative intent behind the Iowa Code section 668.11
requirement “was to provide certainty about the identity of experts and prevent last
minute dismissals when an expert cannot be found.” Hantsbarger, 501 N.W.2d
at 504. This is not a situation in which the court’s exercise of discretion defeats
the purpose or intent of section 668.11. But see Stanton, 2020 WL 4498884, at *3
(“Stanton gained—and defendants lost—the strategic advantage of seeing his
opponent's expert materials before he had to designate. That is the opposite of
what the parties had agreed to. It is also the opposite of the legislature’s plan as
reflected in section 668.11(1)(b). It plainly anticipates defendants will not have to
designate until after plaintiffs.”). Nor is this a situation in which the Wilsons have
“shown little more than want of ordinary care or attention in missing the expert-
designation deadline.” Cf. Reyes, 2022 WL 1656238, at *2. Because the decision
to not bar the Wilsons from designating an expert witness was within the district
court’s discretion, the court did not err in denying SMC’s motion for summary
judgment.
AFFIRMED.
Badding, P.J., concurs; Langholz, J., dissents. 12
LANGHOLZ, Judge (dissenting).
In malpractice cases against a licensed professional, Iowa law generally
requires plaintiffs to “certify to the court and all other parties” the “name,
qualifications and the purpose for calling” any expert witness within 180 days “of
the defendant’s answer.” Iowa Code § 668.11(1) (2021). If a plaintiff fails to make
this certification, “the expert shall be prohibited from testifying in the action unless
leave for the expert’s testimony is given by the court for good cause shown.” Id.
§ 688.11(2). And so, in a case in which an expert is necessary to prove the claim—
like most medical malpractice cases—this failure makes summary judgment
dismissing the case appropriate. See Thomas v. Fellows, 456 N.W.2d 170, 173
(Iowa 1990).
The plaintiffs here—Douglas and Jane Wilson—failed to file their expert
certification on time. After waiting an extra three months or so past the Wilsons’
deadline, Shenandoah Medical Center (“SMC”) thus moved for summary judgment
on the ground that the Wilsons needed an expert and were barred from calling
one. The Wilsons offered no reason for their failure to comply with the statute—
indeed, they already had their expert lined up—aside from blaming SMC for sitting
“silent about the deadline” and continuing to engage with them on deposition
scheduling after the deadline passed. Yet the district court found this was good
cause and denied SMC’s motion for summary judgment.
True, a district court has wide discretion in making a good-cause decision
under section 668.11. But I agree with our court’s opinion in Stanton v. Knoxville
Community Hospital, Inc., No. 19-1277, 2020 WL 4498884 (Iowa Ct. App. Aug. 5,
2020), that the discretion is not limitless. And the same two key concerns that led 13
us to reverse because that limit was exceeded in Stanton are present here:
“(1) [the Wilsons have] not shown a valid reason for [their] failure to timely
designate [their] expert; and (2) the district court erroneously concluded
defendants’ counsel’s actions supported a finding of good cause.” Id. at *4. So I
would follow Stanton and reverse the district court’s denial of the motion for
summary judgment on the just-cause ground and remand for consideration of
SMC’s argument that the case must be dismissed for lack of an expert witness.
I.
Our supreme court has interpreted “good cause” under section 668.11
consistent with its meaning in the context of setting aside a default judgment. See
Donovan v. State, 445 N.W.2d 763, 765–66 (Iowa 1989). It means a “sound,
effective, truthful reason, something more than an excuse, a plea, apology,
extenuation, or some justification for the resulting effect.” Id. at 766 (cleaned up).
“[C]arelessness or inattention” or “ignor[ance]” will not suffice—parties must show
that they intended to follow the statute “and took steps to do so, but because of
some misunderstanding, accident, mistake or excusable neglect failed to do so.”
Id. (cleaned up). Our court has also said that it’s appropriate to consider “the
seriousness of the deviation” from section 668.11’s requirements, “the prejudice to
the” opposing party, and the opposing “counsel’s actions.” Hill v.
McCartney, 590 N.W.2d 52, 56 (Iowa Ct. App. 1998).
We review a district court’s decision on good cause for abuse of discretion.
See Hantsbarger v. Coffin, 501 N.W.2d 501, 505 (Iowa 1993) (“[A] trial court has
broad discretion in ruling on such matters, and the exercise of that discretion will
ordinarily not be disturbed unless it was exercised on clearly untenable grounds or 14
to an extent clearly unreasonable.” (cleaned up)). But even so, appellate courts
have reversed decisions both excusing and refusing to excuse violations of section
668.11 for good cause. See Stanton, 2020 WL 4498884, at *3–6 (reversing
excusal); Hantsbarger, 501 N.W.2d at 505–06 (reversing refusal to excuse).
Our decision in Stanton shows the way for this appeal. There, as here, the
supreme court found that the district court’s denial of summary judgment and
excusal of a plaintiff’s section-668.11 violation warranted interlocutory review and
transferred the appeal to our court. See Stanton, 2020 WL 4498884, at *2; see
also Iowa Rs. App. P. 6.104(2), .1101(3). Just as here, the plaintiff “‘seriously
deviated’ from the deadlines”—the same three months at the time the defendants
there filed for summary judgment and one more by the time he submitted his tardy
certification—after “ample opportunity to comply” on time. Stanton, 2020 WL
4498884, at *3. And of “particular concern[]” to our prior panel, the plaintiff—same
as the Wilsons—failed to show “a valid reason for” this noncompliance. Id. at *4.
Despite all this, the district court in Stanton found good cause excused the
untimely expert certification, relying on its determination—also of special concern
to our prior panel—that “defense counsel’s actions weighed in favor of a finding of
good cause.” Id. The district court there was especially critical “that defense
counsel waited for the time period for designating experts to pass and then used
plaintiff’s late designation as a means to seek summary judgment.” Id. (cleaned
up). But then-Judge May, writing for a unanimous panel of our court, rejected this
reasoning, explaining that the district court misapplied the good-cause standard
because by waiting three months past the deadline, “defense counsel gave
Stanton ample opportunity to comply with his obligations before they finally moved 15
for summary judgment. They had no duty to wait longer or offer additional help to
their adversary. Stanton’s contrary view would turn defense counsel into their
‘brother’s keeper.’” Id. at *4 n.3.; see also Hantsbarger, 501 N.W.2d at 505
(rejecting suggestion “that opposing counsel must act as his or her ‘brother’s
keeper’”). And so we reversed the district court’s good-cause excusal. See
Stanton, 2020 WL 4498884, at *6. We should do the same again here.
To be sure, this case is not identical to Stanton in all respects. But unlike
the majority, I see the distinctions as either immaterial or cutting against—not in
favor of—finding good cause. For starters, it’s not clear that the Wilsons gave any
reason for their noncompliance—not even an unsound or ineffective one as in
Stanton (where the plaintiff’s counsel believed the deadline was in June rather than
January). See id. at *4. Instead, the Wilsons focused only on the conduct of
opposing counsel and the lack of prejudice. They argued that “Defendant misled
Plaintiffs about the seriousness with which the expert discovery deadline was
being treated,” explaining:
[E]ven in early September, when Plaintiffs inquired about depositions again, Defendant sat silent about the deadline and eventually offered, on October 25, 2022, to schedule depositions in January 2023, seemingly indicating that Defendant was not treating the already-late-disclosure as fatal to Plaintiffs’ claims. If Defendant had been in good faith treating that deadline seriously, then Defendant’s October 25, 2022, email could have said: “You already missed your expert designation deadline; we are not scheduling depositions now. We are moving for summary judgment. Thank you.” Instead, the emails said, “We are booked solid in November and December. What does your January look like?”
Even if the Wilsons were intending for this to be a reason for their
noncompliance, just as in Stanton, I “cannot conclude” it “was a sound, effective,
truthful reason of the kind envisioned by Donovan.” Id. (cleaned up). The conduct 16
the Wilsons complain about is precisely the sort of normal, zealous advocacy one
would expect from opposing counsel. SMC’s counsel were under no duty to
preview their forthcoming summary-judgment motion to the other side—indeed,
doing so at the expense of their client’s possible ground for dismissing the case
might well have breached their ethical duties. See Iowa R. Prof’l Conduct 32:1.6(a)
(providing that generally “[a] lawyer shall not reveal information relating to the
representation of a client”); id. r. 32:3.1 cmt. 1 (noting an “advocate has a duty to
use legal procedure for the fullest benefit of the client’s cause” without abusing it);
see also id. r. 32:3.4 (listing duties that do exist to opposing party and counsel).
Nor was it misleading to engage in scheduling discussions after the Wilsons
missed the deadline. It was prudent, courteous, and ethical for SMC to keep the
litigation train moving since SMC did not know if the Wilsons would still file the
certification—just a little late or with a good reason for the delay. See id. r. 32:3.2
(“A lawyer shall make reasonable efforts to expedite litigation consistent with the
interests of the client.”). So too was it uncertain whether the court would grant its
potential summary-judgment motion or if it could get interlocutory review of a
denial. I would thus reiterate Stanton’s guidance that good cause cannot be based
on this type of conduct by opposing counsel and improperly relying on it is a basis
for reversal. See Stanton, 2020 WL 4498884, at *4–6. What’s more, I don’t see
how any conduct in September or later—after the Wilsons had already missed their
September 1 deadline—could ever be a reason for missing that deadline.
I concede that any prejudice to SMC is less than the prejudice in Stanton
since the Wilsons had filed a certificate of merit and shared some information about
their expected expert through discovery responses and trial was further off. But 17
“[l]ack of prejudice, by itself, does not excuse the [Wilsons’] late designation.”
Nedved v. Welch, 585 N.W.2d 238, 241 (Iowa 1998); see also Stanton, 2020
WL 4498884, at *3 n.2 (“Even if no prejudice had occurred, however, that would
not excuse Staton’s late designation.” (cleaned up)). And SMC did still suffer at
least some prejudice from having to file its expert certifications first before the
Wilsons. SMC thus lacked the certainty of knowing whether the Wilsons would be
certifying the same expert who signed the certificate of merit and was identified as
an expected expert in discovery (subject to “the right to supplement . . . at a later
time”) expressly granted by the statutory scheme. See Stanton, 2020
WL 4498884, at *4; see also Iowa Code §§ 668.11(1), 147.140(3) (reiterating in
the later-enacted certificate-of-merit statute that parties must still “comply with the
requirements of section 668.11”). So this distinction in prejudice cannot be a
ground to affirm the district court’s ruling.
Seeing little material daylight between this case and Stanton—and finding
the reasoning of Stanton sound and persuasive—I would thus follow it and reverse
the district court’s just-cause decision under section 668.11. And because the
Wilsons’ violation of section 668.11 bars them from calling any expert witnesses,
SMC’s alternative challenge based on the Wilson’s violation of Iowa Rule of Civil
Procedure 1.500(2) is moot and need not be considered.
II.
The Wilsons argue as an alternative ground for affirming the denial of
summary judgment that they do not need an expert witness to prove their claims.
SMC chose not to respond on the merits, instead contending that we cannot reach
that question because the district court did not decide it. But we can affirm the 18
district court on any basis that the Wilsons urged to the district court. See Moyer
v. City of Des Moines, 505 N.W.2d 191, 193 (Iowa 1993). After winning in the
district court, the Wilsons were not required to file a cross-appeal or a 1.904 motion
asking the court to give them a victory twice over. See Jasper v. H. Nizam, Inc.,
764 N.W.2d 751, 774 (Iowa 2009). SMC’s choice not to engage on this ground
was thus precarious.
Of course, we are not completely without briefing on the issue—both parties
briefed it in the district court. And it seems that SMC likely has the better argument.
So I wouldn’t affirm on this basis. But I am reluctant to grant relief not requested—
indeed expressly disclaimed—on appeal. Thus, if I were writing for the court,
rather than dissenting, I would not reach this question. After all, we are not
required to consider an alternative ground for affirmance not decided by the court.
See, e.g., Moyer, 505 N.W.2d at 193 (declining invitation to affirm on alternate
grounds because the issue was moot). And so, despite the unfortunate wasted
judicial resources from not resolving the matter now, I would remand to the district
court to consider the rest of SMC’s summary judgment motion in the first instance.
* * *
To sum up, I would hold that the district court abused its discretion in
concluding that the Wilsons had good cause for their failure to file their expert
certifications under section 668.11 on time. It thus erred in denying SMC summary
judgment on that ground. And since the Wilsons would be barred from presenting
expert testimony under section 668.11, we should remand this case for the district
court to consider whether the Wilsons’ claims fail as a matter of law without expert
testimony. Because the majority instead affirms, I respectfully dissent.