Doughty v. Sullivan

93 A. 738, 113 Me. 243, 1915 Me. LEXIS 138
CourtSupreme Judicial Court of Maine
DecidedMarch 30, 1915
StatusPublished

This text of 93 A. 738 (Doughty v. Sullivan) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doughty v. Sullivan, 93 A. 738, 113 Me. 243, 1915 Me. LEXIS 138 (Me. 1915).

Opinion

Haley, J.

This is an action on the case, brought under Sec. 76 of Chap. 114 of the R. S. The defendant was cited before a disclosure commissioner, in Cumberland County, by the owner of a judgment for $8000 debt or damage, and costs of suit, $42.76, an examination was had, and on February 4, 1913, the commissioner refused to administer the oath to the defendant. March 7,1913, this action was brought. At the October term of the Supreme Judicial Court for Cumberland County the testimony was taken out and the case reported to this court for final judgment.

The statute provides, Chap. 114, Sec. 76: “When a debtor, herein authorized or required to disclose on oath, wilfully discloses falsely, or withholds, or suppresses the truth, the creditor of record or in interest may bring a special action on the case against him, whether he is criminally prosecuted or not, particularly alleging the false oath and fraudulent concealment of his estate or property; and, on oath, before a justice of the peace, he may declare his belief of the truth of the allegations in the writ, such justice shall certify the oath on the writ.”

By the statute it is necessary to allege in the writ the false oath of the debtor and fraudulent concealment of his estate or property. The writ in this case contains the allegation that the defendant in the disclosure proceedings took a false oath; it being a necessary allegation, to entitle the plaintiff to judgment that allegation must be proved. The case as reported consists of the testimony of the Clerk of Courts, who showed by the record the recovery of the judgment for $800 and costs, upon which judgment it is alleged the disclosure was had; the testimony of the plaintiff that the judgment had not been paid; the testimony of the disclosure commissioner, who read his record in the case, which does not show that the defendant was [245]*245sworn; a copy of the disclosure commissioner’s record which does not show that the defendant was sworn, and a copy of what purports to be the examination of the defendant before the commissioner, certified as “A true copy of evidence. Jacob H. Berman, Disclosure Commissioner.”

An examination of the so-called evidence shows that it was taken by a stenographer, presumably a court reporter, who did not sign it, and it was not signed by the defendant. It is stated in the so-called evidence, “John W. Sullivan, having been duly sworn by the Commissioner, testified as follows:” The statement by the stenographer that the defendant was duly sworn is no proof of the fact. There is no provision of law making unsigned and unsworn statements of a stenographer, in disclosure proceedings, proof of the facts stated by him. The testimony of the commissioner who administered the oath would have proved the allegation. The certificate of the magistrate before whom the oath was taken, his signature being proved, would have been competent and sufficient prima facie evidence of the oath. Commonwealth v. Warden, 11 Met., 406; Greenleaf on Evidence, Sec. 512; State v. Welch, 79 Maine, 99, and the fact that the defendant was sworn might have been proved by circumstantial evidence, as in U. S. v. Gardiner, 205 Fed., case No. 15186A. But to award a plaintiff judgment for $1685.52 for the sole reason that the defendant testified under oath falsely, there must be legal proof of the oath; without the oath there is no cause of action. The record does not contain any legal evidence that the defendant was under oath in the disclosure proceedings.

Even if the paper claimed to be the examination of the defendant before the disclosure commissioner is admissible, the result is the same. To entitle the plaintiff to a verdict for such highly punitive damages as are allowed by the statute, the evidence must be clear and convincing that the defendant on oath wilfully disclosed falsely, or withheld or suppressed the truth upon a material issue, material to the subject being investigated. Under the allegations of the writ there were but two issues:

1. Did the defendant at the time of the hearing own any real or personal estate, or interest in any, except what was exempt from attachment and execution?

2. Had the debtor, since the debt, or cause of action upon which the judgment was obtained, directly or indirectly sold, conveyed or [246]*246disposed of, or intrusted to any person any of his real or personal property to secure it, or to receive any benefit from it to himself?

As there is no claim by counsel, or any statement in the examination before the disclosure commissioner, that would authorize a judgment for the plaintiff upon the second issue, the question is narrowed down to whether he swore falsely as to his ownership, legal or equitable, of property at the time of the disclosure? For, as stated by counsel for the plaintiff, “This is not a question as to whether or not we would be entitled to recover any part of property which has been transferred by the debtor prior to the cause of action, because the testimony of the debtor clearly discloses that he never transferred to his wife, who is the only third party in question, any property that was not paid for by her out of money which had never belonged to the debtor,” which statement clearly eliminates the second issue, and the defendant was not questioned nor gave any testimony relating to any disposal of his property after the cause of action accrued, viz., November 21, 1910. There remains, therefore, as the only material issue, the question as to whether the defendant at the time of the disclosure hearing owned any real or personal estate or interest therein, and to entitle the plaintiff to a verdict he must show that, at the time of the disclosure hearing, he did own real or personal estate, or an interest therein, and that he wilfully testified falsely upon this particular point. As stated by the court in Ledden v. Hanson, 39 Maine, 355, “The examination required is designed— to securte to the creditor — such a disclosure as will present the pecuniary condition of the debtor and the history of the property, which he may have owned since the debt was contracted, and the disposal of the same so far as it may have been disposed of, and that of which he may still be the owner, and of which he may have the control.” The examination before the commissioner related almost wholly to matters which happened years before the cause of action accrued, which could only be material as they tended to show that he had property at the time of the disclosure, and testified falsely in regard to it. A large part of the examination related to money that the defendant testified was given to his wife by her mother thirty-four years before the disclosure hearing, which he testified consisted of several thousand dollars in money, and had been kept in the house and never deposited in the bank up to the time of the disclosure, at which time the plaintiff claims that the defendant testified there was more than a thousand [247]*247dollars in the house. The plaintiff earnestly contends that the story of that gift, as told by the plaintiff, is untrue, that it is a “fairy tale,” that the defendant swore falsely in his statement in regard to it, and that the balance of the money in the house (in the strong box) is the property of the defendant.

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Bluebook (online)
93 A. 738, 113 Me. 243, 1915 Me. LEXIS 138, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doughty-v-sullivan-me-1915.