Doscher v. Engel

140 N.Y.S. 286, 155 A.D. 467

This text of 140 N.Y.S. 286 (Doscher v. Engel) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doscher v. Engel, 140 N.Y.S. 286, 155 A.D. 467 (N.Y. Ct. App. 1913).

Opinions

WOODWARD, J.

[1] Claus Doscher by his last will and testament nominated and appointed his sons, Henry Doscher, John Doscher, and Charles Doscher, and his daughter, Gesine Engel, his executors and trustees, and the matter now before us arises upon an application made by the three brothers above named, as executors, trustees, devisees, and legatees under said will, for the removal of Gesine Engel as executrix and trustee. The allegations of the petition set forth matters which, if true, bring the case within the provisions of subdivision 2 of section 2817 of the same Code, but it is to be noted that there is a distinction in the proceedings between those under section 2685 and 2817 of the Code of Civil Procedure which is not generally observed in the discussion of questions of the character of that now before us. In the case of a petition under section 2685 of the Code of Civil Procedure, it is provided (section 2686) that it must set forth the facts and circumstances showing that the case is one of those specified in the preceding section, and upon proof, by affidavit or oral testimony satisfactory to the surrogate, of the truth of the allegations contained in the petition, a citation must be issued according to the prayer thereof. Section 2687 of the Code of Civil Procedure then provides that, upon a return of the citation, “if the objections, or any of them, are established to the surrogate’s satisfaction, he must make a decree, revoking the letters issued to the person complained of.” After making this positive provision, the section of the Code last above cited provides that “the surrogate may, in his discretion, dismiss the proceedings, upon terms, as to costs, as justice requires, and may allow the letters to remain unrevoked, in either of the following cases,” which [288]*288are cases arising under subdivisions 3, 4, and 5, and this exception from the general application of the statute would seem to indicate an intention on the part of the Legislature to make it mandatory upon the surrogate to make a decree revoking the letters, under the other, subdivisions of the section.

[2] The maxim, “Expressio unius'est exclusio alterius,” seems to us to be applicable here; that, the Legislature having especially provided for the cases in which the surrogate may exercise discretion, it necessarily excluded the exercise of discretion in reference to any of the matters arising under any other subdivision of the statute. While this maxim will not be permitted to defeat the obvious legislative intent where it conflicts with the letter of a statute, such intent must, nevertheless, be discernible in the context of the statute itself (Aultman & Taylor Co. v. Syme, 163 N. Y. 54, 57, 57 N. E. 168, 79 Am. St. Rep. 565), and here the letter of the.statute'is that “if the objections, or any of them, are established to the surrogate’s satisfaction, he must make a decree, revoking the letters issued,” so that there is no conflict with the letter of the statute. It is plain and unambiguous. It imposes the duty of revoking the letters when the surrogate is convinced of the truth of the allegations of the petition, except in. the cases arising under the third, fourth, and fifth subdivisions of section 2685 of the Code of Civil Procedure. As to these the surrogate is given discretionary power, and this necessarily excludes such a discretion under the other subdivisions of the section of the Code now under consideration.

This view of the case was urged before the Surrogate’s Court, but the learned surrogate, in an opinion handed down, after stating the proposition, says, “This construction, however attractive, is forbidden by authority,” citing several cases. He then.adds:

“These cases make it clear that, although a violation o£ duty or even breach oí trust may be found upon the evidence, the letters should not be revoked if the fund or estate is in no danger of being lost.”

And then he proceeds to dispose of the question upon the theory that, as there is an accounting pending on the part of the other executors, the respondent may be brought in and charged with any losses which may have resulted because of her misconduct, and the decree dismisses the proceeding upon the merits. Of course, if the construction which we have pointed.out above is “forbidden by authority,” and the surrogate has the discretionary "power to refuse to revoke letters where he is convinced of the truth of matters set forth in the petition and which are within the requirements of subdivision two of section 2685 of the Code of Civil Procedure, then the decree before us should be affirmed, even though the record clearly establishes the fact that the respondent has been guilty of conduct which renders her unfit for the discharge of the duties of the office of an executor, because she appears to have practically abandoned its duties and to have turned them over to her husband, who has intruded himself from the very first in the affiairs Which the testator had expressly confided to his executors. See Matter of Waterman, 112 App. Div. 313, 315, 316, 98 N. Y. Supp. 583. Let us' then examine these authoritiés, and see how far they for[289]*289bid that construction which, appears to be sanctioned by a well-established rule.

The first case relied upon is that of Matter of Monroe, 142 N. Y. 484, 37 N. E. 517. This case had absolutely nothing to do with the question of the proper construction to be put upon section 2685 of the Code of Civil Procedure. The surrogate had revoked letters of administration, the only material ground appearing in the record being that the administrator had foreclosed a mortgage which he held against the estate of the decedent under circumstances which might have called for action on the part of a court of equity, but it was pointed out that the administrator had no control over the real estate; that he had a perfect right to foreclose his mortgage; and that the Surrogate’s Court was without equitable jurisdiction, and"could not, therefore, be justified in removing an administrator for something which did not come within the condemnation of any known law. This is clearly not a forbidding authority against the contention of the petitioners.

Matter of O’Hara, 62 Hun, 531, 17 N. Y. Supp. 91, is the next case cited. This case did not arise under the provisions of section 2685 of the Code of Civil Procedure. It was an application for the removal of a testamentary trustee under the provisions of section 2817 of the Code of Civil Procedure. In that section it is merely provided that a person beneficially interested in the execution of a trust may present to the Surrogate’s Court a written petition, duly verified, setting forth the facts, and praying for a decree removing a testamentary trustee from his trust, and that he may be cited to show cause why. such a de'Sree should not be made in a case “where, by reason of his having wasted or improperly applied the money,” etc., following the language of subdivision 2 of section 2685 of the Code of Civil Procedure, but there are no provisions relating to this section which prescribe what the Surrogate’s Court is to do in reference to the issuing of the citation, or what he shall do upon the return of such citation. In such a case the usual practice would prevail, no doubt, and the Surrogate’s Court would be justified in exercising a sound judicial discretion in determining whether there should be a removal of a testamentary trustee. It was in reference to such a situation that the court quoted the rule from Perry on Trusts (4th Ed.) § 276:

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Related

In Re the Estate of Monroe
37 N.E. 517 (New York Court of Appeals, 1894)
Aultman Taylor Co. v. . Syme
57 N.E. 168 (New York Court of Appeals, 1900)
Elias v. Schweyer
13 A.D. 336 (Appellate Division of the Supreme Court of New York, 1897)
In re the Estate of Waterman
112 A.D. 313 (Appellate Division of the Supreme Court of New York, 1906)
In re Thieriot
117 A.D. 686 (Appellate Division of the Supreme Court of New York, 1907)
In re the Application for the Revocation of Letters Testamentary of George M. Burr
118 A.D. 482 (Appellate Division of the Supreme Court of New York, 1907)
In re Dittrich
120 A.D. 504 (Appellate Division of the Supreme Court of New York, 1907)
In re Seymour's Estate
17 N.Y.S. 91 (New York Supreme Court, 1891)

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Bluebook (online)
140 N.Y.S. 286, 155 A.D. 467, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doscher-v-engel-nyappdiv-1913.