ORDER AFFIRMING THE RECOMMENDED DECISION OF THE MAGISTRATE JUDGE
SINGAL, Chief Judge.
The United States Magistrate Judge filed with the Court on April 27, 2004 her
Recommended Decision (Docket # 39). The Plaintiff filed his objection to the Recommended Decision on May 14, 2004 (Docket # 43) and Defendant White filed his response to that objection on June 2, 2004 (Docket # 49). I have reviewed and considered the Magistrate Judge’s Recommended Decision, together with the entire record; I have made a
de novo
determination of all matters adjudicated by the Magistrate Judge’s Recommended Decision; and I concur with the recommendations of the United States Magistrate Judge for the reasons set forth in her Recommended Decision, and determine that no further proceeding is necessary.
1. It is therefore
ORDERED
that the Recommended Decision of the Magistrate Judge is hereby
AFFIRMED.
Defendant White’s Motion to Dismiss on jurisdictional grounds(Docket # 5)is
GRANTED.
Plaintiffs Motion for Leave to Conduct Discovery and for an Evidentiary Hearing (Docket # 19) is
DENIED.
RECOMMENDED DECISION ON DEFENDANT THOMAS WHITE’S MOTION TO DISMISS FOR LACK OF PERSONAL JURISDICTION AND MOTION FOR DISCOVERY OR EVIDENTIARY HEARING
KRAVCHUK, United States Magistrate Judge.
Plaintiff Daniel Donatelli is pursuing a whistleblower protection action against Defendant UnumProvident Corporation based on allegations that he was forced to retire as a consequence of complaining to his supervisors of unlawful claims handling practices taking place within UnumProvi-dent, including the alleged imposition of “quotas on claim denials and/or closures.” (Complaint, Docket No. 17, ¶ 21.) Dona-telli is also pursuing a defamation claim against UnumProvident and Thomas A.H. White for statements White allegedly made as UnumProvident’s Vice President of Corporate Relations. Specifically, Do-natelli complains, “On or about November 6, 2002, Thomas A.H. WTiite ... made written ... and/or oral statements to ... Mr. David Gelber, Executive Producer, Ed Bradley Unit for the CBS News show
60 Minutes II,
indicating that [Donatelli] was not credible.”
(Id.,
¶ 34.) This Recommended Decision concerns WTiite’s motion to dismiss the defamation claim against him for want of personal jurisdiction. (Docket No. 18.) I recommend that the Court GRANT the motion and DENY Do-natelli’s related motion for leave to conduct jurisdictional discovery or for an evidentia-ry hearing.
Jurisdictional Facts
WTien facing a motion to dismiss for lack of personal jurisdiction under Federal Rule of Civil Procedure 12(b)(2), the plaintiff bears the burden of establishing that personal jurisdiction is proper.
United States v. Swiss Am. Bank, Ltd.,
274 F.3d 610, 618 (1st Cir.2001). When an evidentiary hearing is not held to determine whether personal jurisdiction exists, the plaintiff must make a prima facie showing of jurisdiction by “citing to specific evidence in the record that, ‘if credited, is enough to support findings of all facts essential to personal jurisdiction.’ ”
Snell v. Bob Fisher Enter., Inc.,
115 F.Supp.2d 17, 20 (D.Me.2000) (quoting
Boit v. Gar-Tec Prod.,
967 F.2d 671, 675 (1st Cir.1992)). Wben determining whether the plaintiff has made the requisite prima facie showing, the court considers the pleadings,
affidavits, and exhibits filed by the parties.
Snell,
115 F.Supp.2d at 20. For the purposes of such a review, plaintiffs properly supported proffers of evidence are accepted as true and evidentiary disputes are resolved in favor of the plaintiff. However, unsupported allegations in the pleadings need not be credited.
Id.
The relevant record for the jurisdictional question consists of the First Amended Complaint (Docket No. 17), the Declaration of Thomas A.H. White (Docket No. 7), a copy of a letter White sent to CBS News (Docket No. 7, Ex. 1), the Affidavit of Tracie L. Adamson, Esq. (Docket No. 18, Ex. 2), two UnumProvident press releases (Docket No. 18, Exs. 3, 4), and the Second Declaration of Thomas A.H. White (Docket No. 21, Ex. 1). The complaint establishes that Donatelli’s claim against White is a common law claim for defamation that is based on the content of the letter White sent to CBS News concerning that news outlet’s preparation of an investigative report on UnumProvident’s claims handling practices. The letter was sent by White to David Gelber, Executive Producer, Ed Bradley Unit, CBS News, from White’s office in Chattanooga, Tennessee, to Mr. Gelber’s office in New York, New York. According to Donatelli, White impugned his credibility in the body of the letter. (Docket No. 17, ¶ 34.) Although the letter has been “introduced” for purposes of this motion, Donatelli does not call special attention to any particular passage within it. Donatelli offers Attorney Adamson’s affidavit and the two press releases to establish that UnumProvident designates White as a contact for inquiries concerning its news coverage. UnumPro-vident offers White’s first declaration to introduce in evidence the letter to Mr. Gelber and to establish that White’s contacts with Maine have been and continue to be limited to business trips taken on behalf of UnumProvident to attend meetings at its Portland, Maine offices. Un-umProvident offers White’s second declaration to establish that White has never traveled to Maine “for the purpose of investigating any claims made by [Donatelli] or to gather information about Donatelli,” and that he never “discuss[ed] Donatelli or his claims during any ... trips to Maine.” (Docket No. 21, Ex. 1, ¶ 2.) Absent from the record is any indication that any statement contained in White’s letter to Mr. Gelber ever made it into a CBS News nationwide broadcast or any other publication in Maine. Thus, for purposes of this motion, White’s publication of this statement appears to have been limited to Mr. Gelber and possibly others within the CBS News office in New York.
Discussion
To preside over a legal controversy, a court must have “the power to require the parties to obey its decrees,” or what the law refers to as “personal jurisdiction.”
Swiss Am. Bank,
191 F.3d at 35. “The plaintiff bears the burden of proving the court’s personal jurisdiction over the defendant.”
Daynard v. Ness, Motley, Loadholt, Richardson & Poole, P.A.,
290 F.3d 42, 50 (1st Cir.2002). In a diversity proceeding, this Court’s jurisdiction over parties is coextensive with that of a Maine state court.
Id.
at 51. Pursuant to Maine’s Long Arm Statute, Maine courts can exercise jurisdiction to the full extent authorized by the Due Process Clause. 14 M.R.S.A. § 704-A.
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ORDER AFFIRMING THE RECOMMENDED DECISION OF THE MAGISTRATE JUDGE
SINGAL, Chief Judge.
The United States Magistrate Judge filed with the Court on April 27, 2004 her
Recommended Decision (Docket # 39). The Plaintiff filed his objection to the Recommended Decision on May 14, 2004 (Docket # 43) and Defendant White filed his response to that objection on June 2, 2004 (Docket # 49). I have reviewed and considered the Magistrate Judge’s Recommended Decision, together with the entire record; I have made a
de novo
determination of all matters adjudicated by the Magistrate Judge’s Recommended Decision; and I concur with the recommendations of the United States Magistrate Judge for the reasons set forth in her Recommended Decision, and determine that no further proceeding is necessary.
1. It is therefore
ORDERED
that the Recommended Decision of the Magistrate Judge is hereby
AFFIRMED.
Defendant White’s Motion to Dismiss on jurisdictional grounds(Docket # 5)is
GRANTED.
Plaintiffs Motion for Leave to Conduct Discovery and for an Evidentiary Hearing (Docket # 19) is
DENIED.
RECOMMENDED DECISION ON DEFENDANT THOMAS WHITE’S MOTION TO DISMISS FOR LACK OF PERSONAL JURISDICTION AND MOTION FOR DISCOVERY OR EVIDENTIARY HEARING
KRAVCHUK, United States Magistrate Judge.
Plaintiff Daniel Donatelli is pursuing a whistleblower protection action against Defendant UnumProvident Corporation based on allegations that he was forced to retire as a consequence of complaining to his supervisors of unlawful claims handling practices taking place within UnumProvi-dent, including the alleged imposition of “quotas on claim denials and/or closures.” (Complaint, Docket No. 17, ¶ 21.) Dona-telli is also pursuing a defamation claim against UnumProvident and Thomas A.H. White for statements White allegedly made as UnumProvident’s Vice President of Corporate Relations. Specifically, Do-natelli complains, “On or about November 6, 2002, Thomas A.H. WTiite ... made written ... and/or oral statements to ... Mr. David Gelber, Executive Producer, Ed Bradley Unit for the CBS News show
60 Minutes II,
indicating that [Donatelli] was not credible.”
(Id.,
¶ 34.) This Recommended Decision concerns WTiite’s motion to dismiss the defamation claim against him for want of personal jurisdiction. (Docket No. 18.) I recommend that the Court GRANT the motion and DENY Do-natelli’s related motion for leave to conduct jurisdictional discovery or for an evidentia-ry hearing.
Jurisdictional Facts
WTien facing a motion to dismiss for lack of personal jurisdiction under Federal Rule of Civil Procedure 12(b)(2), the plaintiff bears the burden of establishing that personal jurisdiction is proper.
United States v. Swiss Am. Bank, Ltd.,
274 F.3d 610, 618 (1st Cir.2001). When an evidentiary hearing is not held to determine whether personal jurisdiction exists, the plaintiff must make a prima facie showing of jurisdiction by “citing to specific evidence in the record that, ‘if credited, is enough to support findings of all facts essential to personal jurisdiction.’ ”
Snell v. Bob Fisher Enter., Inc.,
115 F.Supp.2d 17, 20 (D.Me.2000) (quoting
Boit v. Gar-Tec Prod.,
967 F.2d 671, 675 (1st Cir.1992)). Wben determining whether the plaintiff has made the requisite prima facie showing, the court considers the pleadings,
affidavits, and exhibits filed by the parties.
Snell,
115 F.Supp.2d at 20. For the purposes of such a review, plaintiffs properly supported proffers of evidence are accepted as true and evidentiary disputes are resolved in favor of the plaintiff. However, unsupported allegations in the pleadings need not be credited.
Id.
The relevant record for the jurisdictional question consists of the First Amended Complaint (Docket No. 17), the Declaration of Thomas A.H. White (Docket No. 7), a copy of a letter White sent to CBS News (Docket No. 7, Ex. 1), the Affidavit of Tracie L. Adamson, Esq. (Docket No. 18, Ex. 2), two UnumProvident press releases (Docket No. 18, Exs. 3, 4), and the Second Declaration of Thomas A.H. White (Docket No. 21, Ex. 1). The complaint establishes that Donatelli’s claim against White is a common law claim for defamation that is based on the content of the letter White sent to CBS News concerning that news outlet’s preparation of an investigative report on UnumProvident’s claims handling practices. The letter was sent by White to David Gelber, Executive Producer, Ed Bradley Unit, CBS News, from White’s office in Chattanooga, Tennessee, to Mr. Gelber’s office in New York, New York. According to Donatelli, White impugned his credibility in the body of the letter. (Docket No. 17, ¶ 34.) Although the letter has been “introduced” for purposes of this motion, Donatelli does not call special attention to any particular passage within it. Donatelli offers Attorney Adamson’s affidavit and the two press releases to establish that UnumProvident designates White as a contact for inquiries concerning its news coverage. UnumPro-vident offers White’s first declaration to introduce in evidence the letter to Mr. Gelber and to establish that White’s contacts with Maine have been and continue to be limited to business trips taken on behalf of UnumProvident to attend meetings at its Portland, Maine offices. Un-umProvident offers White’s second declaration to establish that White has never traveled to Maine “for the purpose of investigating any claims made by [Donatelli] or to gather information about Donatelli,” and that he never “discuss[ed] Donatelli or his claims during any ... trips to Maine.” (Docket No. 21, Ex. 1, ¶ 2.) Absent from the record is any indication that any statement contained in White’s letter to Mr. Gelber ever made it into a CBS News nationwide broadcast or any other publication in Maine. Thus, for purposes of this motion, White’s publication of this statement appears to have been limited to Mr. Gelber and possibly others within the CBS News office in New York.
Discussion
To preside over a legal controversy, a court must have “the power to require the parties to obey its decrees,” or what the law refers to as “personal jurisdiction.”
Swiss Am. Bank,
191 F.3d at 35. “The plaintiff bears the burden of proving the court’s personal jurisdiction over the defendant.”
Daynard v. Ness, Motley, Loadholt, Richardson & Poole, P.A.,
290 F.3d 42, 50 (1st Cir.2002). In a diversity proceeding, this Court’s jurisdiction over parties is coextensive with that of a Maine state court.
Id.
at 51. Pursuant to Maine’s Long Arm Statute, Maine courts can exercise jurisdiction to the full extent authorized by the Due Process Clause. 14 M.R.S.A. § 704-A. When a non-resident defendant engages in “continuous and systematic activity” inside the forum state, a court may exercise jurisdiction over that defendant consistent with the Due Process Clause, even if the claims raised in the ease do not arise out of such activity.
Daynard,
290 F.3d at 51 (discussing so-called “general jurisdiction”). When a non-resident defendant does not engage in continuous and systematic activity inside
the forum state, then jurisdiction depends on whether the non-resident defendant’s contacts with the forum (1) sufficiently relate to the plaintiffs claims and (2) reflect a “purposeful availment of the privilege of conducting activities in the forum state, thereby invoking the benefits and protections of that state’s laws and making the defendant’s involuntary presence before the state’s courts foreseeable.”
United Elec. Radio & Machine Workers v. 163 Pleasant St. Corp.,
987 F.2d 39, 43 (1st Cir.1993)
(“163 Pleasant St. II”)
(describing so-called “specific jurisdiction”). When a plaintiff succeeds in demonstrating relatedness and purposeful availment, the court’s exercise of jurisdiction over the person of the defendant is proper unless the defendant can establish that certain “gestalt factors” make the exercise of jurisdiction unreasonable.
Id.
(citing
United Elec. Radio & Machine Workers v. 163 Pleasant St. Corp.,
960 F.2d 1080, 1087 (1st Cir.1992)
(“163 Pleasant St. I”)
(listing the five factors)). Alternatively, if the plaintiffs showing on relatedness and purposeful availment is close but non-convincing, the gestalt factors may tip the scale to either side.
Nowak v. Tak How Inv.,
94 F.3d 708, 717 (1st Cir.1996).
White argues that neither the general jurisdiction nor the specific jurisdiction standard can be met here because his periodic work-related visits to Portland do not rise to the level of continuous and systematic contacts with Maine and because his letter to CBS News was written in Tennessee and sent to New York, without any publication of its contents in Maine. (Docket No. 5 at 1.) In response, Donatelli argues that the facts support an exercise of specific jurisdiction because his defamation claim would not have arisen but for White’s activity in Maine and because the effects of the alleged defamation were felt in Maine. (Docket No. 18 at 7.) In my view, Donatelli’s showing satisfies neither the relatedness test nor the purposeful availment test.
1. Relatedness
On the question of relatedness, when the underlying claim lies in tort, a court “must probe the causal nexus between the defendant’s contacts and the plaintiffs cause of action.”
Phillips Exeter Academy v. Howard Phillips Fund, Inc.,
196 F.3d 284, 289 (1st Cir.1999). “The relatedness inquiry for tort claims focuses on whether the defendant’s in-forum conduct caused the injury or gave rise to the cause of action.”
Swiss Am. Bank,
274 F.3d at 622. In other words, “the action must directly arise out of the specific contacts between the defendant and the forum state.”
Sawtelle v. Farrell,
70 F.3d 1381, 1389 (1st Cir.1995). In Maine, a claim of defamation arises when there is an unprivileged publication of a false and defamatory statement to a third party.
Cole v. Chandler,
2000 ME 104, ¶ 5, 752 A.2d 1189, 1193. In this case, Donatelli alleges that White and Unum defamed him when White’s letter indicated to Mr. Gelber at CBS News that Donatelli was “not credible.” (Docket No. 17, ¶ 34.) Assuming that this amounts to a defamatory statement, the question is what relation White and this allegedly defamatory act have to the State of Maine. Donatelli contends that the relatedness test is met in this case because (1) he, Donatelli, “never left the State of Maine”; (2) White’s sources for gathering information about Donatelli were likely based in UnumProvident’s Portland, Maine office; and (3) the
underlying controversy concerns business practices Donatelli observed while employed by UnumProvident at its Portland, Maine office. (Docket No. 18 at 8.) In my view, these kinds of “relationships” do not establish “relatedness” among Maine, White and Donatelli’s defamation claim. In particular, even if the Court assumes that White obtained information concerning Donatelli through his Maine-based contacts at UnumProvident, the mere gathering of information is neither an element of the defamation cause of action nor otherwise tortious. A defamation claim depends on the
publication
of a false statement of fact. Gathering information simply is not actionable and the relevant conduct of publication occurred in New York, not Maine.
Based on this record, I have trouble getting past the relatedness test. In Donatelli’s view, relatedness must be established because White’s statements would not have been made but for his Maine-based dispute with Unum, which he describes as “giving birth to” White’s statement. (Docket No. 18 at 7.) But to my mind, the underlying circumstances of Donatelli’s whistleblower action describe only the “general relationship [among] the parties,” not specific contacts that proximately caused a defamation in New York.
Saiutelle,
70 F.3d at 1389. In this case, the only conduct on the part of White capable of proximately causing reputational injury to Donatelli was White’s publication of an allegedly defamatory statement, and that conduct did not occur in Maine.
Donatelli’s reliance on my recommendation in
New Life Brokerage Services, Inc. v. Cal-Surance Associates, Inc.,
222 F.Supp.2d 94, 103 (D.Me.2002), does not persuade me that jurisdiction exists in this case. In
New Life,
I recommended, and the Court ultimately agreed, that it had personal jurisdiction over a California brokerage in the context of the plaintiffs breach of contract, breach of fiduciary duty and professional negligence claims. That conclusion was based on the fact that the defendant broker had directed numerous communications to the plaintiff in Maine soliciting its business, including professional advice and assurances that allegedly ultimately proved to be misguided.
Id.
at 102-103. Importantly, these contacts went directly to the elements of the plaintiffs contract and tort claims, being instrumental in the formation of the parties’ contractual relationship and being the proximate cause of the plaintiffs detrimental reliance.
Id.
at 103-104. Although both
New Life
and this action concern claims premised on allegedly actionable speech, the speech in
New Life
was directed toward Maine, whereas the speech in this case was directed toward New York.
Ultimately, Donatelli has not offered any evidence of an in-forum defamatory publication. Nor, incidentally, has he offered anything of evidentiary quality to explain the nature of his alleged Maine-based rep-utational injury or how White’s letter to CBS News causally contributed to such an injury. The only material bearing on the latter issue is a conclusory allegation in Donatelli’s complaint, which is not of evi-
dentiary quality. (Docket No. 17, ¶ 39.)
In my view, this hole in Donatelli’s eviden-tiary proffer is too significant to ignore and White’s motion should be granted on the basis of a lack of relatedness.
2. Purposeful availment
The purposeful availment test concerns whether White’s contacts with Maine reflect “voluntary action” on his part that should have placed him on notice that he “might one day be called to defend himself’ in a Maine court.
Jet Wine & Spirits, Inc. v. Bacardi & Co.,
298 F.3d 1, 11 (1st Cir.2002). Donatelli argues that White’s periodic travel to Maine for business meetings, coupled with his position as a national spokesperson for UnumProvi-dent on the very topic of former employee lawsuits, “should have reasonably [placed White on notice] that his actions, as part of an aggressive campaign against former employee lawsuits, would have an effect on Donatelli and that the brunt of that injury would be felt by Donatelli in Maine.” (Docket No. 18 at 9-11 (internal quotation marks and citation omitted).) In my view, this argument relies too much on White’s ability to cause injury to Donatelli without focusing on the particulars of White’s actual, claim-related conduct or Donatelli’s alleged injury. In the specific jurisdiction context, the question is not what White was capable of doing by virtue of his position and UnumProvident’s presence in Maine, but whether White’s decision to speak in the terms he did and to the people he did (Mr. Gelber and possibly others at CBS News in New York) was an in-forum activity causing in-forum injury. The evidence shows that it was not in-forum activity. The evidence is silent regarding in-forum injury.
Calder v. Jones,
465 U.S. 783, 104 S.Ct. 1482, 79 L.Ed.2d 804 (1984), does not help Donatelli. In
Calder,
the plaintiff sued certain individual Florida residents in a California court. As here, the plaintiffs claim was for defamation. The defendants, a reporter and an editor of the National Enquirer newspaper, allegedly libeled the plaintiff in an edition of the nationally distributed paper.
Id.
at 784, 104 S.Ct. 1482. The Supreme Court held that the courts of California had personal jurisdiction over the defendants, despite a lack of general contacts between them and the State of California, because the “article was drawn from California sources, and the brunt of the harm ... was suffered in California.”
Id.
at 788-89, 104 S.Ct. 1482. The Supreme Court rejected the defendants’ contention that they were not responsible for publication of the libelous news story in California because they were not in control of their employer’s decision to market the paper there. According to the Court, this fact was not an obstacle to the exercise of jurisdiction because the defendant intentionally produced an article that they knew would injure the plaintiff and because the brunt of that injury would be felt “in the State in which she lives and works and in which the National Enquirer has its largest circulation.”
Id.
at 789-90, 104 S.Ct.
1482. The Court phrased, its holding thusly, “We hold that jurisdiction over [defendants] in California is proper because of their intentional conduct in Florida calculated to cause injury to respondent in California.”
Id.
at 791,104 S.Ct. 1482.
Donatelli contends that he is on par with the plaintiff in
Calder
because his underlying dispute with UnumProvident arises out of events taking place in Maine, White’s resources for gathering information about the dispute were all based in Maine, White knew his statements would quickly travel into Maine, and Donatelli’s injury has been felt exclusively in Maine. (Docket No. 18 at 8.) In reply, White argues that
Calder
does not control this case because White’s conduct was directed toward New York rather than Maine and because there is no evidence that the statements made to CBS News were ever “published” to a third party in Maine. (Docket No. 21 at 1-2.)
The First Circuit Court of Appeals has held that the
Calder
“effects” doctrine concerns the purposeful availment standard because the outcome in
Calder
turned primarily on the Court’s perception of the defendants’ intentions or purposes.
Stuiss Am. Bank,
274 F.3d at 623-24;
see also Noonan v. Winston Co.,
135 F.3d 85, 90 (1st Cir.1998) (bypassing the relatedness inquiry in the context of a defamation action and moving directly to a discussion of
Calder
in the context of its purposeful availment inquiry). The Court of Appeals has set forth a relatively restrictive interpretation of
Calder’s
seemingly expansive effects doctrine in
Noonan v. Winston Company,
where it held that the holding in
Calder
was based on the fact that the defendants “had aimed an act at the forum state, knew the act would likely have a devastating effect, and knew the injury would be felt in the forum state, where Jones lived and worked ‘and in which the National Enquirer had its largest circulation.’ ” 135 F.3d at 90 (quoting
Calder,
465 U.S. at 790, 104 S.Ct. 1482).
It is not at all apparent in this case that White aimed the statements in his letter at Maine or knew that they would have a devastating effect on Donatelli in Maine. In fact, the evidence points in the opposite direction.
Donatelli’s argument that the Court should find purposeful availment because White presumably intended for his statements about Donatelli’s employment at UnumProvident to be incorporated into a CBS News nationwide broadcast (Docket No. 18 at 10) is unconvincing. In my assessment, a reading of the letter does not reasonably support this inference and actually favors a contrary finding. The entire thrust of White’s discussion of Do-natelli in the letter is that CBS News should not broadcast a certain answer Do-natelli gave to a leading question asked during a deposition in an unrelated case and that, if CBS News would read the
entire transcript of Donatelli’s deposition, it would find that Donatelli’s testimony was not really probative of improper conduct on the part of UnumProvident. In other words, White’s letter was written to prevent any publication of Donatelli’s statements concerning UnumProvident. Such conduct, in my view, falls short of being “calculated to cause injury to [Dona-telli] in [Maine].”
Calder,
465 U.S. at 791, 104 S.Ct. 1482. Moreover, even if it was foreseeable that CBS News might publish portions of the letter, that never came to pass and pure foreseeabilty is not the touchstone of the purposeful availment standard.
World-Wide Volkswagen Corp. v. Woodson,
444 U.S. 286, 296, 100 S.Ct. 559, 62 L.Ed.2d 490 (1980). This takes us to the issue of the alleged “effects.”
Donatelli’s jurisdictional showing does not falter only on the issue of White’s intentions. On a more fundamental level, the record is devoid of any real evidence of an in-forum injury or effect, unlike both
Calder
and
Noonan.
This is due, in significant part, to the absence of an inforum publication,
see Swiss Am. Bank,
274 F.3d at 624-25 (“[T]he in-forum publication of the article in
Calder
provided an important contact for jurisdictional purposes.”), but also to the absence of evidence concerning any in-forum harm to Donatelli. There simply is no basis in the record for the Court to understand how it is that the allegedly defamatory statement that was sent from Tennessee to New York came home to roost in Maine. In other words, there is no evidence of any in-forum effects to support an application of the
Calder
effects doctrine.
Without any basis to understand the nature of the in-forum effect it is hard to place Donatelli’s situation on par with the plaintiffs in
Calder
and
Noonan
or White’s conduct on par with the defendants in
Calder.
Ultimately, my assessment is that Donatelli cannot succeed with a jurisdictional argument based on the
Calder
effects doctrine when the key evidence (the letter) was not published in Maine and does not reflect a calculated attempt to cause an injury to Donatelli in Maine (let alone a “devastating effect,”
Noonan,
135 F.3d at 90), and where Dona-telli does not provide the Court with an evidentiary basis to understand the in-forum effect of the extra-forum publication.
3. Gestalt factors
In the event that the Court agrees with the recommendation on the issues of relatedness and purposeful availment, there would be no need to address the five gestalt factors prescribed by the Court of Appeals.
163 Pleasant St. I,
960 F.2d at 1090 n. 11. On the other hand, the
Court of Appeals has indicated that in close cases, the gestalt factors “may tip the constitutional balance.”
Nowak,
94 F.3d at 717. “ ‘The weaker the plaintiffs showing on the first two prongs (relatedness and purposeful availment), the less a defendant need show in terms of unreasonableness to defeat jurisdiction.’ The reverse is equally true: a strong showing of reasonableness may serve to fortify a more marginal showing of relatedness and purposefulness.”
Id.
(quoting
Ticketmaster-New York v. Alioto,
26 F.3d 201, 210 (1st Cir.1994)). The gestalt factors call upon the Court to consider:
(1) the defendant’s burden of appearing, (2) the forum state’s interest in adjudicating the dispute, (3) the plaintiffs interest in obtaining convenient and effective relief, (4) the judicial system’s interest in obtaining the most effective resolution of the controversy, and (5) the common interests of all sovereigns in promoting substantive social policies.
163 Pleasant Street I,
960 F.2d at 1088. Factors 3 and 4 obviously suggest that an exercise of jurisdiction by this court would not be inherently unreasonable, although it is hard to think of factor 3 ever weighing against litigation in the plaintiffs home forum. Of these several factors only factor 1 supports White. On the other hand, White’s burden of appearing does not seem particularly excessive in light of the fact that UnumProvident appears to be paying defense counsel’s bill and would probably cover White’s travel expenses as well. Still, enduring litigation in a forum as distant as Maine is from Tennessee is an appreciable burden, particularly when one considers that White’s presence in this litigation stems entirely from the fact that he engaged in the claim-dependent activities in New York, not Maine, and did so only in agency to his corporate principal, not to serve his private interest. Whether or not one labels these considerations a “fiduciary shield,” the fact is that they are legitimate considerations when the reasonableness of an exercise of jurisdiction is at issue.
But see Maine Rubber Int’l v. Envtl. Management Group, Inc.,
298 F.Supp.2d 133, 135-36 (D.Me.2004) (declining to apply the fiduciary shield doctrine in a case where, unlike this one, the defendant “clearly had the requisite minimum contacts” with the forum, albeit on the theory that the doctrine is equitable in nature and therefore should not be applied in the context of a constitutional analysis). The net total of these factors does not, in my view, provide Donatelli with a sufficient counterweight to overcome the significant problems that exist with respect to his showing on the issues of relatedness and purposeful availment.
4- Jurisdictional discovery is not warranted.
In a related motion, Donatelli requests that he be given leave to conduct jurisdictional discovery, including by means of an evidentiary hearing. (Pl.’s Mot. for Discovery and for Evidentiary Hearing, Docket No. 19.) According to Donatelli, “it is imperative that [he] be permitted to explore White’s contacts in Maine, as well as their relation to [his] claims in order to fully assess whether general or specific jurisdiction exists.”
(Id.
at 3.) Donatelli appears to think that White’s contacts with Maine might have related to the letter he wrote to CBS News, insofar as White “utilized forum contacts in Maine to gather and develop the information underlying the tort[i]ous
letter sent to [CBS News].”
(Id.)
Donatelli does not suggest any other line of inquiry that he would like to pursue.
“Even if they do not alter the constitutional balance, the gestalt factors can be important in determining whether the plaintiffs jurisdictional showing is ‘colorable’ enough to support a request for jurisdictional discovery.”
Swiss Am. Bank,
274 F.3d at 635: The Court has broad discretion to permit or deny jurisdictional discovery.
Noonan,
135 F.3d at 94. A denial of leave to conduct discovery “will be overturned ‘only upon a clear showing of manifest injustice, that is, where the- lower court’s discovery order was plainly wrong and resulted in substantial prejudice to the aggrieved party.’ ”
Crocker v. Hilton Int’l Barbados, Ltd.,
976 F.2d 797, 801 (1st Cir.1992) (quoting
Santiago v. Fenton,
891 F.2d 373, 379 (1st Cir.1989)). The docket reflects that Donatelli has been free to conduct any jurisdictional discovery that might be obtained from UnumProvident since January 5, 2004, the date that the Court’s Scheduling Order issued.
(Docket No. 8.) My assessment is that discovery about the particulars of how White obtained information concerning Donatelli’s employment at UnumProvident is not reasonably calculated to resolve any of the analytical problems that currently exist insofar as relatedness and purposeful availment are concerned. For example, discovery about how White obtained information about Donatelli is not likely to produce evidence tending to establish that White’s letter to CBS News was calculated to cause injury to Donatelli in Maine. Nor is such discovery likely to produce evidence tending to explain how the statement made to CBS News in New York came to have an injurious effect upon Donatelli in Maine. Evidence of injury to Donatelli in Maine would most likely come from Donatelli himself, not discovery initiatives directed at White. As for general jurisdiction, White’s periodic employment-related visits to this forum are already established on the record. The argument that such contacts with Maine rise to the level of continuous and systematic contacts was already available to Donatelli, but was not pressed.
Conclusion
For the reasons stated herein, I RECOMMEND that the Court GRANT White’s motion to dismiss on jurisdictional grounds and DENY Donatelli’s motion for leave to conduct discovery and for an evi-dentiary hearing.
NOTICE
A party may file objections to those specified portions of a magistrate judge’s report or proposed findings or recommended decisions entered pursuant to 28 U.S.C. § 636(b)(1)(B) for which
de novo
review by the district court is
sought, together with a supporting memorandum, and request for oral argument before the district judge, if any is sought, within ten (10) days of being served with a copy thereof. A responsive memorandum and any request for oral argument before the district judge shall be filed within ten (10) days after the filing of the objection.
Failure to file a timely objection shall constitute a waiver of the right to
de novo
review by the district court and to appeal the district court’s order.