Dome Condominium Association Inc. v. Goldenberg

442 F. Supp. 438, 1977 U.S. Dist. LEXIS 12342
CourtDistrict Court, S.D. Florida
DecidedDecember 16, 1977
Docket77-2072-Civ-JLK
StatusPublished
Cited by3 cases

This text of 442 F. Supp. 438 (Dome Condominium Association Inc. v. Goldenberg) is published on Counsel Stack Legal Research, covering District Court, S.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dome Condominium Association Inc. v. Goldenberg, 442 F. Supp. 438, 1977 U.S. Dist. LEXIS 12342 (S.D. Fla. 1977).

Opinion

ORDER

JAMES LAWRENCE KING, District Judge.

This cause came on for consideration upon the motion of plaintiff for remand or abstention. The court, having considered the record and having heard oral argument on this matter, finds and concludes that it should abstain.

Abstention is a judicially created doctrine which delimits the power of the federal courts in adjudicating controversies otherwise within their jurisdiction. The fountainhead of this doctrine is Railroad Commission of Texas v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85 L.Ed. 971 (1941). In Pullman, plaintiffs challenged an administrative order issued by a Texas agency as being violative of Texas law and of the Due Process, Equal Protection and Commerce Clauses of the Constitution. The federal trial court enjoined enforcement of the administrative order based on its being inconsistent with state law. The Supreme Court reversed, explaining that

the last word on the meaning of Article 6445 of the Texas Civil Statutes [the law in question], and therefore the last word on the statutory authority of the Railroad Commission in this case belongs neither to us nor to the district court but to the supreme court of Texas. In this situation, a federal court of equity is asked to decide an issue by making a tentative answer which may be displaced tomorrow by a state adjudication. . . . The reign of law is hardly promoted if an unnecessary ruling of a federal court is *440 thus supplanted by a controlling decision of a state court.

312 U.S. at 499-500, 61 S.Ct. at 645.

Underlying the Supreme Court’s order of abstention in Pullman is an emphasis on comity. Respect for the expertise of a state’s judicial system in construing state statutes is evident throughout the majority’s opinion. However, another factor is at work therein — the desire to avoid deciding constitutional questions when possible. It is the combination of unresolved state law issues with the presence of a federal constitutional claim which distinguishes Pullman from the case sub judice for in the present case, this court is confronted solely with novel, albeit critical, state law issues. No federal constitutional issue appears on the face of the complaint or lurks dangerously near in the background.

As a result of this posture, this court must inquire into the rationale underlying the Pullman abstention doctrine to determine whether the present situation was meant to be encompassed within. Pullman, itself, provides this court with a clue to one of the primary driving forces behind the invocation of the abstention doctrine. Justice Frankfurter, writing for the Court, expressed it as follows:

New public interests have a higher claim upon the discretion of a federal chancellor than the avoidance of needless friction with state policies, whether the policy relates to the enforcement of the criminal law ... or the final authority of a state court to interpret doubtful regulatory laws of the state. These cases reflect a doctrine of abstention appropriate to our federal system whereby the federal courts, ‘exercising a wise discretion’, restrain their authority because of ‘scrupulous regard for the rightful independence of the state govérnments’ and for the smooth working of the federal judiciary.

312 U.S. at 500-01, 61 S.Ct. at 645. (emphasis added)

In the case sub judice, plaintiff has filed suit in state court on behalf of the unit owners of a particular condominium complex. Defendant has removed the case to this court by way of diversity jurisdiction. Integral to the resolution of this case are several questions of state law which revolve around the interpretation of state statutes heretofore unconstrued by the highest court of the state of Florida. Defendant does not deny that these state law questions are crucial or that the statutes involved will require this court to engage in statutory construction unaided by the opinions of the highest state courts. Defendant argues, instead, that abstention is a doctrine which should not be invoked except in the most unusual circumstances. With that argument this court agrees. However, this court is of the opinion that the present case provides sufficient exigencies to mandate abstention herein.

I. The Scope of Comity:

It is well recognized that “comity is a principle of long standing.” Rath Packing Co. v. Becker, 530 F.2d 1295, 1306 (9th Cir. 1975). Comity entails concern for the functioning of the state and national systems of government within the delicate framework of federalism. As the Supreme Court has noted, ,

We live in the jurisdiction of two sovereignties, each having its own system of courts to declare and enforce its laws in common territory. It would be impossible for such courts to fulfill their respective functions without embarrassing conflict unless rules were adopted by them to avoid it. The people for whose benefit these two systems are maintained are deeply interested that each system shall , be effective and unhindered in its vindication of its laws. The situation requires, therefore, not only definite rules fixing the powers of the courts in cases of jurisdiction over the same persons and things in actual litigation, but also a spirit of reciprocal comity and mutual assistance to promote due and orderly procedure.

Ponzi v. Fessenden, 258 U.S. 254, 259, 42 S.Ct. 309, 310, 66 L.Ed. 607 (1921).

The arguments in support of comity and mutual respect between the two levels of *441 government are venerable and legion. However, abstention does not arise within a one-sided environment. The counterbalancing value which federal courts must confront revolves around the importance of their not abdicating the jurisdiction with which they have been endowed.

In the present case, this court derives its power to hear plaintiff’s claim through the diversity jurisdiction. Diversity jurisdiction, as a whole, has been under increasing attack as of late. See, H. Friendly, “A Legal Prediction: Marching Into the Third Century,” 16 The Judges Journal, p. 6 (Spring, 1977). Nevertheless, the diminished appeal of diversity jurisdiction as a predicate for federal judicial power is an improper consideration in the resolution of an abstention issue. Justice Brennan has cautioned that

distaste for diversity jurisdiction certainly cannot be reason to license district judges to retreat from their responsibility. . . Until Congress speaks otherwise, the federal judiciary has no choice but conscientiously to render justice for litigants from different states entitled to have their controversies adjudicated in the federal courts.

Louisiana Power & Light Co. v. City of Thibodaux,

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Bluebook (online)
442 F. Supp. 438, 1977 U.S. Dist. LEXIS 12342, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dome-condominium-association-inc-v-goldenberg-flsd-1977.