Dold v. Dold

103 Misc. 86
CourtNew York Supreme Court
DecidedMarch 15, 1918
StatusPublished

This text of 103 Misc. 86 (Dold v. Dold) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dold v. Dold, 103 Misc. 86 (N.Y. Super. Ct. 1918).

Opinion

Wheeler, J.

One of the grounds of demurrer is that the action is improperly brought in the name of Eva M. Dold, as temporary guardian of the infant Albert W. Dold, and that the action should be prosecuted so far as his interests are concerned by a guardian ad litem appointed by the court for that purpose. The action is brought alleging in substance that 1,160 shares of the capital stock of the Jacob Dold Packing Company were transferred on the books of that company from the name of Albert W. Dold (then deceased) to the trustees of the estate of Albert W. Dold, his next of kin and heirs-at-law being his widow, Eva M. Dold, and the infant Albert W. Dold. That said infant under the provisions of the laws of the state of New York became and was the owner of two-thirds of said stock, and his mother, Eva M. Dold, the owner of the remaining third, and the said Eva M. Dold, as the administratrix of Albert W. Dold, deceased, • distributed two-thirds of said estate to herself as temporary guardian of the property of said infant, Albert W. Dold, and one-third to herself individually. It does not appear, so far as I can ascertain, that the stock itself was in fact transferred on the • books of the company or reissued one-third to Eva Dold and two-thirds to Albert W. Dold, the infant, or to Eva Dold as guardian. The complaint seems to be silent on that point. But the complaint does allege that induced by the means of false and fraudulent representations on the part of the defendant the plaintiff did on the 26th of September, 1912, individu[88]*88ally and as guardian of Albert W. Dold, the infant, sign and deliver to the defendant an option to sell to him said 1,160 shares of the common stock of the company ‘ ‘ which said 1,160 shares then belonged one-third thereof to the plaintiff individually, and two-thirds thereof to the plaintiff as guardian of the property of Albert W. Dold, an infant,” and thereafter the said plaintiff individually and as such guardian delivered to said defendant said 1,160 shares of stock for an agreed consideration. The plaintiff demands judgment that said sale and transfer be set aside on account of an alleged fraud, and returned to the plaintiff, and the defendant account for dividends received thereon and for such other relief as may be just and proper.

The defendant contends among other things that the plaintiff cannot maintain this action as guardian for her son, but that a guardian ad litem should have been appointed and the action prosecuted in the name of the infant by such guardian ad litem.

Section 469 of the Code of Civil Procedure declares that: Before a summons is issued, in the name of an infant plaintiff, a competent and responsible person must be appointed, to appear as his guardian for the purpose of the action.”

This section, however, does not in terms declare that all actions for the benefit of an infant must be brought in his name and by a guardian ad litem. Perhaps there is an implication in the language of the section that an action may be brought in the interest of an infant without being prosecuted in his name.

We must examine the decisions for the purpose of ascertaining whether in proper cases the general guardian may bring an action in his name as such. We will first take up and consider such decisions of the Court of Appeals as we have been able to find.

[89]*89In Segelken v. Meyer, 94 N. Y. 473, an action was brought on behalf of an infant by a guardian ad litem and it was urged on appeal that inasmuch as the infant had a general guardian the action should have been brought by the general guardian as such. The court, however, held the action well brought. This case goes no further than to hold that actions may be brought by an infant by guardian ad litem, and need not be instituted in the name of the general guardian.

In the case of Perkins v. Stimmel, 114 N. Y. 359, the action was brought by the general guardian for the benefit of the infant. The action was upon a guardian’s bond, given by the plaintiff’s predecessor, and it was held the action was properly brought. Judge Potter, however, in the course of his opinion, said, among other things: I am inclined to hold that the action should have been brought in the name of the infant by her guardian ad litem, and such is and will be the better practice, I think. But while I have reached that conclusion, as a general rule of practice, it cannot avail the defendant in this case, as the objection was not raised by demurrer or answer as shown by the opinion of my brother Brown in this case.”

The holding and the language quoted on first reading may appear inconsistent. It will be noted, however, that the language in Perkins v. Stimmel is at most only an expression of opinion on the part of the writer of the opinion as to what is the better practice, without a holding by the court that actions by general guardian cannot be maintained.

Construing the entire opinion of Judge Potter we can only gather that while he thought the action was well brought in the name of the general guardian, the preferable practice is to have a guardian ad litem named and the action prosecuted by him.

[90]*90In Van Zandt v. Grant, 175 N. Y. 150, Chief Judge Parker writing for the court commented on the opinion in Perkins v. Stimmel, 114 N. Y. 359, and said he did think it could fairly be said that case held that an action could only be maintained by a guardian ad litem and quoted the language of the judge in Perkins v. Stimmel, 114 N. Y. 359, where he said: “ ‘ If this was the only question in the case, and I had not come to the conclusion, that there must be a new trial or the judgment must be reversed on another ground, I should be disposed to hold- that this action was properly brought in the name of the general guardian, in accordance with the various decisions which have been made from time to time on that subject.’ ”

The learned chief judge, therefore, held in Van Zandt v. Grant that the action was properly brought . by a general guardian appointed to succeed a deceased general guardian to compel the administrator of the deceased guardian to account for property of the infant. It should, however, be noted that in reaching this conclusion the court laid stress on the provisions of section 2607 (former number) of the Code expressly authorizing the general guardian to bring the action, citing Prentiss v. Weatherly, 144 N. Y. 707, affirming 68 Hun, 114, as holding that by virtue of this section such an action must be brought by the general guardian and cannot be brought in the name of the infant by a guardian ad litem.

The net result seems to be that the question now up for consideration has not been finally and definitely passed on by the Court of Appeals, and we must look to other decisions to guide us in its disposition.

Perhaps the decision most squarely covering the question under consideration is that of Schlieder v. Dexter, 114 App. Div. 417.

There the complaint appears to have alleged in sub[91]*91stance that as guardian the plaintiff had certain moneys belonging to the infant which he gave to the defendants receiving therefor a note with a pledge of certain bonds as collateral, and it was held that the suit was properly brought in the name of the general guardian.

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Related

Segelken v. . Meyer
94 N.Y. 473 (New York Court of Appeals, 1884)
Bradley v. . Bradley
58 N.E. 887 (New York Court of Appeals, 1900)
Prentiss v. . Weatherly
39 N.E. 857 (New York Court of Appeals, 1895)
Van Zandt v. . Grant
67 N.E. 221 (New York Court of Appeals, 1903)
Warren v. . Parkhurst
78 N.E. 579 (New York Court of Appeals, 1906)
Perkins v. . Stimmel
21 N.E. 729 (New York Court of Appeals, 1889)
Schlieder v. Dexter
114 A.D. 417 (Appellate Division of the Supreme Court of New York, 1906)
Mitchell v. Mitchell
170 A.D. 452 (Appellate Division of the Supreme Court of New York, 1915)
Thomas v. Bennett
56 Barb. 197 (New York Supreme Court, 1868)
Prentiss v. Weatherly
22 N.Y.S. 680 (New York Supreme Court, 1893)

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Bluebook (online)
103 Misc. 86, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dold-v-dold-nysupct-1918.