Doepfner v. Bowers

55 Misc. 561, 106 N.Y.S. 932
New York Supreme Court·Decided August 15, 1907·Published·Cited by 14 cases

Opinion

Bischoff, J.

“ Hard cases make bad law. Blard cases must not be allowed to make bad equity, any more than bad law.” Moore v. Pierson, 6 Iowa, 279, 296. “ Hard cases are the quicksands of the law.” Metropolitan Natl. Bank of Kansas City, Mo. v. Campbell Commission Co., 77 Fed. Rep. 705. “ There is, in all such instances, great danger of the courts drifting away from fundamental grounds upon which a rule of equity is builded, and getting out upon the wide sea of adventure without chart or compass. While rules and principles of equity jurisprudence are constantly expanding in the aspiration for justice in the administration of law by the courts, they should never forget that ‘the sprout is to savor of the root, and go the same way.’ ” Id.

It is not without a deep feeling of sympathy for the plaintiff, because of the disappointment and loss which my adverse decision must necessarily entail upon him, that I have reached the conclusion that the facts of the case in hand call for a dismissal of' the complaint, a conviction the more difficult because it was only reluctantly arrived at.

Courts of equity act on fixed principles, and in this re[563]*563speet their authority is no more to be arbitrarily exercised than is the authority of courts of law. 1 Story Eq. Juris. § 20. These principles emanate from natural or intuitive justice, and are necessarily of general application, to which particular cases must be made to conform. A court of equity, therefore, must move within these principles and adhere to them, lest the condition of the law be one of uncertainty and chaos, whereby those desirous of conducting themselves according* to law are prevented from knowing what the law is and of regulating their affairs by its demands and commands.

The plaintiff, jointly with his brother, Eugene 0. Doepfner, whose interest he has since acquired, leased the comer basement of the premises No. 133 East Thirty-fourth street, in this city, for the purposes of a drug store. This was in February, 1897, and the lease was for a period of ten years from May 1, 1897, at an annual rental of $2,000. It contained the following provision: “ The party of the first part (the lessor) hereby covenants and agrees that he will extend this lease for a further term of five (5) years from the date of the expiration thereof at the yearly rental or sum of twenty-two ($2,200.00) hundred dollars, provided the parties of the second part (the lessees) have fully complied with all the covenants of this agreement, and notify the party of the first part in writing on or before six months prior to the date of the expiration of this lease of their intention to tahe advantage of this option

The lessees entered into possession of the demised premises on June 1, 1897, the same being unfit for occupancy before that time, and the proportionate rent for the month expired was remitted by the lessor. During their occupancy the lessees fitted the premises up as a drug store and established therein a lucrative business, their investment and the good will of the business at the pre-ent time representing a combined value of upward-of $20,000. From time to time the lessees expressed themselves toward the lessor’s agent, orally, as desirous of accepting the benefit of a renewal of their lease. The last six months of th_ term began on the 1st day of November, 1906, and the time within which the [564]*564lessees were required, according to the tenor of their lease, to give notice in writing of the exercise of their option to renew the lease expired on the same day.

It is admitted that such a notice was not given until November 19, 1906, and the plaintiff seeks to excuse the failure of an earlier notice by the facts that in July, 1906, he departed for Europe, intending to return before October first of the same year; that he was detained partly by illness and partly because he was unable to secure a return passage. He did return home on November 18, 1906, and on the next following day served a written notice, to the effect that he desired a renewal of his lease. He furthermore says, that, because the lessees were not let into possession of the demised premises until one month after the commencement of the ¡term, as stated in the lease, he supposed that the term was extended by a month, and that the time for the giving of the notice for renewal did not expire until December 1, 1906.

The notice given was repudiated by the defendant, the lessor’s successor in interest, and this action is brought to compel a specific performance of that provision of the lease which relates to a renewal. Neither the lessor, nor the defendant, as his successor in interest, is in any way complained of as having led the lessees or the plaintiff into any omission to give notice in writing of their intention to renew or extend the lease before it was actually given; and the single question, therefore, which I am asked to determine, is whether equity will relieve the plaintiff from the result of his omission to give the notice contractually required.

The grounds upon which the plaintiff bases his claim to relief are seriously open to question as to their sufficiency. He could not reasonably have supposed the lease to be extended for the time that he was prevented from taking possession of the demised premises, after having accepted compensation for the delay; and he has at most explained why it was that he did not give the notice for renewal after his departure for Europe in July, 1906. But why such notice was not given during the period of more than nine years before his departure for Europe is left wholly unexplained.

[565]*565• Reference to the provision in the lease will show that the notice was not required to he given on ¡November 1, 1906, but on or before that date. Assuming the plaintiff’s omission, however, as excusable upon the grounds urged, it is clear that equity cannot reinstate him to his right to a renewal of the lease.

I purposely refrain from reviewing and differentiating the many adjudications based upon a state of facts similar to that of the case in hand, as involving a mere labor of supererogation; and in the treatment of the case I have preferred to subject the facts to the test of principle rather than of precedent.

The case at bar is not one of a condition subsequent, where a penalty or forfeiture is imposed in terrorem, and the principal aim of the contracting parties is to secure a performance of the condition. In such a case equity, regarding intention rather than form, can and will relieve where the penalty or forfeiture was incurred through accident, surprise or mistake. 2 Story Eq. Juris., §§ 1314, 1316.

The provision for notice constituted a condition precedent, upon the performance of which the plaintiff’s right to a renewal was dependent. 2 Story Eq. Juris., §§ 1302, 1306. “ There is a wide distinction between a condition precedent, where no title has vested, and none is to vest until the condition is performed, and a condition subsequent, operating by way of a defeasance. In the former case, equity can give no relief. The failure to perform is an inevitable bar. ¡No right can ever vest. The result is very different where the condition is subsequent. There equity will interpose and relieve against the forfeiture upon the same principles of compensation, where the principle can be applied, giving damages, if damages should be given, and the proper amount can be ascertained.” Davis v. Gray, 16 Wall. 229.

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Doepfner v. Bowers, 55 Misc. 561, 106 N.Y.S. 932 (N.Y. Super. Ct. 1907).

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