Doe v. Colgate Univ.

CourtCourt of Appeals for the Second Circuit
DecidedJanuary 15, 2019
Docket17-3594-cv
StatusUnpublished

This text of Doe v. Colgate Univ. (Doe v. Colgate Univ.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doe v. Colgate Univ., (2d Cir. 2019).

Opinion

17-3594-cv Doe v. Colgate Univ.

UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT SUMMARY ORDER RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.

At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 15th day of January, two thousand nineteen. PRESENT: JOHN M. WALKER, JR., PIERRE N. LEVAL, CHRISTOPHER F. DRONEY, Circuit Judges. ______________________________________________ JOHN DOE, Plaintiff-Appellant,

v. No. 17-3594-cv

COLGATE UNIVERSITY, Defendant-Appellee,

COLGATE UNIVERSITY BOARD OF TRUSTEES, JEFFREY HERBST, individually and as agent for Colgate University, SUZY M. NELSON, individually and as agent for Colgate University, KIMBERLY TAYLOR, individually and as agent for Colgate University, MARILYN RUGG, individually and as agent for Colgate University, VALERIE BROGAN, individually and as agent for Colgate University, TAMALA FLACK, individually and as agent for Colgate University, Defendants. ______________________________________________

1 FOR PLAINTIFF-APPELLANT: PHILIP A. BYLER, (Andrew T. Miltenberg, Kara Gorycki, Tara Davis, on the brief), Nesenoff & Miltenberg, LLP, New York, NY

FOR DEFENDANT-APPELLEE: LAURA H. HARSHBARGER, Bond, Schoeneck & King, PLLC, Syracuse, NY.

Appeal from an October 31, 2017, judgment entered by the United States District Court for the Northern District of New York (Kahn, J.).

UPON DUE CONSIDERATION, IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the judgment of the district court is AFFIRMED.

Plaintiff-Appellant John Doe 1 appeals from the October 31, 2017, judgment of the United States District Court for the Northern District of New York (Kahn, J.) dismissing this action on summary judgment. John Doe brought claims against Colgate University (“Colgate,” or “the University”) and a number of its officers and administrators alleging violations of Title IX of the Education Amendments of 1972, 20 U.S.C. § 1681 et seq. (“Title IX”), as well as, among other claims, breach of contract and breach of the duty of good faith and fair dealing. 2 He contends that Colgate discriminated against him because of his gender and violated policies set forth in its own student handbook when it expelled him for sexual misconduct in his senior year. John Doe also challenges the district court’s ruling that his proffered expert witness’s testimony was inadmissible under Rule 702 of the Federal Rules of Evidence for consideration during the summary judgment proceedings.

I. Background

A. Factual Background

Colgate University is a private university in Hamilton, New York. John Doe was an undergraduate student there from Fall 2011 until he was expelled for sexual misconduct in April 2015. Colgate adjudicates sexual misconduct allegations according to its Equity Grievance Policy (“EGP”), through the Equity Grievance Panel (the “Panel”). The Panel

1 The district court granted John Doe’s motion to proceed under a pseudonym. 2 John Doe withdrew his appeal as to the individual defendants. He also does not appeal the dismissal of his claims brought under the New York General Business Law, New York State Human Rights Law, or for “estoppel and reliance,” negligence, or declaratory judgment; thus, he has abandoned these claims.

2 investigates misconduct allegations and holds a hearing if the alleged conduct may warrant suspension or expulsion.

On October 28 and 29, 2014, Jane Does 1, 2, and 3 3 filed anonymous reports with the University, each alleging that John Doe had returned to their dormitory rooms after social events and had touched them sexually without their consent. Jane Does 1 and 3 additionally claimed John Doe had digitally penetrated them without their consent. Jane Doe 1 alleged conduct occurring on October 28–29, 2011 (the “October 2011 incident”); Jane Doe 2 alleged conduct occurring on February 11–12, 2012 (the “February 2012 incident”); and Jane Doe 3 alleged conduct occurring on April 28–29, 2012 (the “April 2012 incident”).

In November 2014, Jane Doe 2 met with Marilyn Rugg, the University’s Title IX coordinator, to file a formal complaint. Rugg assigned Valerie Brogan, the Campus Safety Investigator, and Tamala Flack, the Director of Equal Employment Opportunity and Affirmative Action, to investigate the complaint.

Brogan interviewed Jane Doe 2 on November 7, 2014, and confirmed she was one of the anonymous complainants. Brogan and Flack spoke with six witnesses about the complaint, including Jane Does 1 and 3. Jane Does 1 and 3 eventually informed Brogan and Flack that they had authored the other two complaints. Brogan and Flack reported the complainants’ identities to Rugg, and eventually interviewed Jane Does 1 and 3.

Dean Kimberly Taylor met with John Doe on December 4, 2014, and informed him that he was the subject of an EGP investigation based on allegations made against him.

Brogan and Flack interviewed John Doe on December 12, 2014. John Doe gave his account of the three incidents when Brogan and Flack asked him about his sexual history with the three complainants. He later memorialized his accounts in written statements. In general, John Doe maintained that he and Jane Does 1, 2, and 3 had been drinking alcohol before their encounters those evenings and he had only engaged in voluntary sexual activity with them. John Doe contends now that the complaints against him were prompted in part by a “Sexual Climate Forum” called “Breaking the Silence” held on campus on October 27, 2014, which sought to raise awareness about campus sexual assault.

3 Like the district court, we will refer to the three complainants under their pseudonyms of Jane Doe 1, 2, and 3.

3 In addition to Jane Does 1, 2, and 3, and John Doe, Brogan and Flack spoke with sixteen witnesses, including all witnesses John Doe identified as potentially having relevant information about the three alleged incidents.

On March 24, 2015, Colgate informed John Doe that it was charging him with Sexual Misconduct I for the October 2011 and April 2012 incidents, Sexual Misconduct II for all three incidents, and Sexual Exploitation for the February 2012 and April 2012 incidents. 4 Under University policy, a student found responsible for these offenses could be suspended or expelled. Rugg and Taylor determined that a hearing should be held to adjudicate the charges. Taylor was to serve as the nonvoting chair of the hearing. Rugg appointed three Panel members to the case: Professors Jeff Bary and Mary Moran, and the Biology Department’s head technician Nicole Doroshenko.

EGP procedure allows a panel to consider evidence of a “pattern of conduct” if it is relevant to the charges. Taylor determined that the three incidents underlying the charges against John Doe suggested a pattern of conduct, and asked John Doe if he would consent to have all three complaints heard as a single case.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Wexler
522 F.3d 194 (Second Circuit, 2008)
Anderson v. Liberty Lobby, Inc.
477 U.S. 242 (Supreme Court, 1986)
Kumho Tire Co. v. Carmichael
526 U.S. 137 (Supreme Court, 1999)
Syed Saifuddin Yusuf v. Vassar College
35 F.3d 709 (Second Circuit, 1994)
Lyons v. Lancer Insurance
681 F.3d 50 (Second Circuit, 2012)
Dasrath v. Ross University School of Medicine
494 F. App'x 177 (Second Circuit, 2012)
Nimely v. City of New York
414 F.3d 381 (Second Circuit, 2005)
Wright v. New York State Department of Corrections
831 F.3d 64 (Second Circuit, 2016)

Cite This Page — Counsel Stack

Bluebook (online)
Doe v. Colgate Univ., Counsel Stack Legal Research, https://law.counselstack.com/opinion/doe-v-colgate-univ-ca2-2019.