Dock v. State

802 So. 2d 1051, 2001 WL 1243850
CourtMississippi Supreme Court
DecidedOctober 18, 2001
Docket2000-CP-01402-SCT, 2000-CP-01403
StatusPublished
Cited by23 cases

This text of 802 So. 2d 1051 (Dock v. State) is published on Counsel Stack Legal Research, covering Mississippi Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dock v. State, 802 So. 2d 1051, 2001 WL 1243850 (Mich. 2001).

Opinion

802 So.2d 1051 (2001)

Jimmy DOCK
v.
STATE of Mississippi.

Nos. 2000-CP-01402-SCT, 2000-CP-01403.

Supreme Court of Mississippi.

October 18, 2001.
Rehearing Denied January 10, 2002

*1052 Jimmy Dock, Appellant, pro se.

Office of the Attorney General by Jean Smith Vaughan, Attorney for Appellee.

EN BANC.

COBB, J., for the Court:

¶ 1. Jimmy Dock was sentenced in the Lauderdale County Circuit Court on June 30, 1997, to serve two concurrent twenty-year sentences for sale of cocaine. On June 23, 2000, he filed his first request for post-conviction relief which was dismissed by the trial court. It is from that dismissal that Dock brings this appeal, raising the following issues which have been edited for clarity:

I. WHETHER THE TRIAL COURT ERRED IN FAILING TO GRANT POST-CONVICTION RELIEF WHERE THE COURT DID NOT PERSONALLY ADVISE DOCK OF EACH OF HIS RIGHTS, ITEM BY ITEM.
*1053 II. WHETHER THE TRIAL COURT ERRED IN FAILING TO FIND THAT DOCK'S GUILTY PLEA WAS INVOLUNTARY WHEN THE COURT FAILED TO ASCERTAIN WHETHER DOCK FULLY UNDERSTOOD HIS RIGHTS UNDER THE PLEA AGREEMENT.
III. WHETHER THE TRIAL COURT ERRED IN DISMISSING DOCK'S POST-CONVICTION MOTION AS FRIVOLOUS AND SANCTIONING DOCK WITH THE LOSS OF 60 DAYS OF EARNED TIME.

¶ 2. Concluding that these issues[1] are without merit, we affirm the trial court's dismissal of Dock's motion for post-conviction relief and the imposition of sanctions.

FACTS

¶ 3. In November of 1996 and again in January of 1997, Jimmy Dock made direct sales of crack cocaine for $1,160 to Mississippi Bureau of Narcotics agents. He was represented by retained counsel and ultimately chose to plead guilty rather than face trial. At the plea hearing, the circuit judge personally addressed Dock and methodically inquired into and determined the facts set forth in UCCCR 8.04 A4c. He did not, however, read item by item the list of rights which would be waived by Dock as a result of his guilty plea. Dock's retained attorney was present throughout the plea hearing and signed an affidavit stating that he had gone over the petition to enter guilty plea with Dock, paragraph by paragraph, and felt that Dock fully understood what he was doing by pleading guilty. The trial judge accepted Dock's open plea,[2] and ordered a pre-sentence investigation. At the conclusion of the sentencing hearing, Dock was sentenced to serve two concurrent twenty-year terms, to pay restitution of the $1,160, and fined the minimum fine of $10,000.

ANALYSIS

I. WHETHER THE TRIAL COURT ERRED IN FAILING TO GRANT POST-CONVICTION RELIEF WHERE THE COURT DID NOT PERSONALLY ADVISE DOCK OF EACH OF HIS RIGHTS, ITEM BY ITEM.

II. WHETHER THE TRIAL COURT ERRED IN FAILING TO FIND THAT DOCK'S GUILTY PLEA WAS INVOLUNTARY WHEN THE COURT FAILED TO ASCERTAIN WHETHER DOCK FULLY UNDERSTOOD HIS RIGHTS UNDER THE PLEA AGREEMENT.

¶ 4. Issues I and II ultimately make the same point: that the circuit court erred by *1054 referring to the rights enumerated in paragraph 5 of the plea petition rather than actually reading each of those rights, item by item, and asking if Dock understood each of those rights.[3] Dock argues that this renders his guilty plea "null and void" pursuant to the U.S. Supreme Court's holding in Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969), as well as URCCC 8.04A4c, because the circuit court failed to establish that Dock's plea was voluntary.

¶ 5. In Boykin, an Alabama judge had accepted a guilty plea from a defendant charged with common law robbery without asking him any questions about whether he voluntarily waived his rights and without any statements made by defendant to the court. Boykin, 395 U.S. at 239, 89 S.Ct. 1709. The U.S. Supreme Court reversed the conviction, concluding that it was error to accept a guilty plea on a silent record without any affirmative showing that it was intelligent and voluntary. Id. at 242, 89 S.Ct. 1709.

¶ 6. Boykin is effectively codified in URCCC 8.04A4, which states:

Advice to the Defendant. When the defendant is arraigned and wishes to plead guilty to the offense charged, it is the duty of the trial court to address the defendant personally and to inquire and determine:
(a) That the accused is competent to understand the nature of the charge;
(b) That the accused understands the nature and consequences of the plea, and the maximum and minimum penalties provided by law;
(c) That the accused understands that by pleading guilty (s)he waives his/ her constitutional rights of trial by jury, the right to confront and cross-examine adverse witnesses, and the right against self-incrimination; if the accused is not represented by an attorney, that (s)he is aware of his/ her right to an attorney at every stage of the proceeding and that one will be appointed to represent him/ her if (s)he is indigent.

URCCC 8.04A4.

¶ 7. Dock also relies upon Nelson v. State, 626 So.2d 121 (Miss.1993). There, Nelson claimed that he pled guilty in part because the plea arrangement erroneously said that he might be subject to a $10,000 fine upon conviction by a jury, a penalty which was not in effect at the time of Nelson's arrest. Id. at 126. This Court remanded the case for an evidentiary hearing to determine whether Nelson's decision to plead guilty was based upon this inaccurate information. Id.

¶ 8. The case sub judice is clearly distinguishable from Boykin and Nelson. The record before this Court reflects the following exchanges from Dock's plea hearing:

Q. Okay. You have been indicted in both of these cases on a charge of sale of cocaine. Do you understand that if convicted of sale of cocaine, *1055 you could be sentenced to serve from 0 to 30 years with the Mississippi Department of Corrections and/or fined not less than $5000, no more than a million dollars? Do you understand that?
A. Yes, sir.
Q. And that's in each of your two cases.
A. Yes, sir.
Q. All right. Now, and it is your desire to plead guilty to the charge of sale of cocaine in both of these cases?
A. Yes, sir.
Q. All right. Have you told your attorney and discussed with your attorney the facts surrounding the charge that you are pleading guilty to; and by that I mean, have you told him what happened?
A. Yes, sir.
Q. All right. Have you discussed with your attorney any possible legal defenses to these charges that you might have, if you have any legal defenses?
A. Yes, sir.
Q. All right. Are you satisfied with the services rendered to you and on your behalf by your attorney?
A. Yes, sir.
Q. Do you feel like he has done all that any attorney could do in representing you and defending in your cases?
A. Yes, sir.
Q. Do you feel like anyone is putting any pressure on you to make you plead guilty this morning?
A. No, sir.
Q. All right.

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Bluebook (online)
802 So. 2d 1051, 2001 WL 1243850, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dock-v-state-miss-2001.