Doan v. Herod

104 N.E. 385, 56 Ind. App. 663, 1914 Ind. App. LEXIS 78
CourtIndiana Court of Appeals
DecidedFebruary 27, 1914
DocketNo. 8,667
StatusPublished
Cited by9 cases

This text of 104 N.E. 385 (Doan v. Herod) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doan v. Herod, 104 N.E. 385, 56 Ind. App. 663, 1914 Ind. App. LEXIS 78 (Ind. Ct. App. 1914).

Opinion

Ibach, J.

Charles Dammeyer was nominated executor in an instrument made by Edward C. Dickman, which purported to be his last will and testament. When this purported will was offered for probate, objections were filed, and Dammeyer, in the capacity of nominated executor, engaged appellant as attorney to secure its probate. There [664]*664was a jury trial at which, many witnesses were examined and in which appellant rendered services in defense of the purported will. The verdict was that the will was invalid, because of the unsoundness of mind of the testator at the time it was made. Dammeyer and appellant believed that testator was of sound mind when the will was made, and they acted honestly and in good faith in seeking its probate. Dammeyer did not assume any personal obligation to pay appellant. Appellant filed a claim against the estate of Dickman for $1,000 attorney fees for services rendered in seeking to probate the alleged will, and set forth the facts in substance as above. To this claim a demurrer was sustained, and this ruling of the court is the sole error assigned on this appeal.

The question is, Can one named executor in a purported will, who in good faith seeks to establish it, and engages counsel to defend the validity of the will when its probate is objected to, bind the estate to pay for the services of such counsel," where the result of the probate proceedings is to declare the will invalid?

1. 2. 3. Appellant first contends that §§2275 and 3139 Burns ' 1914, Acts 1905 p. 584, §383, §2582 E. S. 1881, place the one named as executor in a will under the duty to attempt to have it probated. But these statutes merely provide penalties for the concealment of a will, and do not place any obligation upon one named as executor to defend it where its probate is resisted. Under §3154 Burns 1914, Acts 1911 p. 325, it is held that the executor must be made a party defendant, when a will is contested. Fillinger v. Conley (1904), 163 Ind. 584, 72 N. E. 597. The reason for this is that the executor has a certain right and interest created by the will which others are bound to respect, but which nevertheless impose upon him no legal obligation to act. Having been named in the will as such, no other can claim the right or privilege to act as executor while he is willing and able, [665]*665but on the other' hand, he may refuse to accept the trust, and fail to qualify or he may at any time resign his duties as executor and refuse to carry them out. §§2737-2739 Burns 1914, §§2222-2224 R. S. 1881. Appellant relies largely upon the cases of Nave v. Salmon (1875), 51 Ind. 159, and Fillinger v. Conley, supra. In the former it is held that after the will has been probated, and the executor has qualified, the counsel employed by the executor to defend the will in a contest must be paid by the estate, although the result of the contest is to declare the will invalid, for the reason that the executor is the official representative of the estate, with power to bind it. In the latter case it is held that where the executor named in a will engages counsel to resist objections filed to its probate, and the will is held valid, the estate must pay the attorney fees, for the reason that the services rendered inured to the benefit of the estate and of the beneficiaries under the will. The court, however, confined its holding to the precise state of facts before it, and said, after a review of many authorities: “A number of the authorities cited above are to the effect that where the nominated executor was reasonably justified in propounding the paper as the will of the decedent, and in employing counsel to secure its probate, he should be allowed his reasonable expenses on such account, whether the contest was successful or not. In Pennsylvania and Ohio, executors incurring such expenses before their appointments are allowed therefor only in the event that they are successful, and this for the reason that the service inures to the benefit of the devisees and legatees under the will. * * * Under the law of this State, and especially in view of §2378, supra, [§2740 Burns 1914, §2225 R. S. 1881] it is our opinion that the power of an executor before his qualification is much more limited than at common law. * * * But we have no hesitancy in stating that those offices of necessity or of humanity which he performs before appointment should be ratified after probate, if no [666]*666other objection than that of time can be urged against the manner of performance. # * * Where, as here, the instrument is ultimately established, there appears to us to be no reason for a distinction in respect to the authority of the executor to employ necessary counsel, whether it be in a proceeding to resist the probate or in a proceeding to contest the probated will.”

In the present case the facts differ from either Nave v. Salmon, supra, or Fillinger v. Conley, supra, and the reasons given by the court for allowing fees in those cases fail. The executor not having qualified, and no letters testamentary having been issued to him, he was not the official representative of the estate, with power to bind it as an officer of the court. The will having been found invalid, the services rendered in its defense did not inure to the benefit of the beneficiaries named therein. In spite of these facts appellant asserts that services were rendered to the estate, in that all matters relating to it were thoroughly investigated, and also argues that the executor should have the same right to bind the estate for counsel fees expended in defending a will before probate as he has after probate, if he acts in good faith. This latter contention is supported from authorities where the duties of an executor are those imposed by the common law, but the rights and powers of an executor at common law are much greater than under our statutes.

Appellee relies very largely upon the case of Dodd v. Anderson (1910), 197 N. Y. 466, 90 N. E. 1137, 27 L. R. A. (N. S.) 336, 18 Ann. Cas. 738. In that case the plaintiff, in the effort to carry out the wishes of his deceased uncle, decided to accept the office of executor for which he had been named, and not only offered for probate the paper purporting to be a will, but waged an active, prolonged and expensive contest to establish its validity, and in so doing personally bound himself for counsel fees. The reasoning of the court in that case is so cogent and convincing, that we adopt the following extract from the opinion, without [667]*667further comment, as a part of our holding. “The theory upon which the complaint has been sustained in the courts below is that a person who is named executor in a paper purporting to be a will should not be compelled to decide in advance whether he will renounce the trust which has been reposed in him, or accept it at the risk of being charged with the costs and expenses of a contest if the paper is judicially declared to be invalid as a will; that when he acts in good faith and with due diligence his fidelity to duty should not be rewarded with pecuniary loss; that the attempt to probate the will is for the benefit of the estate, being made either upon the express or implied direction of the testator and implying a correlative promise that the estate shall reimburse the executor for all necessary or reasonable expenditures made or obligations incurred in that behalf. The argument is indeed persuasive; but is it sound? That it is not without the support of respectable authority must be conceded. Taylor v. Minor [1890], 90 Ky. 544 [14 S.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

In Re the Estate of Workman
262 N.E.2d 408 (Indiana Court of Appeals, 1970)
Fickle v. Scampmorte
183 N.E.2d 838 (Indiana Supreme Court, 1962)
State Ex Rel. Wilson, Etc. v. Howard Cir. Ct., Etc.
145 N.E.2d 4 (Indiana Supreme Court, 1957)
Moll v. Goedeke
25 N.E.2d 258 (Indiana Court of Appeals, 1940)
Sullivan & O'Brien, Inc. v. Kennedy
25 N.E.2d 267 (Indiana Court of Appeals, 1940)
Irwin v. Peek
155 S.E. 515 (Supreme Court of Georgia, 1930)
Stover v. Wayne Probate Judge
189 N.W. 14 (Michigan Supreme Court, 1922)
Kelly v. Kennedy
158 N.W. 395 (Supreme Court of Minnesota, 1916)

Cite This Page — Counsel Stack

Bluebook (online)
104 N.E. 385, 56 Ind. App. 663, 1914 Ind. App. LEXIS 78, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doan-v-herod-indctapp-1914.