DL v. District of Columbia

860 F.3d 713, 2017 WL 2697992, 2017 U.S. App. LEXIS 11161
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 23, 2017
Docket16-7076
StatusPublished
Cited by50 cases

This text of 860 F.3d 713 (DL v. District of Columbia) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
DL v. District of Columbia, 860 F.3d 713, 2017 WL 2697992, 2017 U.S. App. LEXIS 11161 (D.C. Cir. 2017).

Opinion

TATEL, Circuit Judge:

More than a decade ago, the parents of six children, ages three to six, sued the District of Columbia, alleging that it was violating the “Child Find” requirement of the Individuals with Disabilities Education Act by failing to provide special education to their children and hundreds of other preschoolers with disabilities. The district court certified the suit as a class action under Federal Rule of Civil Procedure 28, found the District liable, and entered a comprehensive injunction designed to bring the District into compliance with IDEA. On appeal, the District argues that the case has become moot because the six named plaintiffs are no longer toddlers with a stake in the requested relief. The District also challenges the class certification and argues that the injunction exceeds the district court’s authority. For the reasons set forth in this opinion, we affirm in all respects.

I.

For much of this nation’s history, children with disabilities “were either totally excluded from schools or were sitting idly in regular classrooms awaiting the time when they were old enough to drop out.” Board of Education of Hendrick Hudson Central School District v. Rowley, 458 U.S. 176, 179, 102 S.Ct. 3034, 73 L.Ed.2d 690 (1982) (alteration and internal quotation marks omitted). Faced with this “pervasive and tragic academic stagnation,” Congress passed the Education of the Handicapped Act of 1975 (EHA). Endrew F. ex rel. Joseph F. v. Douglas County School District RE-1, — U.S. -, 137 S.Ct. 988, 999, 197 L.Ed.2d 335 (2017). That “ambitious” law, Rowley, 458 U.S. at 179, 102 S.Ct. 3034, which applied to public schools receiving federal funds, sought to provide all children with disabilities a “free appropriate public education ... tailored to [their] unique needs,” id. at 180, 102 S.Ct. 3034.

Fifteen years later, finding that EHA implementation had “been impeded by low expectations” and resource constraints, 20 U.S.C. § 1400(c)(4)-(7), Congress strengthened the statute and renamed it the Individuals with Disabilities Education Act (IDEA), see Pub. L. No. 101-476, § 901, 104 Stat. 1103 (1990). This time Congress drew on its authority under the Spending Clause to offer states a deal: in exchange for additional federal funding, they would “pledge[ ] to comply” with a series of requirements designed to ensure that each student receives a “free appropriate public education,” or FAPE. Endrew F., 137 S.Ct. at 993; see U.S. Const., Art. I, § 8, cl. 1. Among the most important of these requirements, the “Child Find” provision obliges states to develop a “practical method” to track which children are receiving special education services and to ensure that all children “who are in need of special education and related services ... are identified, located, and evaluated” within a timeframe set by the state—120 days in this case. 20 U.S.C. § 1412(a)(3)(A); see 20 U.S.C. § 1414(a)(l)(C)(i)(I) (authorizing states to “establish[] a timeframe within which the evaluation must be conducted”); D.C. Code § 38-2561.02(a)(l) (requiring an evaluation “within 120 days from the date the student was referred for an evaluation”). Another requirement, the “smooth and effective transition” condition, obliges *718 states to provide a seamless transition when three-year-olds move from “early intervention” programs (governed by IDEA Part C) to preschool (governed by IDEA Part B). 20 U.S.C. §§ 1412(a)(9), 1435(a)(8)(A), 1437(a)(9); 34 C.F.R. § 303.209. The transition between these programs qualifies as “smooth and effective” if, among other things, it begins at least ninety days before the child’s third birthday, delivers uninterrupted services, and involves both Part B and C personnel. 20 U.S.C. § 1412(a)(9); 34 C.F.R. § 303.209. In the District of Columbia, which IDEA defines as a state, see 20 U.S.C. § 1401(31), and which receives millions of dollars of IDEA funding each year, early intervention programs are run by the Office of the State Superintendent of Education and preschool programs by the District of Columbia Public Schools (DCPS).

In 2005, the parents of six children, ages three to six, sued the District, alleging a “pervasive and systemic” breakdown in the school system’s Child Find program. D.L. v. District of Columbia, No. 05-cv-1437, ECF No. 1, at 3 (D.D.C. July 21, 2005). According to the complaint, the District was failing to identify large numbers of disabled children and delivering inadequate and delayed services to many others. These deficiencies, the parents argued, were depriving “hundreds” of preschoolers of their right to a FAPE. Id.

The district court, Judge Royce C. Lam-berth, certified the suit as a class action in 2006. D.L. v. District of Columbia, 237 F.R.D. 319 (D.D.C. 2006). The class definition was broad: “All children [between three and five] who are or may be eligible for special education and related services, who live in, or are wards of, the District of Columbia” and whom the District had failed or would fail to “identify, locate, evaluate or offer special education and related services.” Id. at 324-25. Four years later, the parties each moved for summary judgment. After reviewing the record, the district court granted summary judgment to the parents with respect to their claims up to and through 2007 and scheduled a bench trial on all remaining claims. D.L. v. District of Columbia, 730 F.Supp.2d 84, 95, 98 (D.D.C. 2010). During that trial, the court heard two days of testimony from statisticians, school district staff, and experts in education policy and early childhood development.

After trial but before the district court issued its decision, the Supreme Court decided Wal-Mart Stores, Inc. v. Dukes, which held that “one of the most expansive class[es] ever” was too broad to meet the requirements of Federal Rule of Civil Procedure 23. 564 U.S. 338, 342, 131 S.Ct. 2541, 180 L.Ed.2d 374 (2011). Relying on Wal-Mart, the District moved to decertify the class, arguing that it was similarly overbroad. Although the parents insisted that the class complied with Wal-Mart,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
860 F.3d 713, 2017 WL 2697992, 2017 U.S. App. LEXIS 11161, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dl-v-district-of-columbia-cadc-2017.