Dizney v. Back

CourtDistrict Court, E.D. Kentucky
DecidedMay 22, 2025
Docket6:24-cv-00069
StatusUnknown

This text of Dizney v. Back (Dizney v. Back) is published on Counsel Stack Legal Research, covering District Court, E.D. Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dizney v. Back, (E.D. Ky. 2025).

Opinion

Eastern District of Kentucky FILED UNITED STATES DISTRICT COURT : MAY 2 2 2025 . EASTERN DISTRICT OF KENTUCKY ’ LONDON DIVISION AT LEXINGTON CLERK U.S. DISTRICT COURT

TARA DIZNEY, and KENDRA ARTHUR CIVIL ACTION NO. 6:24-CV-69-KKC Plaintiffs, : OPINION & ORDER JASON BACK, and, JULIE CAMPBELL, Defendants,

kee KK This matter is before the Court on the Defendants’ motions to dismiss (DEs 10, 28, 35) and the Plaintiffs’ motion for leave to file an amended complaint (DE 34). I. Factual Background Plaintiffs Tara Dizney and Kendra Arthur were students at the Creation School of Cosmetology (“the School”) in Corbin, Kentucky beginning in 2020 and graduated in February 2021. Cosmetology schools in Kentucky are supervised and regulated by the Kentucky Board of Cosmetology (“the Board”). The Board oversees the licensing of cosmetology schools, instructors, and students. In 2019, the Board’s Executive Director, Julie Campbell, hired Jason Back to tle role of Board inspector, Back inspected the School before, during, and after the Plaintiffs’ time as students - there, During an audit of the School's records in early 2022, Back identified several potential issues. Of particular relevance to-this case, Back suspected that the Plaintiffs had taught classes at the School without obtaining necessary licenses. In February 2022, Back made

recommendations to the Board’s Complaints Committee. That Committee then decided to suspend and revoke the licenses for the Schiool, its owner, and its instructor. After completing his investigation, Back contacted the Whitley County Commonwealth Attorney’s office to inquire about initiating the grand j ury process against □ the Plaintiffs. He was informed on how to start that process, and on July 25, 2022, he submitted a grand jury form and his case report to the Commonwealth Attorney's Office. Back then testified before the grand jury. On August 15, 2022, the Whitley County grand jury indicted the Plaintiffs on charges of violating KRS 514.070: Theft by Failure to Make Required Disposition of Property. The Plaintiffs pled not guilty. Several months later, their charges were dismissed by the Whitley County Circuit Court.’ The Plaintiffs then filed this action and assert claims against Back and Campbell. They claim that Back violated their constitutional rights by wrongfully initiating criminal proceedings against them, engaged in makcious prosecution, and was negligent. Additionally, the Plaintiffs claim that Campbell was negligent in hiring and retaining Back as an inspector and that she was also negligent in training and supervising him. Ii, Standard of Review Campbell filed a Rule 12(b)(6) motion in September 2024 and Back filed the same January 2025. While those motions were pending, the Plaintiffs filed a motion for leave to file an amended complaint to correct the alleged deficiencies in their original complaint. (DE 34.) Back filed a response to the Plaintiffs motion and a second Rule 12(b)(6) motion. (DEs 35, 36.) Campbell, in contrast, did not respond to the Plaintiffs’ motion, ostensibly deciding -

to maintain the arguments she made in her September 2024 motion. Generally, the Court freely grants leave to amend complaints. Fed. R. Civ. Pro. 15(a). When plaintiffs seek to amend in the face of a pending Rule 12(b)(6) motion, however, they must show that the proposed amendment will change the outcome of the pending motion. See

Young v. Overly, No. 17-6242, 2018 WL 5311408, at *4 (6th Cir. July 2, 2018) (citing SPS Check, LLC vu. First Bank of Del., 774 F.3d 351, 355 (6th Cir. 2014)). Similarly, under the futility rule, the Court may deny a motion for leave to file an amended complaint if it concludes that the amended pleading could not withstand a motion to dismiss. Rose v. Hartford Underwriters Ins, Co., 203 F.3d 417, 420 (6th Cir. 2000) (“[a] proposed Amendment is futile if the amendment could not withstand a Rule 12(b)(6) motion,”) (citation omitted). On a Rule 12(b)(6) motion to dismiss, the “factual allegations in the complaint must be regarded as true.” Scheid v. Fanny Farms Candy Shops, Inc., 859 F.2d 434, 436 (6th Cir. 1988) (citation omitted). At the pleading stage, Rule 8(a)(2) requires only a short and plain statement which shows that the pleader is entitled to reief and which gives the defendant notice of the claims and the grounds upon which they rest. Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007). To survive a motion to dismiss, the factual claims in the complaint “must be enough to raise a right to relief above the speculative level.” Id. Plaintiffs must plead “enough facts to state a claim to relief that is plausible on its face.” fd, at 570. IIT. Analysis A. Plaintiffs’ claims against Jason Back i. Count I: 42 U.S.C. § 1983 liability for wrongful prosecution and malicious prosecution under Kentucky common law | Count I of the Amended Complaint includes two distinct but related claims. First, the Plaintiffs claim that Back deprived them of their constitutionally protected rights, in violation of 42 U.S.C. § 1983, by wrongfully initiating criminal proceedings against them. Second, the Plaintiffs claim that Back engaged in malicious prosecution under Kentucky common law. These claims involve shared elements that Back argues the Plaintiffs fail to sufficiently plead, so the Court will analyze them together where appropriate.

I. Whether the Plaintiffs failed to state a clatm under Count I □

To succeed on either a § 1983 claim for wrongful prosecution or a claim for malicious prosecution under Kentucky law, a plaintiff must estabhsh that (1) the defendant initiated a criminal prosecution against them by making, influencing, or participating in the prosecution decision, and (2) the defendant acted without probable cause to support the charges. DiPasquale v. Hawkins, 748 F. App’x 688, 693 (6th Cir. 2018) (listing the elements of a § 1983 wrongful prosecution claim); Hstep v. Combs, 467 F.Supp.3d 476, 499 (15.D. Ky, 2020) (listing the elements of a malicious prosecution claim under Kentucky law). These claims require proof of additional elements, but only the two elements listed have been challenged by Back. Back argues that the Plaintiffs cannot establish the first element because his only participation in the initiation of proceedings against them caine in the form of his grand jury testimony and preparation—which Back argues is conduct shielded from liability by the doctrine of absolute immunity. It is well settled law that a grand jury witness is absolutely immune from lability based on that witness's testimony. Rehberg v. Paulk, 566 U.S. 356, 369 (2012). Moreover, the activity a grand jury witness engages in to prepare for their testimony is also absolutely immune and cannot serve as the factual basis for a claim against them, /d. Absolute immunity is not afforded to a grand jury witness, however, for his actions “prior to and independent of his grand-jury testimony.” King v. Harwood, 852 F.3d 568, 587 (6th Cir. 2017) (citation omitted). Here, the Plaintiffs do not premise their claims in Count I on Back’s grand jury testimony.

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