Dixon v. Siwy

661 N.E.2d 600, 1996 Ind. App. LEXIS 160, 1996 WL 78372
CourtIndiana Court of Appeals
DecidedFebruary 26, 1996
Docket49A02-9501-CV-1
StatusPublished
Cited by49 cases

This text of 661 N.E.2d 600 (Dixon v. Siwy) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dixon v. Siwy, 661 N.E.2d 600, 1996 Ind. App. LEXIS 160, 1996 WL 78372 (Ind. Ct. App. 1996).

Opinion

OPINION

SULLIVAN, Judge.

Debra Dixon (Dixon) appeals the trial court’s dismissal under Ind.Trial Rule 12(B)(6) 1 of her medical malpractice claim against Barbara K. Siwy, M.D. (Siwy). We conclude that, although the trial court more properly should have treated the motion as *602 one for summary judgment under Ind.Trial Rule 56, the ultimate disposition of the case is not affected by this conclusion, and we affirm.

The restated issues for our review are: Whether the trial court had jurisdiction to entertain Siwy’s motion to dismiss Dixon’s medical malpractice claim, and if so, whether the trial court properly dismissed the claim.

FACTS AND PROCEDURAL HISTORY

The facts most favorable to Dixon, the non-movant, reveal that Dixon received breast implants in or around 1987. It appears that complications with these implants developed, and on October 15,1991, Dixon sought treatment at Wishard Memorial Hospital (Wish-ard) for these complications. At Wishard, Dixon underwent a surgical procedure known as a left breast closed-capsular rupture. The doctor at Wishard who examined Dixon and performed the procedure was Dr. Janet Tur-kle (Turkle), a resident in Wishard’s plastic surgery training program. Prior to performance of the surgery, and after consultation with Turkle, Dixon signed a form which purported to indicate that Dixon consented to performance of the surgery after having been informed of the nature of the procedure and the risks and possible complications. The “CONSENT AND PRE-OPERATIVE NOTE” read in part as follows:

“I (we) hereby request and consent to the performance of the following operation or procedure on the patient by Siwy, M.D., or members of the medical staff and personnel of Wishard Memorial Hospital ... [left breast closed-capsular rupture]_ I acknowledge that I have had an opportunity to discuss with Turkle , M.D., the operation or procedure ... and risks and possible complications....” Record at 69

The names of Turkle and Siwy, who was at the time on the Wishard faculty in the plastic surgery program, had been written in spaces provided on the form as above indicated.

Despite the fact that Siwy’s name had been written in the space, Siwy had not in fact seen Dixon, had not been consulted by Turkle, and had not in any way participated in or been aware of Dixon’s condition or the decision to perform this procedure. Siwy’s name appeared in the above space because it was common practice at Wishard for residents, who were already certified in general surgery, to simply fill in the name of a doctor on the faculty in that space, whether or not that particular doctor had in fact been consulted. Nevertheless, Dixon' apparently believed Siwy would perform the surgery on her, and Dixon swore by affidavit that she preferred to have Siwy perform the procedure. 2

On October 15, 1998, Dixon filed a proposed medical malpractice complaint under Indiana’s Medical Malpractice Act against Siwy, Turkle, and Wishard with the Indiana Department of Insurance. 3 The complaint alleged, inter alia, that Dixon “employed” Siwy, Turkle, and Wishard to treat her; that Siwy and Turkle “performed surgery” on Dixon on October 15, 1991; that all defendants were “negligent in their care and treatment” of Dixon; and that the defendants “failed to warn” Dixon of the risks of the procedure. Record at 8. On February 4, 1994, Siwy filed a “Motion for Preliminary Determination of Law” with the trial court seeking dismissal of Dixon’s proposed complaint. Siwy filed her deposition stating that she did not see, treat, or participate in any way in Dixon’s diagnosis or care prior to or during the procedure. The trial court held a *603 hearing on the motion on May 5, and granted Siwy’s motion to dismiss on June 9. 4

DISCUSSION

We first address sua sponte the issue of whether this motion was properly treated as one for dismissal under T.R. 12(B)(6), or whether more properly it should have been considered as a motion for summary judgment under T.R. 56. Ind.Trial Rule 12(B)(8) states:

“If, on a [12(B)(6) motion] to dismiss for failure to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56.”

In this case, Siwy clearly presented material outside the pleadings in support of her motion, namely her deposition stating that she did not see or treat Dixon prior to the surgery. It is apparent that the trial court considered the deposition in rendering its decision, inasmuch as the face of Dixon’s complaint alleged, inter alia, that Dixon “employed” Siwy, that Siwy “performed surgery” on Dixon in a negligent manner, and that Siwy “failed to warn” Dixon of the risks associated with the surgery. Record at 8. In a 12(B)(6) motion, the court is required to take as true all allegations upon the face of the complaint, and may only dismiss if plaintiff would not be entitled to recover under any set of facts admissible under the allegations of the complaint. Morton-Finney v. Gilbert (1995) Ind.App., 646 N.E.2d 1387, 1388, trans. denied. Given the above allegations, Dixon’s claim clearly would withstand a 12(B)(6) challenge if only the face of the complaint were considered. Thus, the trial court must have considered Siwy’s deposition in granting her 12(B)(6) motion, and in so doing placed the ease in a summary judgment posture. See Laux v. Chopin Land Assoc. Inc. (1993) Ind.App., 615 N.E.2d 902, 904, trans. denied; Valley Fed. Sav. Bank v. Anderson (1993) Ind.App., 612 N.E.2d 1099, 1101.

We note, however, that in Hill v. Beghin (1994) Ind.App., 644 N.E.2d 893, trans. denied, a panel of this court ruled that it was proper for a trial judge to refuse to treat a 12(B)(6) motion as one for summary judgment, despite the fact that both parties submitted, and the trial court may have considered, materials outside of the pleadings. 644 N.E.2d at 896. While the panel noted that it is “not permissible” for a trial court to consider these supporting materials, it concluded that because “[t]he matters submitted outside the pleadings did not raise genuine issues of material fact ... the trial court properly refused to treat [the] motion to dismiss as a summary judgment motion.” Id.

We do not construe this language to imply that a trial court may consider materials external to the pleadings in determining that a complaint fails to state a claim for purposes of T.R. 12(B)(6).

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Bluebook (online)
661 N.E.2d 600, 1996 Ind. App. LEXIS 160, 1996 WL 78372, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dixon-v-siwy-indctapp-1996.