Dixie USA, Inc. v. Infab Corp.

927 F.2d 584, 17 U.S.P.Q. 2d (BNA) 1968
CourtCourt of Appeals for the Federal Circuit
DecidedMarch 1, 1991
DocketNo. 90-1292
StatusPublished
Cited by9 cases

This text of 927 F.2d 584 (Dixie USA, Inc. v. Infab Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dixie USA, Inc. v. Infab Corp., 927 F.2d 584, 17 U.S.P.Q. 2d (BNA) 1968 (Fed. Cir. 1991).

Opinion

LOURIE, Circuit Judge.

Dixie USA, Inc. and Buchboard Patient Shifters, Inc. appeal the February 25, 1990, judgment of the United States District Court for the Central District of California, [585]*585Case No. CV 89-4398 SVW, granting summary judgment of non-infringement of U.S. Patent 4,067,079. Since we conclude that the district court did not err, we affirm.

BACKGROUND

On April 5, 1976, Ernest C. Buchman filed an application for a United States patent for an apparatus to transport hospital patients. There were ten claims in the application: claim 1 was an apparatus claim and claims 2-6 were dependent therefrom; claim 7 was a method claim and claims 8-10 depended from that claim.

Claim 1 read:

A patient shifting aid comprising:
a plastic slab forming a support surface upon which a patient is adapted to be placed and having sufficient thickness to support the weight of a patient placed thereon; and
a plurality of openings in said slab and disposed adjacent the periphery of said support surface providing means for gripping the plastic slab to effect sliding movement of the plastic slab and the patient support thereon.

Figure 1 of the application illustrated Buchman’s device as follows:

[[Image here]]

Casual inspection readily reveals a plurality of handhold openings consisting of rectangular and round holes. The claims, when filed, did not limit the nature of the holes.

The Patent and Trademark Office (PTO) rejected all the claims under 35 U.S.C. § 103 on the ground that their subject matter would have been obvious. Applicant responded by cancelling claims 6-10, amending claim 1 in a manner not relevant here, and adding claim 11, which included a limitation requiring that the plurality of openings be rectangular and round. He stated that none of the cited patents discloses rectangular and round openings and that that feature distinguished claim 11 from the prior art. The PTO again rejected all the claims in the application.

The applicant responded by cancelling claims 1-5, which did not require that the openings be rectangular and round, and amending claim 11 (renumbering it as claim 1) to include a limitation that the device be translucent, i.e., enable the taking of x-rays through the plastic slab. The PTO then issued the patent with claim 1 as the sole claim which reads:

A patient shifting aid comprising:
a plastic slab having rounded corners forming a rectangular support surface upon which a patient is adapted [sic] to be placed and having sufficient thickness to support the weight of a patient placed thereon while enabling the obtaining of x-rays through the plastic slab to determine the extent of patient injury without the necessity of additional shifting of the patient;
a plurality of openings in said slab and disposed adjacent the periphery of said [586]*586support surface providing means for gripping the plastic slab to effect sliding movement of the plastic slab and the patient support [sic, supported] thereon;
said plurality of openings comprising generally rectangular openings having rounded corners and rounded openings for grasping the slab for moving a patient;
said openings being disposed inwardly from the periphery of the slab a greater distance than the thickness of the slab;
said slab having a sliding surface opposite said support surface which fric-tionally engages the support for the patient shifting and said sliding surface and said support surface being formed smoothly to minimize frictional resistance to sliding movement; and
said slab having sufficient flexibility to allow bending to provide clearance for the hands of a person effecting shifting of a patient.

(Emphasis added).

The owner of this patent is Buchboard Patient Shifters, Inc. and Dixie USA, Inc. has been exclusive licensee since January 1, 1979. They jointly filed a patent infringement suit against appellees on January 21, 1989. Appellees subsequently moved for summary judgment on the ground of non-infringement. The district court granted the motion and this appeal followed.

DISCUSSION

A party is entitled to summary judgment where there is no genuine issue as to any material fact and the movant is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 250, 106 S.Ct. 2505, 2511, 91 L.Ed.2d 202 (1986); Howes v. Medical Components, Inc., 814 F.2d 638, 643, 2 USPQ2d 1271, 1273 (Fed.Cir.1987). Neither party disputes the above-mentioned facts; we conclude that there is no genuine issue as to any material fact and that the district court did not err on that point. We next determine whether the court erred in concluding that appellees were entitled to judgment as a matter of law.

The accused device is conceded to have the following structure:

[587]*587[[Image here]]

One should note that the handhold openings are all rectangular, not rectangular and round. Appellants concede that the apparatus does not literally infringe the patent.

The district court determined that appel-lees’ devices do not infringe under the doctrine of equivalents because appellants are estopped by prosecution history from recapturing what they surrendered in prosecution in order to obtain allowance of the patent. Appellants argue that the facts of this case require that the doctrine of equivalents be given considerable weight when balancing it with the competing doctrine of prosecution history estoppel; that the content and timing of the sole amendment to the proposed claim language describing the openings as rectangular and round creates a genuinely disputed issue concerning application of prosecution history estoppel; and that the defense of prosecution history estoppel, even if applicable, does not necessarily preclude a factual finding of infringement by equivalence.

To prevail under the doctrine of equivalents, a patentee must show that the accused device “performs substantially the same function in substantially the same way to obtain the same result.” Graver Tank & Mfg. Co. v. Linde Air Products Co., 339 U.S. 605, 608, 70 S.Ct. 854, 856, 94 L.Ed. 1097, 85 USPQ 328, 330 (1950). However, when a patentee, during the prosecution of his application, adds a limitation to rectangular and round openings in [588]*588response to a rejection based on prior art references describing rectangular openings in an effort to overcome that rejection, the patentee cannot later successfully argue that an accused device that lacks the rectangular and round limitation infringes the patent. See Mannesmann Demag Corp. v.

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Bluebook (online)
927 F.2d 584, 17 U.S.P.Q. 2d (BNA) 1968, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dixie-usa-inc-v-infab-corp-cafc-1991.