Disciplinary Counsel v. Wineman

2009 Ohio 2005, 906 N.E.2d 1117, 121 Ohio St. 3d 614
CourtOhio Supreme Court
DecidedMay 6, 2009
Docket2008-2405
StatusPublished
Cited by3 cases

This text of 2009 Ohio 2005 (Disciplinary Counsel v. Wineman) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Wineman, 2009 Ohio 2005, 906 N.E.2d 1117, 121 Ohio St. 3d 614 (Ohio 2009).

Opinion

Per Curiam.

{¶ 1} Respondent, Reese Mark Wineman of Norwalk, Ohio, Attorney Registration No. 0032268, was admitted to the practice of law in Ohio in 1976. The Board of Commissioners on Grievances and Discipline recommends that we suspend respondent’s license to practice for two years, staying the entire suspension on conditions, based on findings that he attempted to represent clients, both in and out of the courtroom, while intoxicated. We agree that respondent committed professional misconduct as found by the board and that a two-year suspension, conditionally stayed, is appropriate.

{¶ 2} Relator, Disciplinary Counsel, charged respondent in a two-count complaint with violations of the Disciplinary Rules of the Code of Professional Responsibility and the Rules of Professional Conduct. 1 A panel of board members heard the case, reviewed the parties’ extensive stipulations, and made findings of fact and conclusions of law and recommended the two-year conditionally stayed suspension. The board adopted the panel’s findings of misconduct and recommendation.

Misconduct

Count I — The August 3, 2006 Proceedings

{¶ 3} On the morning of August 3, 2006, respondent was scheduled to appear on behalf of clients in two different proceedings before the Huron County Common Pleas Court. When he arrived at the courthouse, a sheriffs deputy handling security suspected from respondent’s appearance and breath that he was intoxicated. Opposing counsel in one of respondent’s cases came to the same *615 conclusion after trying to discuss the case with him. The lawyer reported his suspicions to a magistrate, and the magistrate confirmed the lawyer’s impressions with the deputy sheriff.

{¶ 4} The magistrate reported respondent’s condition to the common pleas judge, who brought respondent into his chambers and confronted him. The judge also observed the telltale signs of intoxication, including respondent’s slurred speech and the odor of alcohol. Respondent acknowledged his intoxicated state, apologizing to the judge and conceding that he needed help. The judge forbade respondent to participate in the two hearings scheduled for that day, and respondent agreed to continuances at his cost.

{¶ 5} Respondent stipulated and the panel and board found the evidence clear and convincing that respondent’s conduct during the proceedings on August 3, 2006, violated DR 1-102(A)(5) (a lawyer shall not engage in conduct that is prejudicial to the administration of justice) and 1-102(A)(6) (a lawyer shall not engage in conduct that adversely reflects on his fitness to practice law). We accept these findings of misconduct.

Count II — The Sandifer Case

{¶ 6} In April 2007, Michael Sandifer hired respondent to defend him against a criminal charge in the Norwalk Municipal Court. Sandifer met that month with respondent at his office, expecting to discuss the case. He ended up leaving the meeting abruptly because respondent was obviously intoxicated.

{¶ 7} Respondent also appeared under the influence of alcohol at one of Sandifer’s pretrial hearings. On May 9, 2007, respondent entered the municipal courtroom, walked by Sandifer without acknowledging his presence, and entered the judge’s chambers. In chambers, the judge and the assistant law director prosecuting the case detected the odor of alcohol on him. The judge warned respondent that he would declare a mistrial and find respondent in contempt if he appeared at trial while intoxicated.

{¶ 8} Respondent did not heed the judge’s warning. During a lunch break on the day of trial, Sandifer noticed that his attorney’s eyes were bloodshot and his speech was slurred and that he again smelled of alcohol. Respondent was unresponsive to Sandifer’s request that he ask specific questions of a witness and instead repeatedly asked his client to remind him of the facts in the case. Sandifer feared that respondent was again under the influence of alcohol.

{¶ 9} A jury found Sandifer guilty as charged. In June 2007, Sandifer discharged respondent, asked for a refund of the $750 fee, and hired a new lawyer. In part because of respondent’s possible intoxication during trial, the judge vacated the conviction, and Sandifer was convicted of a lesser crime. In *616 August 2007, after reviewing a draft of relator’s complaint, respondent returned Sandifer’s $750.

(¶ 10} Respondent stipulated and the panel and board found the evidence clear and convincing that respondent’s conduct in the Sandifer case violated Prof. Cond.R. 1.1 (a lawyer shall represent a client competently, with the legal knowledge, skill, thoroughness, and preparation reasonably necessary for the representation), 8.4(d) (a lawyer shall not engage in conduct that is prejudicial to the administration of justice), and 8.4(h) (a lawyer shall not engage in conduct that adversely reflects on his fitness to practice law). We accept these findings of misconduct.

Sanction

(¶ 11} When imposing sanctions for attorney misconduct, we consider relevant factors, including the duties violated by the lawyer in question and sanctions imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 96 Ohio St.3d 424, 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. Before making a final determination, we also weigh evidence of the aggravating and mitigating factors listed in Section 10 of the Rules and Regulations Governing Procedure on Complaints and Hearings Before the Board of Commissioners on Grievances and Discipline (“BCGD Proc.Reg.”). Lake Cty. Bar Assn. v. Troy, 121 Ohio St.3d 51, 2009-Ohio-502, 901 N.E.2d 809, ¶ 11.

{¶ 12} We have already identified respondent’s breaches of duties owed to his client, the legal profession, and the judicial system. Regarding sanctions in similar cases, we find Disciplinary Counsel v. Scurry, 115 Ohio St.3d 201, 2007-Ohio-4796, 874 N.E.2d 521, instructive. In that case, we suspended a lawyer’s license for two years but stayed the suspension on conditions that the lawyer x-eceive assistance in his recovex-y from alcohol dependence. Like respondent, Scurxy also had attempted to conduct his professional affairs while intoxicated, including having meetings with clients. Although Scurry did not appear in court under the influence of alcohol, he did contact a local court on numerous occasions while inebx-iated.

{¶ 13} In respondent’s case, finding no aggravating factors, the board weighed four mitigating factors in his favor. Respondent has no prior disciplinary record, his misconduct was not motivated by self-interest or dishonesty, he has cooperated fully in the disciplinary process, and he has offered persuasive evidence of his professional competence, good character, and reputation apart from the underlying misconduct. See BCGD Proc.Reg. 10(B)(2)(a), (b), (d), and (e). Similar mitigating evidence was px-esented in Scurry, although that lawyer had a history of professional discipline related to alcoholism. 115 Ohio St.3d 201, 2007-Ohio-4796, 874 N.E.2d 521, ¶ 14. Moreover, both here and in Scurry,

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Cite This Page — Counsel Stack

Bluebook (online)
2009 Ohio 2005, 906 N.E.2d 1117, 121 Ohio St. 3d 614, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-wineman-ohio-2009.