Disciplinary Counsel v. Spates

2011 Ohio 1526, 128 Ohio St. 3d 435
CourtOhio Supreme Court
DecidedApril 6, 2011
Docket2010-2121
StatusPublished

This text of 2011 Ohio 1526 (Disciplinary Counsel v. Spates) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Spates, 2011 Ohio 1526, 128 Ohio St. 3d 435 (Ohio 2011).

Opinion

Per Curiam.

{¶ 1} Pursuant to Gov.Bar R. VII(5b), the Board on the Unauthorized Practice of Law has recommended our approval of a consent decree proposed by relator, Disciplinary Counsel, and respondent, Joseph-Mario Spates. We accept the board’s recommendation and approve the proposed consent decree submitted by the parties, as follows:

{¶ 2} “I. AGREED FACTS

{¶ 3} “1. Respondent, Joseph-Mario Spates, is a natural person whose address is 2733 Market Street, Youngstown, Ohio 44507.

{¶ 4} “2. Respondent is not an attorney-at-law in the State of Ohio admitted pursuant to Gov.Bar R. I, registered pursuant to Gov.Bar R. VI, or certified pursuant to Gov.Bar R. II, Gov.Bar R. IX or Gov.Bar R. XI.

{¶ 5} “3. Since 1990, Respondent has been employed [as] a bankruptcy petition preparer (BPP), pursuant to [Section 110, Title 11, U.S.Code.]

{IT 6} “4. Respondent operates his BPP business under the business name ‘Bankruptcy For Less’ at his office located at 6 West Federal Plaza, Youngstown, Ohio 44503.

{¶ 7} “5. Respondent’s business name may represent to the public that he can provide legal representation in bankruptcy cases for less than the usual cost.

{¶ 8} “6. Respondent is the sole employee of ‘Bankruptcy For Less.’

{¶ 9} “7. Respondent solicits clients through his website, newspaper ads, and referrals offering his services as an inexpensive alternative to the high cost of bankruptcy attorney fees.

{¶ 10} “8. Pursuant to [Section 110, Title 11, U.S.Code], respondent’s authorized activity as a BPP is limited to typing information provided by the debtor/petitioner onto a bankruptcy-petition ‘form’ created by the bankruptcy court that the debtor/petitioner may then file in the bankruptcy court pro se.

{¶ 11} “9. Since October 31, 2005, the presumptive maximum allowable fee that a BPP may charge to prepare a bankruptcy petition, as set forth in General Order 05-3, is $125.

{¶ 12} “10. Pursuant to [Section 110, Title 11, U.S.Code], respondent, as a BPP, is not authorized to (1) give legal advice, (2) prepare court documents for a debtor/petitioner beyond the initial petition, or (3) provide a debtor/petitioner *437 with or direct him to samples of court documents to be relied upon in drafting documents to [be] filed with the court. The performance of any of these activities by a BPP, not licensed to practice law, constitutes the unauthorized practice of law (UPL).

{¶ 13} “COUNT 1 — HARRIS

{¶ 14} “11. By October 2005, Ruth Harris, an Ohio resident, had hired Respondent to prepare her Chapter 7 bankruptcy petition.

{¶ 15} “12. Harris paid Respondent at least $175 for his services.

{¶ 16} “13. During this time, Respondent gave Harris legal advice concerning the filing and litigation of her Chapter 7 bankruptcy case, filed in the United States Bankruptcy Court for the Northern District of Ohio under Case No. 05-48762 on October 14, 2005.

{¶ 17} “14. During the pendency of the bankruptcy case, Respondent prepared a notice to amend for Harris that she filed in her bankruptcy case.

{¶ 18} “15. At all times relevant to the allegations contained in Count 1, Respondent was not an attorney licensed to practice law in the State of Ohio or before the federal bankruptcy court and was not qualified to provide legal representation on any matter.

{¶ 19} “COUNT 2 — COOPER

{¶ 20} “16. By October 2005, Tammie Cooper, an Ohio resident, had hired Respondent to prepare her Chapter 7 bankruptcy petition.

{¶ 21} “17. Cooper paid Respondent at least $175 for his services.

{¶ 22} “18. During this time, Respondent gave Cooper legal advice concerning the filing and litigation of her Chapter 7 bankruptcy case, filed in the United States Bankruptcy Court for the Northern District of Ohio under Case No. OS-48862 on October 14, 2005.

{¶ 23} “19. During the pendency of the bankruptcy case, Respondent prepared a notice to amend for Cooper that she filed in her bankruptcy case.

{¶24} “20. At all times relevant to the allegations contained in Count 2, Respondent was not an attorney licensed to practice law in the State of Ohio or before the federal bankruptcy court and was not qualified to provide legal representation on any matter.

{¶ 25} “COUNT 3 — RICHARD

{¶ 26} “21. By January 2006, Eric and Essie Richard, Ohio residents, had hired Respondent to prepare their Chapter 7 bankruptcy petition.

{¶ 27} “22. The Richards paid Respondent $175 for his services.

*438 {¶ 28} “23. During this time, Respondent gave the Richards legal advice concerning the filing and litigation of their Chapter 7 bankruptcy case, filed in the United States Bankruptcy Court for the Northern District of Ohio under Case No. 06-40080 on January 31, 2006.

{¶ 29} “24. During the pendency of the bankruptcy case, Respondent prepared court documents for the Richards that they filed in their bankruptcy case.

{¶ 30} “25. As a result of Respondent’s UPL activity in the Richard case, on April 14, 2006, the bankruptcy court issued an order enjoining Respondent from acting as a BPP for one year.

{¶ 31} “26. At all times relevant to the allegations contained in Count 3, Respondent was not an attorney licensed to practice law in the State of Ohio or before the federal bankruptcy court and was not qualified to provide legal representation on any matter.

{¶ 32} “COUNT 4 — TOMLIN

{¶ 33} “27. By September 2007, Dianna Tomlin, an Ohio resident, had hired Respondent to prepare her Chapter 7 bankruptcy petition.

{¶ 34} “28. Tomlin paid Respondent $125 for his services.

{¶ 35} “29. At this time, Respondent discussed the legal consequences of Chapter 7 and Chapter 11 bankruptcies with Tomlin and advised her to file a Chapter 7 bankruptcy.

{¶ 36} “30. Tomlin accepted Respondent’s legal advice, Respondent prepared her bankruptcy petition, and Tomlin filed the Chapter 7 bankruptcy case in the United States Bankruptcy Court for the Northern District of Ohio under Case No. 07-42229 on September 10, 2007.

{¶ 37} “31. During the pendency of the bankruptcy case, Respondent continued to give Tomlin legal advice and prepared for Tomlin the following documents that she filed in her bankruptcy case: a notice to amend, a declaration of Tomlin’s schedules, and a motion for extension of time.

{¶ 38} “32. At all times relevant to the allegations contained in Count 4, Respondent was not an attorney licensed to practice law in the State of Ohio or before the federal bankruptcy court and was not qualified to provide legal representation on any matter.

{¶ 39} “COUNT 5 — THOMSON

{¶ 40} “33. By September 2007, James and Iona Thomson, Ohio residents, had hired Respondent to prepare their Chapter 7 bankruptcy petition.

{¶ 41} “34. The Thomsons paid Respondent $125 for his services.

{¶ 42} “35.

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2011 Ohio 1526, 128 Ohio St. 3d 435, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-spates-ohio-2011.