Disciplinary Counsel v. Lord

873 N.E.2d 273, 114 Ohio St. 3d 466
CourtOhio Supreme Court
DecidedAugust 29, 2007
DocketNo. 2007-0346
StatusPublished
Cited by4 cases

This text of 873 N.E.2d 273 (Disciplinary Counsel v. Lord) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Lord, 873 N.E.2d 273, 114 Ohio St. 3d 466 (Ohio 2007).

Opinion

Per Curiam.

{¶ 1} This court admitted respondent, John A. Lord of North Royalton, Ohio, Attorney Registration No. 0072696, to the practice of law in Ohio in 2000. After failing to register as an attorney for the 2005-2007 biennium, he was suspended [467]*467from December 2, 2005, until January 18, 2006. See In re Lord, 107 Ohio St.3d 1431, 2005-Ohio-6408, 838 N.E.2d 671. We indefinitely suspended respondent’s license to practice on November 1, 2006, because he failed to file documents and appear in court for eight clients in six different cases, he did not truthfully account to his clients for his actions, and he failed to cooperate in the investigation of this misconduct. See Disciplinary Counsel v. Lord, 111 Ohio St.3d 131, 2006-Ohio-5341, 855 N.E.2d 457.

{¶ 2} The Board of Commissioners on Grievances and Discipline has recommended that we now permanently disbar respondent, based on findings that he mishandled six more cases of eight additional clients and again failed to cooperate in the investigation of his misconduct. On review, we find that respondent committed professional misconduct as determined by the board and hold that disbarment is appropriate.

{¶ 3} Relator, Disciplinary Counsel, charged respondent with violations of the Code of Professional Responsibility and Gov.Bar R. V(4)(G) (requiring lawyers to cooperate in a disciplinary investigation) in a seven-count amended complaint. The board served respondent with the amended complaint by certified mail, but he did not answer, and relator moved for default. See Gov.Bar R. V(6)(F). A master commissioner appointed by the board granted the motion, making findings of fact and conclusions of law and recommending disbarment. The board adopted the findings of misconduct and the recommendation.

Misconduct

Count I — The Freas Case

{¶ 4} In March 2004, George and Sondra Freas retained respondent to assist them with a threatened foreclosure and in a declaration of bankruptcy. Respondent entered an appearance on the Freases’ behalf in the foreclosure proceeding but failed to file a timely answer even after obtaining leave to plead. He then moved for leave to plead instanter, the plaintiff objected, and the court scheduled a hearing. Respondent obtained a continuance of the hearing date by advising the court that he had another hearing at the same time. In reality, respondent had already moved for a continuance in the so-called conflicting case.

{¶ 5} Eventually, respondent was able to file an answer for the Freases through an agreed entry. He then failed to oppose the plaintiffs motion for summary judgment. The plaintiff prevailed and proceeded to hold a sheriffs sale to auction the Freases’ property. Respondent received notice of the sheriffs sale but did not tell his clients about it.

{¶ 6} In August 2004, the Freases paid respondent $1,394 to pursue a Chapter 13 bankruptcy. Respondent never initiated the bankruptcy proceeding or completed any work for it. Despite having done nothing, respondent routinely [468]*468assured Mrs. Freas that he was taking care of everything. Mrs. Freas has since obtained a default judgment against respondent for $1,394.

{¶ 7} Because respondent abandoned the Freases’ case, lied to his clients, misled a court, and kept unearned fees, the board found, and we agree, that he violated DR 1-102(A)(4) (prohibiting conduct involving dishonesty, fraud, deceit, or misrepresentation), 1~102(A)(5) (prohibiting conduct prejudicial to the administration of justice), 1-102(A)(6) (prohibiting conduct that adversely reflects on a lawyer’s fitness to practice law), 6-101(A)(3) (prohibiting a lawyer from neglecting an entrusted legal matter), and 2-106(A) (prohibiting a lawyer from charging or collecting a clearly excessive fee).

Count II — The Pagonis Case

{¶ 8} Sandy Pagonis paid respondent $250 in April 2005 to assist her and her son in appealing an adverse decision by the Summit County Juvenile Court. Respondent promised to first move for reconsideration and then file the appeal. Several months later, Pagonis inquired about the motion for reconsideration only to learn from the juvenile court that no such motion had been filed.

{¶ 9} The juvenile court nevertheless scheduled a hearing in the Pagonis case. Respondent advised his clients that he had a schedule conflict and would be unable to appear on the hearing date; however, he never moved for a continuance. Respondent did not appear at the hearing, and Pagonis and her son had to proceed unrepresented. The magistrate issued a ruling adverse to the clients.

{¶ 10} Pagonis discharged respondent in October 2005 and asked him to return her case file. Respondent did not return the file for approximately five months. Respondent’s delay forced Pagonis to appear at several hearings without the benefit of her file.

{¶ 11} Because respondent lied to Pagonis, failed to provide promised representation, and did not timely return the Pagonis case file, the board found, and we agree, that he violated DR 1-102(A)(4), 1-102(A)(5), 2-110(A)(2) (prohibiting a lawyer from withdrawing from employment without having taken reasonable steps to avoid foreseeable prejudice to client), 7-101(A)(l) (requiring a lawyer to seek the lawful objectives of a client through reasonably available means), 7-101(A)(2) (prohibiting a lawyer from failing to carry out a contract of professional employment), and 7-101(A)(3) (prohibiting a lawyer from causing his client damage or prejudice during representation).

Count III — The Knowlton Case

{¶ 12} In May 2004, William and Barbara Knowlton paid respondent $334 to represent them in a pending bankruptcy case. The case had been filed under Chapter 13, but in June 2004, the court dismissed the action for a failure to [469]*469comply with the terms of the reorganization plan. Respondent moved to reinstate the case so as to convert the action to a Chapter 7 bankruptcy. The court found respondent’s filings inadequate and did not go forward with the conversion.

{¶ 13} When asked to explain, respondent told the Knowltons that “the court was wrong.” He never communicated with the Knowltons again.

{¶ 14} Because respondent mishandled the Knowltons’ bankruptcy and ignored them, the board found, and we agree, that respondent violated DR 1-102(A)(4), 1-102(A)(5), 6-101(A)(3), 7-101(A)(l), and 7-101(A)(2).

Count IV — The Roberts Case

{¶ 15} Debra Roberts hired respondent in October 2005 to appeal a court of appeals decision that affirmed a court order terminating her parental rights. She paid respondent $1,000 toward his fee and $300 to obtain legal records. On December 9, 2005, Roberts forwarded him a check for an additional $100.

{¶ 16} Roberts learned in December 2005 that respondent had not filed the appeal and that her children were in the process of being adopted. She tried repeatedly to contact respondent without success.

{¶ 17} But on December 2, 2005, we suspended respondent from the practice of law for failing to register as an attorney for the 2005-2007 biennium. Respondent deposited Roberts’s $100 check after he had been suspended and never informed his client of the suspension. Roberts has asked respondent repeatedly to return her file, including the records she had paid him $300 to obtain. Respondent has ignored his client’s request.

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Bluebook (online)
873 N.E.2d 273, 114 Ohio St. 3d 466, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-lord-ohio-2007.