Disciplinary Counsel v. Karris

2011 Ohio 4243, 129 Ohio St. 3d 499
CourtOhio Supreme Court
DecidedSeptember 1, 2011
Docket2010-1898
StatusPublished
Cited by14 cases

This text of 2011 Ohio 4243 (Disciplinary Counsel v. Karris) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Karris, 2011 Ohio 4243, 129 Ohio St. 3d 499 (Ohio 2011).

Opinion

Per Curiam.

{¶ 1} Respondent, Tom John Karris of Strongsville, Ohio, Attorney Registration No. 0033659, was admitted to the practice of law in Ohio in 1982.

{¶ 2} On December 7, 2009, relator, Disciplinary Counsel, filed a two-count complaint alleging that respondent had committed professional misconduct by improperly notarizing signatures on four documents and falsely testifying about it during a deposition.

{¶ 3} The board found clear and convincing evidence that respondent had engaged in conduct involving dishonesty, fraud, deceit, or misrepresentation and conduct that adversely reflected on his fitness to practice law by improperly notarizing documents on three separate occasions. Based upon this misconduct, the board recommends that we publicly reprimand respondent. Finding that the record contains insufficient evidence to clearly and convincingly prove that respondent made false statements to a tribunal, however, the board recommends that we dismiss count two of relator’s complaint.

{¶ 4} Relator objects to the board’s recommended sanction. Citing respondent’s multiple fraudulent notarizations, the presence of several aggravating factors, and the absence of substantial mitigating evidence, relator asks that we suspend respondent from the practice of law for six months. We sustain relator’s objection and suspend respondent from the practice of law in Ohio for six months.

Misconduct

Count One

{¶ 5} The board found that in 1999, one of respondent’s clients began to lend money to another man (“borrower”) to use in his catering business. In 2000, the client engaged respondent to prepare documents to protect his investment, and respondent prepared a promissory note, secured by a mortgage on property that the borrower and his wife owned in Columbia Station, Ohio, as well as a quitclaim deed on that property to be held in escrow.

{¶ 6} On January 26, 2000, the promissory note, in the principal amount of $35,000, was purportedly executed by the borrower and his wife and then witnessed and notarized by respondent. On January 31, 2000, the borrower and his wife purportedly executed, and respondent notarized, the mortgage and quitclaim deeds. The mortgage deed was filed with the Lorain County recorder on February 10, 2000.

*501 {¶ 7} Although it does not appear that the borrower was making any payments on the loans, the client continued to lend him additional funds. On January 30, 2001, the borrower and his wife purportedly executed a land contract for the Columbia Station property, identifying themselves as purchasers and the client as the vendor. Respondent notarized the signatures and then forwarded the land contract and quitclaim deed to the Lorain County Recorder for filing, but the instruments were returned due to pending litigation against the real property. The quitclaim deed was eventually recorded on August 28, 2002.

{¶ 8} At the hearing, the panel heard conflicting testimony regarding the execution of the promissory note, mortgage deed, quitclaim deed, and land contract prepared by respondent. Both the borrower and his wife, who had divorced in 2003, testified that the wife had not signed any of the documents prepared and notarized by respondent. The borrower testified that he had signed his wife’s name to those instruments, although he had previously executed an affidavit in another legal proceeding stating that both he and his wife had signed the quitclaim deed and the mortgage. Respondent testified that the borrower’s wife had signed the instruments in his presence. Another client of respondent’s, who was also the husband of the first client’s niece, testified that he had been present when the borrower and his wife signed the instruments. Although respondent’s secretary purportedly witnessed the signing of the documents, she did not testify at the disciplinary proceeding.

{¶ 9} Rebecca Barrett, a forensic document examiner for the Ohio Bureau of Criminal Identification and Investigation, testified that the signatures purporting to be that of the borrower’s wife on the instruments in question were not, in fact, her signatures. Based upon her analysis of the documents, she testified that there is “a high degree of certainty” that the signatures are in the borrower’s hand.

{¶ 10} On these facts, the board found that respondent had violated DR 1-102(A)(4) (prohibiting a lawyer from engaging in conduct involving dishonesty, fraud, deceit, or misrepresentation) and 1-102(A)(6) (prohibiting a lawyer from engaging in conduct that adversely reflects on the lawyer’s fitness to practice law). We adopt these findings of fact and misconduct.

Count Two

{¶ 11} As a third-party defendant in an action brought by his client against the borrower, respondent was deposed in 2007. At that time, he testified that the instruments in question had been signed in his presence by someone purporting to be the borrower’s wife and that he had not requested identification from the woman, because his client, the husband of his client’s niece, and the borrower had indicated that she was the borrower’s wife.

*502 {¶ 12} The board acknowledged that respondent’s 2007 deposition testimony “may not have been shown to be true based upon the forensic evidence” that the borrower’s wife had not signed the instruments. But the board found that given the passage of time and considerable variation in the witness testimony regarding the execution of the instruments in question, “[rjespondent may well have believed that the events transpired as he related them when he gave his deposition testimony in 2007.” Therefore, the board recommends that we dismiss count two based upon the absence of clear and convincing evidence that respondent committed the alleged violations. Neither party objects to this recommendation. We agree that the record does not contain clear and convincing evidence to support the misconduct charged in count two of relator’s complaint and therefore dismiss that count.

Sanction

{¶ 13} When imposing sanctions for attorney misconduct, we consider relevant factors, including the ethical duties that the lawyer violated and the sanctions imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 96 Ohio St.3d 424, 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. In making a final determination, we also weigh evidence of the aggravating and mitigating factors listed in Section 10(B) of the Rules and Regulations Governing Procedure on Complaints and Hearings Before the Board of Commissioners on Grievances and Discipline (“BCGD Proc.Reg.”). Disciplinary Counsel v. Broeren, 115 Ohio St.3d 473, 2007-Ohio-5251, 875 N.E.2d 935, ¶ 21.

{¶ 14} As aggravating factors, the board found that respondent had engaged in a pattern of misconduct involving multiple offenses, as he notarized the purported signature of the borrower’s wife on three separate occasions. See BCGD Proc.Reg. 10(B)(1)(c) and (d). Also, although respondent agreed to settle the borrower’s third-party claims against him for $5,000, he paid only $400 and then refused to pay anything more. Respondent also refused to acknowledge the wrongful nature of his conduct, insisting that he had properly notarized the documents. See BCGD Proc.Reg. 10(B)(1)(g).

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2011 Ohio 4243, 129 Ohio St. 3d 499, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-karris-ohio-2011.