Disciplinary Counsel v. Hallquist

2011 Ohio 1819, 128 Ohio St. 3d 480
CourtOhio Supreme Court
DecidedApril 20, 2011
Docket2010-2169
StatusPublished
Cited by4 cases

This text of 2011 Ohio 1819 (Disciplinary Counsel v. Hallquist) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Hallquist, 2011 Ohio 1819, 128 Ohio St. 3d 480 (Ohio 2011).

Opinion

Per Curiam.

{¶ 1} Respondent, Kevin Paul Hallquist of Fairmont, West Virginia, formerly of Cleveland, Ohio, Attorney Registration No. 0034385, was admitted to the practice of law in Ohio in 1986.

{¶ 2} On June 14, 2010, relator, Disciplinary Counsel, filed a complaint charging respondent with professional misconduct arising from his failure to reasonably communicate with two clients, his neglect of their legal matters, and his failure to cooperate in the ensuing disciplinary investigations. The Board of Commissioners on Grievances and Discipline attempted to serve respondent with a copy of the complaint by certified mail at the address he had registered with the Office of Attorney Registration, but the letter was returned unclaimed. Therefore, the clerk of the Supreme Court of Ohio accepted service on respondent’s behalf, in accordance with Gov.Bar R. V(11)(B). Respondent appeared for a deposition on one matter in December 2009, but he did not answer the complaint or otherwise appear in the proceeding, and relator moved for default pursuant to Gov.Bar R. V(6)(F).

{¶ 3} A master commissioner appointed by the Board of Commissioners on Grievances and Discipline granted relator’s default motion, making findings of misconduct and recommending that respondent be indefinitely suspended from *481 the practice of law. The board adopted the master commissioner’s findings of fact and misconduct but recommends that we impose a two-year suspension with the last six months stayed. We accept the board’s findings of fact, conclusions of law, and recommended sanction.

Misconduct

{¶ 4} In Count 1, the board found that a husband and wife had retained respondent to pursue a claim for uninsured-motorist coverage after the husband was injured in an automobile accident. The matter was settled, and in August 2008, the insurer issued a $2,000 settlement check. Respondent retained the couple’s portion of the settlement proceeds as a flat fee to represent them in an unrelated matter.

{¶ 5} In early 2009, however, the couple began to receive medical bills, totaling $1,108, for treatment of the husband’s injuries that they believed had been paid as part of the settlement. Unable to reach respondent, the couple filed a grievance with relator.

{¶ 6} At his December 3, 2009 deposition, respondent testified that pursuant to the terms of the settlement, the insurer was to pay all the couple’s medical bills plus $2,000. He claimed that he was unaware of any unpaid medical bills and had no documentation regarding the terms of the settlement. Respondent further testified that he would contact the couple and their insurer to investigate and resolve the matter. Although respondent sent relator copies of several letters that he had faxed to the insurer and a document from the insurer confirming the amount of the settlement check, he did not contact the clients or resolve their unpaid medical bills.

{¶ 7} In Count 2, the board found that respondent accepted $500 in May 2009 and another $100 in September 2009 to seek expungement of a client’s criminal conviction, but did not file the motion until October 2, 2009. The trial court dismissed the motion, finding that the client had been notified of two separate hearing dates and had failed to appear. The client avers that respondent did not inform him of either hearing date. And although respondent signed for a letter of inquiry that relator sent to him by certified mail, he did not file a response.

{¶ 8} Based upon these factual findings, the board concluded that respondent’s conduct with respect to each of these two counts violated Prof.Cond.R. 1.3 (requiring a lawyer to act with reasonable diligence in representing a client), 1.4(a)(2) (requiring a lawyer to reasonably consult with the client about the means by which the client’s objectives are to be accomplished), 1.4(a)(3) (requiring a lawyer to keep the client reasonably informed about the status of a matter), and 8.1(b) (prohibiting a lawyer from knowingly fading to respond to a demand for information by a disciplinary authority during an investigation) and Gov.Bar R. *482 V(4)(G) (requiring a lawyer to cooperate with a disciplinary investigation). We accept the board’s findings of fact and misconduct.

Sanction

{¶ 9} When imposing sanctions for attorney misconduct, we consider relevant factors, including the ethical duties that the lawyer violated and the sanctions imposed in similar cases. Stark Cty. Bar Assn. v. Buttacavoli, 96 Ohio St.3d 424, 2002-Ohio-4743, 775 N.E.2d 818, ¶ 16. In making a final determination, we also weigh evidence of the aggravating and mitigating factors listed in Section 10(B) of the Rules and Regulations Governing Procedure on Complaints and Hearings Before the Board of Commissioners on Grievances and Discipline (“BCGD Proc.Reg.”). Disciplinary Counsel v. Broeren, 115 Ohio St.3d 473, 2007-Ohio-5251, 875 N.E.2d 935, ¶ 21.

{¶ 10} As aggravating factors, the board found that respondent had engaged in a pattern of misconduct involving multiple offenses. See BCGD Proc.Reg. 10(B)(1)(c) and (d). He has failed to cooperate in the disciplinary process, refused to acknowledge the wrongful nature of his conduct, caused harm to vulnerable clients, and failed to make restitution. See BCGD Proc.Reg. 10(B)(1)(e), (g), (h), and (i). The only mitigating factor is respondent’s lack of a prior disciplinary record. See BCGD Proc.Reg. 10(B)(2)(a).

{¶ 11} Relator argued that an indefinite suspension was the appropriate sanction for respondent’s neglect of client matters and failure to cooperate in the disciplinary investigation. The master commissioner agreed, citing Disciplinary Counsel v. Mathewson, 113 Ohio St.3d 365, 2007-Ohio-2076, 865 N.E.2d 891, ¶ 19 (imposing an indefinite suspension on an attorney who neglected clients’ cases, misused his client trust account, and failed to cooperate in the resulting investigation, finding that respondent’s multiple offenses had resulted in actual prejudice to the clients and to the administration of justice). Without explaining its reasoning, however, the board recommends that we impose a two-year suspension with six months stayed. Relator has not objected to the board’s recommendation.

{¶ 12} We have recognized that an indefinite suspension is “ ‘especially fitting * * * where neglect of a legal matter is coupled with a failure to cooperate in the ensuing disciplinary investigation,’ ” Disciplinary Counsel v. Boylan (1999), 85 Ohio St.3d 115, 117, 707 N.E.2d 465, quoting Warren Cty. Bar Assn. v. Lieser (1997), 79 Ohio St.3d 488, 490, 683 N.E.2d 1148. We have also recognized that each disciplinary case is unique and that we may consider “all relevant factors” in determining what sanction to impose. See BCGD Proc.Reg. 10(B); Columbus Bar Assn. v. Chasser, 124 Ohio St.3d 578, 2010-Ohio-956, 925 N.E.2d 595, ¶ 20.

{¶ 13} In Cuyahoga Cty. Bar Assn. v. Paulson,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Disciplinary Counsel v. Kaiser
2024 Ohio 2788 (Ohio Supreme Court, 2024)
Disciplinary Counsel v. Engel.
2018 Ohio 2988 (Ohio Supreme Court, 2018)
Disciplinary Counsel v. Ford
2012 Ohio 3915 (Ohio Supreme Court, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
2011 Ohio 1819, 128 Ohio St. 3d 480, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-hallquist-ohio-2011.