Disciplinary Counsel v. Evans

CourtConnecticut Appellate Court
DecidedAugust 18, 2015
DocketAC36575
StatusPublished

This text of Disciplinary Counsel v. Evans (Disciplinary Counsel v. Evans) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Disciplinary Counsel v. Evans, (Colo. Ct. App. 2015).

Opinion

****************************************************** The ‘‘officially released’’ date that appears near the beginning of each opinion is the date the opinion will be published in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the beginning of all time periods for filing postopinion motions and petitions for certification is the ‘‘officially released’’ date appearing in the opinion. In no event will any such motions be accepted before the ‘‘officially released’’ date. All opinions are subject to modification and technical correction prior to official publication in the Connecti- cut Reports and Connecticut Appellate Reports. In the event of discrepancies between the electronic version of an opinion and the print version appearing in the Connecticut Law Journal and subsequently in the Con- necticut Reports or Connecticut Appellate Reports, the latest print version is to be considered authoritative. The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be repro- duced and distributed without the express written per- mission of the Commission on Official Legal Publications, Judicial Branch, State of Connecticut. ****************************************************** DISCIPLINARY COUNSEL v. JOHN J. EVANS (AC 36575) Sheldon, Mullins and Schaller, Js. Argued March 10—officially released August 18, 2015

(Appeal from Superior Court, judicial district of Stamford-Norwalk, Mintz, J.) John J. Evans, self-represented, the appellant (defendant). Beth L. Baldwin, assistant disciplinary counsel, with whom was Suzanne Sutton, first assistant disciplinary counsel, for the appellee (plaintiff). Opinion

MULLINS, J. In this presentment1 filed by the plaintiff, disciplinary counsel, alleging misconduct by the defen- dant, John J. Evans, a suspended attorney acting as a self-represented party, the defendant appeals following the judgment of the trial court denying his motion for reinstatement to the practice of law. On appeal,2 the defendant claims that the trial court improperly (1) denied his motions to vacate an agreement that he had entered into with disciplinary counsel to resolve the presentment, (2) ordered, pursuant to the parties’ agreement, that he disclose unredacted documents for an audit of his IOLTA account,3 (3) suspended him from the practice of law, and (4) denied his motion for rein- statement to the practice of law.4 We affirm the judg- ment of the court. The following facts are relevant to this appeal. Rita Kruk, a former client of the defendant, initiated griev- ance proceedings against him by filing a complaint on March 17, 2009. She alleged that the defendant had refused to disburse funds to her and to provide her with a proper accounting of a recovery that he had received on her behalf through his prior representation of her. After a finding of probable cause by a local grievance panel, the reviewing committee of the Statewide Griev- ance Committee held an evidentiary hearing and there- after directed disciplinary counsel to file a presentment against the defendant in the Superior Court. The pre- sentment charged the defendant with violating, inter alia, rule 1.15 (b) of the Rules of Professional Conduct, by refusing to disburse funds to which Kruk was entitled and by refusing to provide Kruk’s new counsel with a proper accounting of the fees and expenses arising from the prior representation.5 On September 20, 2011, the defendant filed an appli- cation for inactive status with the court on the ground that he was incapacitated from practicing law ‘‘by rea- son of mental infirmity or illness.’’ Afterward, the par- ties reached an understanding whereby the defendant would go on inactive status for a period of approxi- mately one month, enter a substance abuse program and then be permitted to practice law under court super- vision pursuant to conditions that would be set forth at a hearing on his application for reinstatement. Thus, pursuant to that understanding, on November 4, 2011, the court ordered that the defendant go on inactive status and appointed a trustee ‘‘to secure [the defen- dant’s] client’s fund account and take the steps as are necessary to protect the interest of [defendant’s] clients and to secure the [defendant’s] IOLTA account.’’ On December 1, 2011, after completing a rehabilita- tion program, the defendant filed a motion for ‘‘rein- state[ment] . . . from inactive status under such conditions as the court may impose.’’ On December 16, 2011, the parties executed an agreement for disposition of the presentment (agreement)6 pursuant to which the defendant acknowledged, inter alia, ‘‘that there [was] sufficient evidence to prove by clear and convincing evidence that he failed to provide [Kruk] a proper accounting of his fees and expenses’’ in violation of rule 1.15 (e) of the Rules of Professional Conduct.7 The defendant also consented to the imposition of condi- tions upon his return to the practice of law, including ‘‘submit[ting] his IOLTA account [records] for monthly audit by the Statewide Grievance Committee, with the first audit being for the month of December, 2011,’’ and ‘‘fully cooperat[ing] with the Statewide Grievance Committee and . . . promptly answer[ing] all ques- tions and provid[ing] all necessary documents.’’8 The agreement specified that the documents for ‘‘[t]he December, 2011 audit shall be submitted to the Statewide Grievance Committee no later than February 1, 2012, and shall be due on the first of each month for each subsequent monthly audit.’’ The agreement further indicated that it ‘‘contemplate[d] the imposition of disci- pline’’ to resolve the presentment, and provided that ‘‘whether [the defendant] is reprimanded or suspended, depend[ed] on his compliance with the [agreement’s] conditions . . . .’’ As it relates to the defendant’s non- compliance, the agreement provided that ‘‘[i]f [the defendant] fail[ed] to comply with one or more of the conditions . . . the court shall order that [he] be sus- pended from the practice of law for six months, and [the defendant] must be reinstated by motion to the court, subject to such conditions as the court might impose at the time of reinstatement.’’ On the same day that the parties executed the agreement, the court held a hearing at which disciplin- ary counsel read the terms of the agreement into the record. The court then canvassed the defendant con- cerning the agreement. During the canvass, the defen- dant acknowledged that he understood the agreement, entered into the agreement voluntarily, found the agreement to be fair and equitable, and was satisfied with his legal representation. Afterward, pursuant to the agreement, the court ordered the defendant suspended for a period of six months, the imposition of which was deferred for one year, during which time the defendant would be permit- ted to practice law pursuant to the agreement’s condi- tions. In that order, the court confirmed that it would dispose of the presentment by ‘‘impos[ing] a reprimand for misconduct’’ if the defendant complied with the agreement’s conditions, but ‘‘[i]f the [defendant] fail[ed] to comply with one or more of the conditions . . .

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Disciplinary Counsel v. Evans, Counsel Stack Legal Research, https://law.counselstack.com/opinion/disciplinary-counsel-v-evans-connappct-2015.